DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••• B•••• F•••••••• G••••• L•••••••• B•••• F•••••••• S•••••••
Latest filing Feb 19, 2026
First filing on the tape Mar 16, 2012 · 19 filings
SEC status approved since May 20, 1999
RAUM
$909M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$863M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$909M as of Feb 19, 2026
Mar 16, 2012$191M then
HNW client RAUM$738M as of Feb 19, 2026
Mar 8, 2018$243M then
State-registered IARs (5.B.3)5 as of Feb 19, 2026
Mar 16, 20120 then
Employees (5.A)7 as of Feb 19, 2026
Mar 7, 20135 then
Private funds: no history
RAUM +9.1% over the last fiscal year+10% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.6MderivedHNW RAUM over HNW clients
- Average account
- $675,071derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$738M81%
- Individuals$125M14%
- Pension and profit-sharing plans$46.4M5.1%
- Individual clients
- 389reported
- HNW clients
- 86reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 1,347reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• R•• B••••Chartered Financial Consultant | Arlington, Tx | Apr 24, 1995 | 31 y | 0 |
| C•••• E••• M•••Certified Financial Planner | Arlington, Tx | Nov 14, 2003 | 26 y | 0 |
| D•••• M••••• W•••••• | Arlington, Tx | Mar 7, 2005 | 29 y | 0 |
| C••• M•••••• M•••••••Certified Financial Planner | Arlington, Tx | Nov 13, 2008 | 24 y | 0 |
| K•••••• R•••• W••• | Arlington, Tx | Apr 3, 2024 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•••••• M••• M••••••••• to R•• W••••• A•••••••Jul 14, 2008 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• G•••••• R•• · Managercontrolsince 03/1994 · owns 75% or more
- M•••••••• C•••• M•••••• · Chief Compliance Officercontrolsince 01/2005 · owns less than 5%
- M•••• C••••• E••• · Ownercontrolsince 01/2005 · owns less than 5%
- B••••• S•••••• S•• · Ownersince 01/2005 · owns less than 5%
Related persons
Schedule D 7.A
- G•• F•••••••• L••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,335 to 1,347Jan 2, 2026 to Feb 19, 2026
- HNW clients · 80 to 86Jan 2, 2026 to Feb 19, 2026
- Individual clients · 294 to 389Jan 2, 2026 to Feb 19, 2026
- Pension plan clients · 9 to 7Jan 2, 2026 to Feb 19, 2026
- Employees · 8 to 7Jan 2, 2026 to Feb 19, 2026
- Discretionary RAUM · $833M to $909MJan 2, 2026 to Feb 19, 2026
- HNW RAUM · $640M to $738MJan 2, 2026 to Feb 19, 2026
- Individual RAUM · $161M to $125MJan 2, 2026 to Feb 19, 2026
- Pension RAUM · $31.9M to $46.4MJan 2, 2026 to Feb 19, 2026
- RAUM · $833M to $909MJan 2, 2026 to Feb 19, 2026
- Accounts · 1,756 to 1,335Mar 15, 2024 to Mar 20, 2025
- Advisory employees · 4 to 5Mar 15, 2024 to Mar 20, 2025
- BD registered reps · 4 to 5Mar 15, 2024 to Mar 20, 2025
- HNW clients · 63 to 80Mar 15, 2024 to Mar 20, 2025
- Individual clients · 285 to 294Mar 15, 2024 to Mar 20, 2025
- Employees · 9 to 8Mar 15, 2024 to Mar 20, 2025
- Financial planning clients · 51-100 to 51-100Mar 15, 2024 to Mar 20, 2025
- State-registered IARs · 4 to 5Mar 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $741M to $833MMar 15, 2024 to Mar 20, 2025
- HNW RAUM · $420M to $640MMar 15, 2024 to Mar 20, 2025
- Individual RAUM · $296M to $161MMar 15, 2024 to Mar 20, 2025
- Pension RAUM · $25.0M to $31.9MMar 15, 2024 to Mar 20, 2025
- RAUM · $741M to $833MMar 15, 2024 to Mar 20, 2025
- Accounts · 1,245 to 1,756Feb 23, 2023 to Mar 15, 2024
- Discretionary RAUM · $678M to $741MFeb 23, 2023 to Mar 15, 2024
- HNW RAUM · $380M to $420MFeb 23, 2023 to Mar 15, 2024
- Individual RAUM · $273M to $296MFeb 23, 2023 to Mar 15, 2024
- Pension RAUM · $25.4M to $25.0MFeb 23, 2023 to Mar 15, 2024
- RAUM · $678M to $741MFeb 23, 2023 to Mar 15, 2024
- Accounts · 1,276 to 1,245Mar 4, 2022 to Feb 23, 2023
- Individual clients · 281 to 285Mar 4, 2022 to Feb 23, 2023
- Pension plan clients · 10 to 9Mar 4, 2022 to Feb 23, 2023
- Employees · 8 to 9Mar 4, 2022 to Feb 23, 2023
- Discretionary RAUM · $675M to $678MMar 4, 2022 to Feb 23, 2023
- HNW RAUM · $380M to $380MMar 4, 2022 to Feb 23, 2023
- Individual RAUM · $266M to $273MMar 4, 2022 to Feb 23, 2023
- Pension RAUM · $29.4M to $25.4MMar 4, 2022 to Feb 23, 2023
- RAUM · $675M to $678MMar 4, 2022 to Feb 23, 2023
- Accounts · 1,253 to 1,276Feb 22, 2021 to Feb 14, 2022
- HNW clients · 75 to 63Feb 22, 2021 to Feb 14, 2022
Signals
1 dated events
- G••••• B•••• F•••••••• G••••• L•••••••• B•••• F•••••••• S••••••• reported RAUM $580.0M, up 36% from $428.0M (2020-06-30 to 2021-02-22)Feb 22, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c••••••@b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- l••••@b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- n••••@b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s••••••••@b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-861-7099reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-861-8099reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- B••••FINANCIAL.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-861-7099reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- b•••••••••.netreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026