DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• F••••••••• I•••
Latest filing Mar 24, 2026
First filing on the tape Jul 3, 2019 · 11 filings
SEC status approved since Jul 31, 2019
RAUM
$212M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$200M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$212M as of Mar 24, 2026
Feb 10, 2020$107M then
HNW client RAUM$165M as of Mar 24, 2026
Feb 10, 2020$25.2M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Feb 10, 20202 then
Employees (5.A)3 as of Mar 24, 2026
Feb 10, 20204 then
Private funds: no history
RAUM +26% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $380,933derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Custody
- $61.6M, 157 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M78%
- Individuals$34.3M16%
- Charitable organizations$12.5M5.9%
- Individual clients
- 85reported
- HNW clients
- 67reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 557reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $61.6M for 157 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• W•••••••Certified Financial Planner | Denver, Co | Mar 17, 2022 | 32 y | 2 |
| T••••• C•••••••• D•••••Certified Financial Planner | Denver, Co | May 24, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- V•••••• D•••••• K•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••May 5, 2010 · Other
Joined, latest
- M•••••• J••• W••••••• from L•• F•••••••• L••Mar 30, 1999 · Other
- V•••••• D•••••• K•••••• from L•• F•••••••• L••Mar 30, 1999 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• M••••••• J••• · President, Chief Compliance Officercontrolsince 01/2000 · owns 75% or more
- D•••••• T•••••• C•••••••• · Shareholdersince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 24, 2026hourly charges (Item 5.E.2): no on the filing of 2025-03-28, yes on the filing of 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 543 to 557Mar 28, 2025 to Mar 24, 2026
- Charity clients · unset to 1.0Mar 28, 2025 to Mar 24, 2026
- Corporate clients · unset to 0.0Mar 28, 2025 to Mar 24, 2026
- HNW clients · 66 to 67Mar 28, 2025 to Mar 24, 2026
- Individual clients · 83 to 85Mar 28, 2025 to Mar 24, 2026
- Pension plan clients · unset to 0.0Mar 28, 2025 to Mar 24, 2026
- Pooled vehicle clients · unset to 0.0Mar 28, 2025 to Mar 24, 2026
- Assets in custody · $300,329 to $61.6MMar 28, 2025 to Mar 24, 2026
- Insurance-licensed employees · 0 to 2Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $168M to $212MMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $130M to $165MMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $29.7M to $34.3MMar 28, 2025 to Mar 24, 2026
- Pension RAUM · unset to 0.0Mar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · unset to 0.0Mar 28, 2025 to Mar 24, 2026
- RAUM · $168M to $212MMar 28, 2025 to Mar 24, 2026
- Accounts · 563 to 543Mar 29, 2024 to Mar 28, 2025
- Charity clients · 2.0 to unsetMar 29, 2024 to Mar 28, 2025
- HNW clients · 54 to 66Mar 29, 2024 to Mar 28, 2025
- Individual clients · 92 to 83Mar 29, 2024 to Mar 28, 2025
- Assets in custody · unset to 300329.0Mar 29, 2024 to Mar 28, 2025
- Custody of client assets · false to trueMar 29, 2024 to Mar 28, 2025
- Employees · 4 to 3Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 1-10Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $145M to $168MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $104M to $130MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $34.7M to $29.7MMar 29, 2024 to Mar 28, 2025
- RAUM · $145M to $168MMar 29, 2024 to Mar 28, 2025
- Accounts · 542 to 563Feb 3, 2023 to Mar 29, 2024
- Advisory employees · 3 to 2Feb 3, 2023 to Mar 29, 2024
- Advisory activities · 2 to 4Feb 3, 2023 to Mar 29, 2024
- Charity clients · unset to 2.0Feb 3, 2023 to Mar 29, 2024
- HNW clients · 63 to 54Feb 3, 2023 to Mar 29, 2024
- Individual clients · 79 to 92Feb 3, 2023 to Mar 29, 2024
- State-registered IARs · 3 to 2Feb 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $130M to $145MFeb 3, 2023 to Mar 29, 2024
- HNW RAUM · $15.0M to $104MFeb 3, 2023 to Mar 29, 2024
- Individual RAUM · $115M to $34.7MFeb 3, 2023 to Mar 29, 2024
- RAUM · $130M to $145MFeb 3, 2023 to Mar 29, 2024
- Accounts · 531 to 542Mar 14, 2022 to Feb 2, 2023
- Advisory employees · 2 to 3Mar 14, 2022 to Feb 2, 2023
Signals
2 dated events
- Bea Tammy Kreger (Chief Compliance Officer) no longer on Schedule A of A••••• F••••••••• I••• (listed 2020-06-17, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A••••• F••••••••• I••• filed its initial SEC registration (Form ADV)Jul 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- instagram/altiusmichaelreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-584-9271reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026