DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wolf Money Management, Inc.

Former SEC-registered adviserRonkonkoma, New YorkCRD 113030SEC 801-78902IAPD
Latest filing Mar 22, 2023
First filing on the tape Dec 2, 2013 · 22 filings
RAUM
$50.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$50.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$50.3M as of Mar 16, 2023
Mar 3, 2015$34.4M then
HNW client RAUM$24.7M as of Mar 16, 2023
Mar 14, 2018$19.5M then
State-registered IARs (5.B.3)2 as of Mar 16, 2023
Mar 3, 20151 then
Employees (5.A)3 as of Mar 16, 2023
Mar 3, 20154 then
Private funds: no history
RAUM -8.2% over the last fiscal year+1.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 22, 2023; every figure names its basis
RAUM per advisor
$25.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
53derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$203,621derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
0.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
-8.2%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.9%derived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$25.6M51%
  • High-net-worth individuals$24.7M49%
Individual clients
87reported
HNW clients
19reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
247reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Brian Paul Wolf · Cco, Vpcontrol
        since 02/2003 · owns 50% to 75%
      • Andrew Steven Wolf · Presidentcontrol
        since 02/2003 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Jupiter, Fl000
      Palm Coast, Fl000
      Offices
      Schedule D 1.F, the 25 largest
      • Jacksonville, FL1 employees
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 235 to 247
        Jul 8, 2022 to Mar 16, 2023
      • Individual clients · 85 to 87
        Jul 8, 2022 to Mar 16, 2023
      • Discretionary RAUM · $54.8M to $50.3M
        Jul 8, 2022 to Mar 16, 2023
      • HNW RAUM · $28.9M to $24.7M
        Jul 8, 2022 to Mar 16, 2023
      • Individual RAUM · $25.9M to $25.6M
        Jul 8, 2022 to Mar 16, 2023
      • RAUM · $54.8M to $50.3M
        Jul 8, 2022 to Mar 16, 2023
      • Accounts · 232 to 235
        May 6, 2021 to Mar 9, 2022
      • HNW clients · 16 to 19
        May 6, 2021 to Mar 9, 2022
      • Individual clients · 89 to 85
        May 6, 2021 to Mar 9, 2022
      • Discretionary RAUM · $52.1M to $54.8M
        May 6, 2021 to Mar 9, 2022
      • HNW RAUM · $25.4M to $28.9M
        May 6, 2021 to Mar 9, 2022
      • Individual RAUM · $26.7M to $25.9M
        May 6, 2021 to Mar 9, 2022
      • RAUM · $52.1M to $54.8M
        May 6, 2021 to Mar 9, 2022
      • Accounts · 220 to 232
        Jul 10, 2020 to Mar 18, 2021
      • Individual clients · 84 to 89
        Jul 10, 2020 to Mar 18, 2021
      • Financial planning clients · 1-10 to 0
        Jul 10, 2020 to Mar 18, 2021
      • Discretionary RAUM · $48.1M to $52.1M
        Jul 10, 2020 to Mar 18, 2021
      • HNW RAUM · $24.1M to $25.4M
        Jul 10, 2020 to Mar 18, 2021
      • Individual RAUM · $23.9M to $26.7M
        Jul 10, 2020 to Mar 18, 2021
      • RAUM · $48.1M to $52.1M
        Jul 10, 2020 to Mar 18, 2021
      • Accounts · 203 to 220
        Nov 18, 2019 to Feb 14, 2020
      • HNW clients · 10 to 16
        Nov 18, 2019 to Feb 14, 2020
      • Individual clients · 96 to 84
        Nov 18, 2019 to Feb 14, 2020
      • Other offices · 2 to 3
        Nov 18, 2019 to Feb 14, 2020
      • Discretionary RAUM · $41.7M to $48.1M
        Nov 18, 2019 to Feb 14, 2020
      • HNW RAUM · $16.8M to $24.1M
        Nov 18, 2019 to Feb 14, 2020
      • Individual RAUM · $24.9M to $23.9M
        Nov 18, 2019 to Feb 14, 2020
      • RAUM · $41.7M to $48.1M
        Nov 18, 2019 to Feb 14, 2020
      • Other offices · 1 to 2
        Apr 30, 2019 to Nov 18, 2019
      • Accounts · 205 to 203
        Mar 14, 2018 to Mar 8, 2019
      • HNW clients · 14 to 10
        Mar 14, 2018 to Mar 8, 2019
      • Individual clients · 87 to 96
        Mar 14, 2018 to Mar 8, 2019
      • Employees · 4 to 3
        Mar 14, 2018 to Mar 8, 2019
      • Financial planning clients · 11-25 to 1-10
        Mar 14, 2018 to Mar 8, 2019
      • Discretionary RAUM · $39.5M to $41.7M
        Mar 14, 2018 to Mar 8, 2019
      • HNW RAUM · $19.5M to $16.8M
        Mar 14, 2018 to Mar 8, 2019
      • Individual RAUM · $20.1M to $24.9M
        Mar 14, 2018 to Mar 8, 2019
      • RAUM · $39.5M to $41.7M
        Mar 14, 2018 to Mar 8, 2019
      • Accounts · 199 to 205
        Mar 13, 2017 to Mar 14, 2018
      • Charity clients · unset to 0.0
        Mar 13, 2017 to Mar 14, 2018
      Signals
      4 dated events
      • Steven Andrew Wolf left Wolf Money Management, Inc. for Cwm, Llc (registered 2023-08-08)
        Oct 20, 2023 · Advisor changed firm · fact
      • Paul Brian Wolf left Wolf Money Management, Inc. for Cwm, Llc (registered 2023-08-07)
        Oct 20, 2023 · Advisor changed firm · fact
      • 2 advisors left Wolf Money Management, Inc. (Palm Coast, FL) for Cwm, LLC on the same day
        Oct 20, 2023 · Team lift-out · derived
      • Wolf Money Management, Inc. filed its initial SEC registration (Form ADV)
        Dec 2, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026