DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Causeway Capital Management LLC
Latest filing Mar 23, 2026
First filing on the tape Mar 27, 2012 · 32 filings
SEC status approved since Jun 14, 2001
RAUM
$62B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.7%
$411M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
103
40 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
11
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$62B as of Mar 23, 2026
Mar 27, 2012$14B then
HNW client RAUM$302M as of Mar 23, 2026
Mar 21, 2018$434M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Apr 1, 20130 then
Employees (5.A)103 as of Mar 23, 2026
Apr 1, 201350 then
Private funds11 as of Mar 23, 2026
Mar 27, 20122 then
RAUM +46% over the last fiscal year+21% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1005%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.6B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$32B51%
- State and municipal entities$13B20%
- Pooled investment vehicles$7.4B12%
- Pension and profit-sharing plans$4.9B7.8%
- Sovereign wealth funds$2.9B4.7%
- Charitable organizations$1.4B2.3%
- Corporations and businesses$970M1.6%
- High-net-worth individuals$302M0.5%
- Individuals$108M0.2%
- Individual clients
- 1,352reported
- HNW clients
- 63reported
- Pension plan clients
- 23reported
- Charitable clients
- 30reported
- Accounts
- 565reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $379M managedreported
- Custody of client assets
- $1.6B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.63 institutional_share=0.35 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- William Harry Hartford · President; Portfolio Managercontrolsince 06/2001 · owns less than 5%
- Hotchkis Sarah Ketterer · Chief Executive Officer; Portfolio Managercontrolsince 06/2001 · owns less than 5%
- William Harry Hartford · Elected Manager; General Partnercontrolsince 08/2010 · owns F of Arranmore, L.P.
- Hotchkis Sarah Ketterer · Trustee; Elected Managercontrolsince 10/2005 · owns F of Sarah H. Ketterer Living Trust
- Kurt Decko · Chief Compliance Officer, General Counselsince 01/2015 · owns less than 5%
- Varras Gracie Fermelia · Chief Operating Officersince 05/2001 · owns less than 5%
- Daniel Pham · Chief Financial Officersince 01/2021 · owns less than 5%
- Varras Gracie Fermelia · Elected Managersince 09/2015 · owns F of Causeway Capital Holdings LLC
- Valerie Hartford · Limited Partnersince 08/2010 · owns 50% to 75% of Arranmore, L.P.
- Michelle Dawn Vroegop · Elected Managersince 09/2015 · owns F of Causeway Capital Holdings LLC
Entity owners
- Causeway Capital Holdings LLC · Memberdirect · owns 75% or more
- Ketterer Holdings LP · Memberindirect · owns 25% to 50% of Causeway Capital Holdings LLC
- Ketterer Investments Inc · General Partnerindirect · owns F of Ketterer Holdings LP
- Sarah H. Ketterer Living Trust · Sole Shareholderindirect · owns 75% or more of Ketterer Investments Inc
- Sarah H. Ketterer Living Trust · Limited Partnerindirect · owns 75% or more of Ketterer Holdings LP
- Arranmore, L.P. · Non-Voting Memberindirect · owns 25% to 50% of Causeway Capital Holdings LLC
Related persons
Schedule D 7.A
- Causeway Information Consulting (Shanghai) Limitedinvestment advisery
Offices
Schedule D 1.F, the 25 largest
- Bryn Mawr, PA6 employees
- Dallas, TX5 employees
- Melbourne, Australia1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 23, 2026institutional share of RAUM of 35% against a peer median of 0% (512 comparable advisers, 98.0th percentile, 11.8 robust deviations)peers: asset managers, $20B and over (512) · 98% percentile
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 255.0 to 565.0 (+122.0%) between the annual amendments of 2025-04-29 and 2026-03-23; the peer median change was +4.0% (111 comparable advisers, 98.0th percentile of changes)peers: asset managers, $20B and over (111) · 98% percentile
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 128.0 to 1,415.0 (+1005.0%) between the annual amendments of 2025-04-29 and 2026-03-23; the peer median change was +8.0% (38 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (38) · 100% percentile
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-03-23
What changed
consecutive filings, newest first
- Accounts · 255 to 565Apr 29, 2025 to Mar 23, 2026
- Advisory employees · 39 to 40Apr 29, 2025 to Mar 23, 2026
- BD registered reps · 7 to 6Apr 29, 2025 to Mar 23, 2026
- Charity clients · 24 to 30Apr 29, 2025 to Mar 23, 2026
- Corporate clients · 19 to 30Apr 29, 2025 to Mar 23, 2026
- HNW clients · 20 to 63Apr 29, 2025 to Mar 23, 2026
- Individual clients · 108 to 1,352Apr 29, 2025 to Mar 23, 2026
- Pension plan clients · 22 to 23Apr 29, 2025 to Mar 23, 2026
- Pooled vehicle clients · 22 to 25Apr 29, 2025 to Mar 23, 2026
- Assets in custody · $1.1B to $1.6BApr 29, 2025 to Mar 23, 2026
- Employees · 101 to 103Apr 29, 2025 to Mar 23, 2026
- Other offices · 3 to 2Apr 29, 2025 to Mar 23, 2026
- Private funds · 12 to 11Apr 29, 2025 to Mar 23, 2026
- Discretionary RAUM · $43B to $62BApr 29, 2025 to Mar 23, 2026
- HNW RAUM · $128M to $302MApr 29, 2025 to Mar 23, 2026
- Individual RAUM · $38.3M to $108MApr 29, 2025 to Mar 23, 2026
- Pension RAUM · $3.8B to $4.9BApr 29, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $4.5B to $7.4BApr 29, 2025 to Mar 23, 2026
- RAUM · $43B to $62BApr 29, 2025 to Mar 23, 2026
- Wrap assets (manager) · $118M to $379MApr 29, 2025 to Mar 23, 2026
- Accounts · 206 to 255Mar 26, 2024 to Apr 29, 2025
- Advisory employees · 30 to 39Mar 26, 2024 to Apr 29, 2025
- Charity clients · 13 to 24Mar 26, 2024 to Apr 29, 2025
- Corporate clients · 12 to 19Mar 26, 2024 to Apr 29, 2025
- HNW clients · 14 to 20Mar 26, 2024 to Apr 29, 2025
- Individual clients · 82 to 108Mar 26, 2024 to Apr 29, 2025
- Pension plan clients · 21 to 22Mar 26, 2024 to Apr 29, 2025
- Assets in custody · $960M to $1.1BMar 26, 2024 to Apr 29, 2025
- Employees · 106 to 101Mar 26, 2024 to Apr 29, 2025
- Financial planning clients · unset to Mar 26, 2024 to Apr 29, 2025
- Private funds · 11 to 12Mar 26, 2024 to Apr 29, 2025
- Discretionary RAUM · $41B to $43BMar 26, 2024 to Apr 29, 2025
- HNW RAUM · $123M to $128MMar 26, 2024 to Apr 29, 2025
- Individual RAUM · $31.8M to $38.3MMar 26, 2024 to Apr 29, 2025
- Pension RAUM · $4.4B to $3.8BMar 26, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $4.3B to $4.5BMar 26, 2024 to Apr 29, 2025
- RAUM · $41B to $43BMar 26, 2024 to Apr 29, 2025
- Wrap assets (manager) · $71.0M to $118MMar 26, 2024 to Apr 29, 2025
- Accounts · 117 to 206Apr 25, 2023 to Mar 26, 2024
- Advisory employees · 34 to 30Apr 25, 2023 to Mar 26, 2024
Signals
2 dated events
- Causeway Capital Management Llc reported RAUM $62.2B, up 46% from $42.7B (2025-04-29 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Causeway Capital Management Llc reported RAUM $59.0B, up 28% from $46.1B (2017-03-24 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Causeway Capital Management LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/causeway-capital-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- causewayfunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-231-6100reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026