DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ellington Management Group, L.L.C.
Latest filing Aug 14, 2026
First filing on the tape Mar 30, 2012 · 81 filings
SEC status approved since Apr 1, 1999
RAUM
$21B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
164
68 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
29
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$21B as of Aug 14, 2026
Mar 30, 2012$6.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 14, 2026
Mar 30, 20120 then
Employees (5.A)164 as of Aug 14, 2026
Mar 28, 2013123 then
Private funds29 as of Aug 14, 2026
Mar 30, 201215 then
RAUM +69% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $629MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B53%
- Sovereign wealth funds$6.4B31%
- Other investment advisers$2.7B13%
- State and municipal entities$787M3.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.65 institutional_share=0.35 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
50 reported on Schedule D 7.B.(1)
All funds of Ellington Management Group, L.L.C.
Owners and control persons
Schedule A and B, latest filing
- Deno John Geanakoplos · Managing Directorcontrolsince 08/1995 · owns less than 5%
- Brady Patrick Maloney · Chief Compliance Officer & Associate General Counselcontrolsince 01/2024 · owns less than 5%
- Reuven Daniel Margolis · General Counselcontrolsince 10/2021 · owns less than 5%
- Eric Laurence Penn · Vice Chairman And Coocontrolsince 08/1995 · owns less than 5%
- Ira Mark Tecotzky · Vice Chairmancontrolsince 01/2008 · owns less than 5%
- Andrew Vranos · Managing Directorcontrolsince 03/2021 · owns less than 5%
- William Michael Vranos · Chief Executive Officercontrolsince 08/1995 · owns less than 5%
- William Michael Vranos · Managing Membercontrolsince 08/1995 · owns 75% or more of Vc Investments, L.L.C.
- William Michael Vranos · Limited Partnercontrolsince 04/2007 · owns 25% to 50% of Emg Holdings, L.P.
Entity owners
- Emg Holdings, L.P. · Memberdirect · owns 75% or more
- Vc Investments, L.L.C. · Managing Memberdirect · owns less than 5%
- Vc Investments, L.L.C. · General Partnerindirect · owns F of Emg Holdings, L.P.
Related persons
Schedule D 7.A
- Armstrong Securities LLCbroker-dealern
- Cii Gp LLCbankpooled vehicle sponsorn
- Duke Funding Management, L.L.C.investment adviseryRAUM $127M
- E/S Mbs Gp I LLCbankpooled vehicle sponsorn
- E/S Mbs Gp II LLCbankpooled vehicle sponsorn
- Ecop Gp LLCbankpooled vehicle sponsorn
- Ecre Gp LLCbankpooled vehicle sponsorn
- Eei Mm LLCbankpooled vehicle sponsorn
- Ellington Credit Company Management LLCinvestment adviserbanknRAUM $415M
- Ellington Financial Management LLCinvestment adviserbanknRAUM $19B
- Ellington Global Asset Management, LLCinvestment adviseryRAUM $9.2B
- Ellington M Credit Gp LLCbankpooled vehicle sponsorn
- Ellington Management Group (Uk) Llpinvestment advisern
- Empire Mm LLCbankpooled vehicle sponsorn
- Emr Gp II LLCbankpooled vehicle sponsorn
- Emr Gp LLCbankpooled vehicle sponsorn
- Eof Gp LLCbankpooled vehicle sponsorn
- Epo Gp LLCbankpooled vehicle sponsorn
- Epo II Gp LLCbankpooled vehicle sponsorn
- Epo III Gp LLCbankpooled vehicle sponsorn
- Eso Mm LLCbankpooled vehicle sponsorn
- Esop Gp LLCbankpooled vehicle sponsorn
- Esrv Mm LLCbankpooled vehicle sponsorn
- Hhe Investors II LLCbankpooled vehicle sponsorn
- Nmp Mm LLCbankpooled vehicle sponsorn
Advisers that list Ellington Management Group, L.L.C. as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY48 employees
- London, United Kingdom4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $12,283,274,750 to $20,757,004,631 (+69.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +15.0% (470 comparable advisers, 94.0th percentile of changes)peers: asset managers, $20B and over (470) · 94% percentile
What changed
consecutive filings, newest first
- Private funds · 25 to 29Jun 2, 2026 to Aug 14, 2026
- Private funds · 24 to 25Mar 30, 2026 to Jun 2, 2026
- Accounts · 36 to 33Nov 17, 2025 to Mar 30, 2026
- Pooled vehicle clients · 29 to 25Nov 17, 2025 to Mar 30, 2026
- Assets in custody · $5.0B to $0Nov 17, 2025 to Mar 30, 2026
- Employees · 160 to 164Nov 17, 2025 to Mar 30, 2026
- Private funds · 30 to 24Nov 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $11B to $18BNov 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.0B to $2.7BNov 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $7.1B to $11BNov 17, 2025 to Mar 30, 2026
- RAUM · $12B to $21BNov 17, 2025 to Mar 30, 2026
- Private funds · 29 to 30Mar 31, 2025 to Nov 17, 2025
- Accounts · 33 to 36Aug 27, 2024 to Mar 31, 2025
- Advisory employees · 69 to 68Aug 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 26 to 29Aug 27, 2024 to Mar 31, 2025
- Assets in custody · $4.0B to $5.0BAug 27, 2024 to Mar 31, 2025
- Employees · 162 to 160Aug 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 27, 2024 to Mar 31, 2025
- Private funds · 32 to 29Aug 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $9.1B to $11BAug 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $996M to $1.0BAug 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.2B to $7.1BAug 27, 2024 to Mar 31, 2025
- RAUM · $10B to $12BAug 27, 2024 to Mar 31, 2025
- Private funds · 31 to 32Apr 16, 2024 to May 29, 2024
- Advisory employees · 71 to 69Jan 11, 2024 to Mar 27, 2024
- BD registered reps · 5 to 8Jan 11, 2024 to Mar 27, 2024
- Pooled vehicle clients · 27 to 26Jan 11, 2024 to Mar 27, 2024
- Assets in custody · $2.2B to $4.0BJan 11, 2024 to Mar 27, 2024
- Other offices · 3 to 2Jan 11, 2024 to Mar 27, 2024
- Discretionary RAUM · $9.9B to $9.1BJan 11, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $961M to $996MJan 11, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $9.4B to $6.2BJan 11, 2024 to Mar 27, 2024
- RAUM · $11B to $10BJan 11, 2024 to Mar 27, 2024
- Private funds · 30 to 31Jul 20, 2023 to Oct 17, 2023
- Private funds · 27 to 30Mar 30, 2023 to May 16, 2023
- Accounts · 36 to 33Feb 3, 2023 to Mar 30, 2023
- Advisory employees · 84 to 71Feb 3, 2023 to Mar 30, 2023
- BD registered reps · 0 to 5Feb 3, 2023 to Mar 30, 2023
- Assets in custody · $3.4B to $2.2BFeb 3, 2023 to Mar 30, 2023
- Employees · 173 to 162Feb 3, 2023 to Mar 30, 2023
Signals
14 dated events
- Ellington Management Group, L.L.C. reported RAUM $20.8B, up 69% from $12.3B (2025-11-17 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Brady Patrick Maloney (Chief Compliance Officer & Associate General Counsel) appeared on Schedule A of Ellington Management Group, L.L.C.Jan 11, 2024 · Control person joined · fact
- Joseph Daniel Caffarelli (Chief Compliance Officer) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2023-11-15, absent 2024-01-11)Jan 11, 2024 · Control person left · inference
- Henry Robert Kinderman (Vice Chairman) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2023-05-16, absent 2023-07-20)Jul 20, 2023 · Control person left · inference
- Nathan Bruce Caplain (Chief Administrative Officer) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2022-05-20, absent 2023-02-03)Feb 3, 2023 · Control person left · inference
- Joseph Daniel Caffarelli (Chief Compliance Officer) appeared on Schedule A of Ellington Management Group, L.L.C.Feb 25, 2022 · Control person joined · fact
- Olivier Cojot-Goldberg (Vice Chairman) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2021-12-01, absent 2022-02-25)Feb 25, 2022 · Control person left · inference
- Anthony Paul Asaro (Chief Financial Officer And Managing Director) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2021-12-01, absent 2022-02-25)Feb 25, 2022 · Control person left · inference
- S Peter Lin (Chief Compliance Officer) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2021-05-26, absent 2021-10-21)Oct 21, 2021 · Control person left · inference
- S Peter Lin (Chief Compliance Officer) appeared on Schedule A of Ellington Management Group, L.L.C.May 26, 2021 · Control person joined · fact
- Charles David Rice (Chief Compliance Officer) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2021-05-04, absent 2021-05-26)May 26, 2021 · Control person left · inference
- Andrew Vranos (Managing Director) appeared on Schedule A of Ellington Management Group, L.L.C.Mar 31, 2021 · Control person joined · fact
- Robert Kinderman (Managing Director) appeared on Schedule A of Ellington Management Group, L.L.C.Jun 5, 2019 · Control person joined · fact
- Gregg Richard Brounstein (Vice Chairman And Director Of Investor Relations) no longer on Schedule A of Ellington Management Group, L.L.C. (listed 2019-04-22, absent 2019-06-05)Jun 5, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ellington-management-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ELLINGTON.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-698-1200reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Ellington Management Group, L.L.C. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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