DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

T•• I••••••••• G••••

Institutional managerSan Mateo, CaliforniaCRD 112016SEC 801-39280website IAPD

Legal name T••• I•••

Latest filing Dec 15, 2025

First filing on the tape Dec 22, 2011 · 21 filings

SEC status approved since Jul 3, 1991

RAUM

$969M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$969M as of Dec 15, 2025

Dec 22, 2011$345M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Dec 15, 2025

Dec 22, 20110 then

Employees (5.A)22 as of Dec 15, 2025

Nov 6, 201212 then

Private funds1 as of Dec 15, 2025

Dec 2, 20211 then

RAUM +20% over the last fiscal year+14% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Dec 15, 2025; every figure names its basis

Archetypes, each a printed rule

institutional asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $242MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +2.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Custody: $38.4M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
a related person has custody of client cash (9.B.1.a)
the adviser acts as qualified custodian (9.D.1)
a related person acts as qualified custodian (9.D.2)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$842M87%
Pooled investment vehicles$127M13%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: 3reported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $38.4M for 2 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=0.13 institutional_share=0.87 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T•• S•••••••• R••• E••••• F•••• L••	Real Estate Fund	$85.1M	2	Dec 2, 2021

Owners and control persons

Schedule A and B, latest filing

S••••••• G••••• J•••• · Ceo, President, Cfocontrol
since 10/2000 · owns 75% or more
P••••••• R•••••• T• · Executive Vice President
since 05/2007 · owns less than 5%
S•• C••••••• E•••• D•••• · Cco & Corporate Secretary
since 04/2017 · owns less than 5%

Related persons

Schedule D 7.A

T•• M••••••• L••
pooled vehicle sponsorcustodiany

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 3 to 4
Oct 6, 2025 to Dec 15, 2025
Pension plan clients · 2 to 3
Oct 6, 2025 to Dec 15, 2025
Assets in custody · $11.3M to $38.4M
Oct 6, 2025 to Dec 15, 2025
Employees · 20 to 22
Oct 6, 2025 to Dec 15, 2025
Discretionary RAUM · $826M to $969M
Oct 6, 2025 to Dec 15, 2025
Pension RAUM · $741M to $842M
Oct 6, 2025 to Dec 15, 2025
Pooled vehicle RAUM · $85.1M to $127M
Oct 6, 2025 to Dec 15, 2025
RAUM · $826M to $969M
Oct 6, 2025 to Dec 15, 2025
Financial planning clients · unset to
Dec 13, 2024 to Oct 6, 2025
Accounts · 4 to 3
Dec 11, 2023 to Dec 13, 2024
Pension plan clients · 3 to 2
Dec 11, 2023 to Dec 13, 2024
Assets in custody · $12.4M to $11.3M
Dec 11, 2023 to Dec 13, 2024
Discretionary RAUM · $806M to $826M
Dec 11, 2023 to Dec 13, 2024
Pension RAUM · $745M to $741M
Dec 11, 2023 to Dec 13, 2024
Pooled vehicle RAUM · $60.9M to $85.1M
Dec 11, 2023 to Dec 13, 2024
RAUM · $806M to $826M
Dec 11, 2023 to Dec 13, 2024
Assets in custody · $35.7M to $12.4M
Dec 13, 2022 to Dec 11, 2023
Discretionary RAUM · $767M to $806M
Dec 13, 2022 to Dec 11, 2023
Pension RAUM · $732M to $745M
Dec 13, 2022 to Dec 11, 2023
Pooled vehicle RAUM · $34.7M to $60.9M
Dec 13, 2022 to Dec 11, 2023
RAUM · $767M to $806M
Dec 13, 2022 to Dec 11, 2023
Accounts · 3 to 4
Dec 2, 2021 to Dec 13, 2022
Assets in custody · $15.0M to $35.7M
Dec 2, 2021 to Dec 13, 2022
Discretionary RAUM · $650M to $767M
Dec 2, 2021 to Dec 13, 2022
Pension RAUM · $650M to $732M
Dec 2, 2021 to Dec 13, 2022
Pooled vehicle RAUM · $0 to $34.7M
Dec 2, 2021 to Dec 13, 2022
RAUM · $650M to $767M
Dec 2, 2021 to Dec 13, 2022
Advisory activities · 2 to 3
Dec 9, 2020 to Dec 2, 2021
Pooled vehicle clients · unset to 1.0
Dec 9, 2020 to Dec 2, 2021
Assets in custody · $17.0M to $15.0M
Dec 9, 2020 to Dec 2, 2021
Private funds · unset to 1
Dec 9, 2020 to Dec 2, 2021
Discretionary RAUM · $571M to $650M
Dec 9, 2020 to Dec 2, 2021
Pension RAUM · $571M to $650M
Dec 9, 2020 to Dec 2, 2021
Pooled vehicle RAUM · unset to 0.0
Dec 9, 2020 to Dec 2, 2021
RAUM · $571M to $650M
Dec 9, 2020 to Dec 2, 2021
Assets in custody · $39.3M to $17.0M
Nov 22, 2019 to Dec 9, 2020
Discretionary RAUM · $579M to $571M
Nov 22, 2019 to Dec 9, 2020
Pension RAUM · $579M to $571M
Nov 22, 2019 to Dec 9, 2020
RAUM · $579M to $571M
Nov 22, 2019 to Dec 9, 2020
Assets in custody · $35.8M to $39.3M
Sep 17, 2019 to Nov 22, 2019

Signals

1 dated events

T Victor Kwok (Chief Financial Officer) appeared on Schedule A of T•• I••••••••• G••••
Sep 17, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: TDAINC.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 650-343-6333reportedpublic record, Form ADV, Dec 15, 2025

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

T•• I••••••••• G•••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…