DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tributary Capital Management, LLC
Latest filing Apr 27, 2026
First filing on the tape Mar 14, 2012 · 24 filings
SEC status approved since May 23, 2001
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.6%
$107M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$211M
derived; firm RAUM over IAPD count
Employees
19
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.9B as of Apr 27, 2026
Mar 14, 2012$1.1B then
HNW client RAUM$105M as of Apr 27, 2026
Mar 14, 2018$44.4M then
State-registered IARs (5.B.3)9 as of Apr 27, 2026
Mar 21, 20130 then
Employees (5.A)19 as of Apr 27, 2026
Mar 21, 201315 then
Private funds: no history
RAUM -13% over the last fiscal year-0.3% a year over threeIARs 5 to 9offices 0 to 2
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $211MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $443,527derivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +80%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.1B58%
- Banks and thrifts$400M21%
- Other investment advisers$146M7.7%
- High-net-worth individuals$105M5.5%
- Charitable organizations$71.7M3.8%
- Corporations and businesses$41.0M2.2%
- Pension and profit-sharing plans$23.3M1.2%
- Individuals$2.2M0.1%
- Individual clients
- 10reported
- HNW clients
- 236reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 840reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $110M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.06 fund_share=0.66 institutional_share=0.05 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael L. JohnsonChartered Financial Analyst | Omaha, Ne | Jul 13, 2015 | 21 y | 0 |
| Mark Alan WynegarChartered Financial Analyst | Omaha, Ne | Jul 30, 2015 | 31 y | 0 |
| Donald Carl Radtke | Omaha, Ne | Jan 5, 2017 | 19 y | 0 |
| Conan James HeelanChartered Financial Analyst | Omaha, Ne | Aug 10, 2018 | 12 y | 0 |
| Nicholas John NevoleChartered Financial Analyst | Omaha, Ne | Jan 30, 2019 | 15 y | 0 |
| Marcus Anthony ScottCertified Financial Planner, Chartered Financial Analyst | Kansas City, Mo | Apr 27, 2026 | 23 y | 1 |
| Bart Marshall WyrickCertified Financial Planner | Kansas City, Mo | Apr 27, 2026 | 19 y | 0 |
| John Jay HarrisChartered Financial Analyst | Fort Collins, Co | May 1, 2026 | 19 y | 0 |
| Geri HarrisChartered Financial Analyst | Omaha, Ne | May 6, 2026 | 18 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Marcus Anthony Scott from Tower Wealth ManagersApr 27, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Rita Tholt · Chief Compliance Officersince 10/2016 · owns less than 5%
- Alan Mark Wynegar · Presidentsince 09/2016 · owns less than 5%
Entity owners
- First National Bank Of Omaha · Memberdirect · owns 75% or more
- First National Of Nebraska, Inc. · Shareholder - Commonindirect · owns 75% or more of First National Of Omaha
Related persons
Schedule D 7.A
- First National Advisers, LLCinvestment advisernRAUM $7.4B
- First National Bank Of Omahacustodiany
- Fnn Trust Company, LLCn
- Northland Asset Managementbroker-dealerinvestment advisernRAUM $405M
Advisers that list Tributary Capital Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 9 | 4 | 0 | ||
| Fort Collins, Co | 2 | 2 | 0 | ||
| Kansas City, Mo | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Apr 27, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was 0.0% (35 comparable advisers, 100.0th percentile of changes)peers: asset managers, $1B to $5B (35) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 13Mar 19, 2026 to Apr 27, 2026
- Employees · 15 to 19Mar 19, 2026 to Apr 27, 2026
- State-registered IARs · 5 to 9Mar 19, 2026 to Apr 27, 2026
- Other offices · 0 to 2Mar 19, 2026 to Apr 27, 2026
- Accounts · 897 to 840Mar 26, 2025 to Mar 19, 2026
- Advisory employees · 9 to 8Mar 26, 2025 to Mar 19, 2026
- Charity clients · 10 to 8Mar 26, 2025 to Mar 19, 2026
- Corporate clients · 20 to 16Mar 26, 2025 to Mar 19, 2026
- HNW clients · 221 to 236Mar 26, 2025 to Mar 19, 2026
- Individual clients · 13 to 10Mar 26, 2025 to Mar 19, 2026
- Employees · 16 to 15Mar 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $2.2B to $1.9BMar 26, 2025 to Mar 19, 2026
- HNW RAUM · $115M to $105MMar 26, 2025 to Mar 19, 2026
- Individual RAUM · $2.6M to $2.2MMar 26, 2025 to Mar 19, 2026
- Pension RAUM · $23.8M to $23.3MMar 26, 2025 to Mar 19, 2026
- RAUM · $2.2B to $1.9BMar 26, 2025 to Mar 19, 2026
- Wrap assets (manager) · $131M to $110MMar 26, 2025 to Mar 19, 2026
- Accounts · 813 to 897Mar 25, 2024 to Mar 26, 2025
- Charity clients · 9 to 10Mar 25, 2024 to Mar 26, 2025
- Corporate clients · 15 to 20Mar 25, 2024 to Mar 26, 2025
- HNW clients · 191 to 221Mar 25, 2024 to Mar 26, 2025
- Individual clients · 10 to 13Mar 25, 2024 to Mar 26, 2025
- Pension plan clients · 4.0 to unsetMar 25, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.1B to $2.2BMar 25, 2024 to Mar 26, 2025
- HNW RAUM · $97.2M to $115MMar 25, 2024 to Mar 26, 2025
- Individual RAUM · $1.8M to $2.6MMar 25, 2024 to Mar 26, 2025
- Pension RAUM · $21.4M to $23.8MMar 25, 2024 to Mar 26, 2025
- RAUM · $2.1B to $2.2BMar 25, 2024 to Mar 26, 2025
- Wrap assets (manager) · $108M to $131MMar 25, 2024 to Mar 26, 2025
- Accounts · 748 to 813Mar 23, 2023 to Mar 25, 2024
- Advisory employees · 8 to 9Mar 23, 2023 to Mar 25, 2024
- Charity clients · 8 to 9Mar 23, 2023 to Mar 25, 2024
- Corporate clients · 13 to 15Mar 23, 2023 to Mar 25, 2024
- HNW clients · 168 to 191Mar 23, 2023 to Mar 25, 2024
- Pension plan clients · 3 to 4Mar 23, 2023 to Mar 25, 2024
- Employees · 13 to 16Mar 23, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.9B to $2.1BMar 23, 2023 to Mar 25, 2024
- HNW RAUM · $509M to $97.2MMar 23, 2023 to Mar 25, 2024
- Individual RAUM · $1.7M to $1.8MMar 23, 2023 to Mar 25, 2024
Signals
1 dated events
- Tributary Capital Management, Llc reported RAUM $2.1B, up 27% from $1.6B (2017-03-28 to 2018-03-14)Mar 14, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tributary-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- tributarycapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-458-0021reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $211Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026