DFX Intelligence
RIA Intelligence
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SEC-registered adviser
G••••• M• H••••• C••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 28, 2012 · 19 filings
SEC status approved since Sep 25, 1981
RAUM
$183M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$180M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$36.6M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$183M as of Mar 25, 2026
Mar 28, 2012$164M then
HNW client RAUM$146M as of Mar 25, 2026
Mar 28, 2018$98.3M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 28, 20136 then
Employees (5.A)5 as of Mar 25, 2026
Mar 28, 20136 then
Private funds: no history
RAUM +7.5% over the last fiscal year+9.7% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $36.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $883,892derivedHNW RAUM over HNW clients
- Average account
- $426,540derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$146M80%
- Individuals$34.1M19%
- Charitable organizations$3.1M1.7%
- Corporations and businesses$2,8300.0%
- Individual clients
- 258reported
- HNW clients
- 165reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 429reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• M•• H•••••Certified Financial Planner | Atlanta, Ga | Feb 15, 2000 | 43 y | 0 |
| S••••• D••• H•••••••Certified Financial Planner | Atlanta, Ga | Jan 30, 2004 | 41 y | 0 |
| G••••• M•• H•••••Certified Financial Planner | Atlanta, Ga | Aug 6, 2004 | 37 y | 0 |
| B•••• R•• L•••••••Certified Financial Planner | Atlanta, Ga | Mar 4, 2005 | 22 y | 0 |
| R•••••• D••••• H••••• | Atlanta, Ga | Apr 1, 2005 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• W• M•••••• to K•• C•••••• M•••••••••Jul 13, 2004 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• G•••••• M•• · Chief Compliance Officer/Managing Membercontrolsince 01/1985 · owns 75% or more
Related persons
Schedule D 7.A
- G••••• M•• H•••••y
- G••••• M•• H•••••investment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 25, 2026pension consulting (Item 5.G.6): yes on the filing of 2025-07-29, no on the filing of 2026-03-25peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 433 to 429Jul 29, 2025 to Mar 25, 2026
- Advisory activities · 5 to 4Jul 29, 2025 to Mar 25, 2026
- Corporate clients · 2 to 1Jul 29, 2025 to Mar 25, 2026
- HNW clients · 132 to 165Jul 29, 2025 to Mar 25, 2026
- Individual clients · 294 to 258Jul 29, 2025 to Mar 25, 2026
- Assets in custody · $44.5M to $59.8MJul 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $169M to $179MJul 29, 2025 to Mar 25, 2026
- HNW RAUM · $127M to $146MJul 29, 2025 to Mar 25, 2026
- Individual RAUM · $40.5M to $34.1MJul 29, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $866,285 to $4.1MJul 29, 2025 to Mar 25, 2026
- RAUM · $170M to $183MJul 29, 2025 to Mar 25, 2026
- Financial planning clients · 1-10 to 1-10Mar 24, 2025 to Jul 29, 2025
- Accounts · 437 to 433Mar 26, 2024 to Mar 24, 2025
- Corporate clients · 1 to 2Mar 26, 2024 to Mar 24, 2025
- HNW clients · 138 to 132Mar 26, 2024 to Mar 24, 2025
- Individual clients · 293 to 294Mar 26, 2024 to Mar 24, 2025
- Assets in custody · $45.5M to $44.5MMar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $152M to $169MMar 26, 2024 to Mar 24, 2025
- HNW RAUM · $117M to $127MMar 26, 2024 to Mar 24, 2025
- Individual RAUM · $34.6M to $40.5MMar 26, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $1.7M to $866,285Mar 26, 2024 to Mar 24, 2025
- RAUM · $154M to $170MMar 26, 2024 to Mar 24, 2025
- Accounts · 444 to 437Mar 23, 2023 to Mar 26, 2024
- HNW clients · 112 to 138Mar 23, 2023 to Mar 26, 2024
- Individual clients · 326 to 293Mar 23, 2023 to Mar 26, 2024
- Assets in custody · $48.0M to $45.5MMar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $137M to $152MMar 23, 2023 to Mar 26, 2024
- HNW RAUM · $99.9M to $117MMar 23, 2023 to Mar 26, 2024
- Individual RAUM · $36.1M to $34.6MMar 23, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $1.4M to $1.7MMar 23, 2023 to Mar 26, 2024
- RAUM · $139M to $154MMar 23, 2023 to Mar 26, 2024
- Accounts · 457 to 444Apr 6, 2022 to Mar 23, 2023
- Advisory activities · 6 to 5Apr 6, 2022 to Mar 23, 2023
- Charity clients · 4 to 5Apr 6, 2022 to Mar 23, 2023
- HNW clients · 157 to 112Apr 6, 2022 to Mar 23, 2023
- Individual clients · 295 to 326Apr 6, 2022 to Mar 23, 2023
- Assets in custody · $63.9M to $48.0MApr 6, 2022 to Mar 23, 2023
- Discretionary RAUM · $189M to $137MApr 6, 2022 to Mar 23, 2023
- HNW RAUM · $154M to $99.9MApr 6, 2022 to Mar 23, 2023
- Individual RAUM · $33.0M to $36.1MApr 6, 2022 to Mar 23, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-359-0222reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-365-0222reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- G•••••H•••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 404-365-0222reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026