DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• I••••• C••••••• L••
Legal name W•••• I••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Jan 31, 2012 · 27 filings
SEC status approved since Mar 17, 2000
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.2B as of Mar 30, 2026
Mar 29, 2012$3.3B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)26 as of Mar 30, 2026
Apr 1, 201340 then
Private funds1 as of Mar 30, 2023
Mar 30, 20161 then
RAUM -14% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $174MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.2B98%
- Pooled investment vehicles$27.7M2.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••• I••••• M••••• A•••••••• I••••••••• C••••••••• M••••• F•••• L•no longer reported | Hedge Fund | $141M | 5 | Mar 27, 2020 |
| W•••• I••••• M••••• A•••••••• I••••••••• C••••••••• F•••• L•no longer reported | Other Private Fund | $116M | 3 | Mar 29, 2018 |
| W•••• I••••• E••••••••• F•••• L••no longer reported | Hedge Fund | $6.9M | 7 | Mar 29, 2018 |
| W•••• I••••• L••••• F•••• L• | Hedge Fund | $2.4M | 3 | Mar 29, 2018 |
| W•••• I••••• G••••• M•••••• L•no longer reported | Hedge Fund | $317,938 | 1 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• E•••• M•••••• · Management Committee Membercontrolsince 01/2020 · owns less than 5%
- C•••• C•••••••• · Senior Managing Partner And Management Committee Membercontrolsince 12/2013 · owns less than 5%
- D•••••••• J•••••• M•••••• · Management Committee Membercontrolsince 01/2017 · owns less than 5%
- H•••••• J•••••••• T••••• · Chief Operating Officer And Management Committee Membercontrolsince 11/2014 · owns less than 5%
- O•••••• J•••• S•••••• · Managing Member, Co-Chief Investment Officer, And Management Committee Membercontrolsince 01/2000 · owns less than 5%
- P•••••••• C••••••••• J••• · Management Committee Membercontrolsince 01/2022 · owns less than 5%
- O•••••• J•••• S•••••• · Managing Membercontrolsince 02/2018 · owns 75% or more of W•••• I••••• C•••••• P••••••• G• L••
- O•••••• J•••• S•••••• · Limited Partnercontrolsince 02/2018 · owns 75% or more of W•••• I••••• C•••••• P••••••• L•
- C••••••• P•••••• E••••• · Chief Compliance Officersince 11/2019 · owns less than 5%
- O••••••••• M••••••• J•••• · Co-Chief Investment Officersince 03/2024 · owns less than 5%
Entity owners
- W•••• I••••• C•••••• P••••••• L• · Managing Memberdirect · owns 75% or more
- W•••• I••••• C•••••• P••••••• G• L•• · General Partnerindirect · owns F of W•••• I••••• C•••••• P••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 7Mar 31, 2025 to Mar 30, 2026
- BD registered reps · 6 to 7Mar 31, 2025 to Mar 30, 2026
- Employees · 25 to 26Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.2BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $27.9M to $27.7MMar 31, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.2BMar 31, 2025 to Mar 30, 2026
- Advisory employees · 9 to 7Mar 27, 2024 to Mar 31, 2025
- BD registered reps · 10 to 6Mar 27, 2024 to Mar 31, 2025
- Employees · 33 to 25Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 31, 2025
- Other offices · 0 to 1Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $1.4BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $27.9M to $27.9MMar 27, 2024 to Mar 31, 2025
- RAUM · $1.6B to $1.4BMar 27, 2024 to Mar 31, 2025
- Accounts · 10 to 8Mar 30, 2023 to Mar 27, 2024
- BD registered reps · 12 to 10Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 2 to 1Mar 30, 2023 to Mar 27, 2024
- Assets in custody · 2443546.0 to unsetMar 30, 2023 to Mar 27, 2024
- Custody of client assets · true to falseMar 30, 2023 to Mar 27, 2024
- Employees · 35 to 33Mar 30, 2023 to Mar 27, 2024
- Other offices · 1 to 0Mar 30, 2023 to Mar 27, 2024
- Private funds · 1 to unsetMar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.3B to $1.6BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.4M to $27.9MMar 30, 2023 to Mar 27, 2024
- RAUM · $2.3B to $1.6BMar 30, 2023 to Mar 27, 2024
- Related adviser · true to falseMar 30, 2023 to Mar 27, 2024
- Related bank · true to falseMar 30, 2023 to Mar 27, 2024
- Accounts · 11 to 10Mar 29, 2022 to Mar 30, 2023
- Advisory employees · 10 to 9Mar 29, 2022 to Mar 30, 2023
- BD registered reps · 10 to 12Mar 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 2Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $153M to $2.4MMar 29, 2022 to Mar 30, 2023
- Employees · 34 to 35Mar 29, 2022 to Mar 30, 2023
- Private funds · 2 to 1Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.2B to $2.3BMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $183M to $2.4MMar 29, 2022 to Mar 30, 2023
- RAUM · $3.2B to $2.3BMar 29, 2022 to Mar 30, 2023
- Accounts · 10 to 11Mar 30, 2021 to Mar 29, 2022
- Advisory employees · 12 to 10Mar 30, 2021 to Mar 29, 2022
- BD registered reps · 13 to 10Mar 30, 2021 to Mar 29, 2022
Signals
7 dated events
- W•••• I••••• C••••••• L•• reported RAUM $1.6B, down 29% from $2.3B (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Phillip Roger Foltynowicz (Management Committee Member) no longer on Schedule A of W•••• I••••• C••••••• L•• (listed 2023-03-30, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- W•••• I••••• C••••••• L•• reported RAUM $2.3B, down 30% from $3.2B (2022-03-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- John Christopher Plunkett (Management Committee Member) appeared on Schedule A of W•••• I••••• C••••••• L••Mar 29, 2022 · Control person joined · fact
- B••••• C••••• W•••••• (Management Committee Member) no longer on Schedule A of W•••• I••••• C••••••• L•• (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Michael Eric Casadei (Management Committee Member) appeared on Schedule A of W•••• I••••• C••••••• L••Mar 27, 2020 · Control person joined · fact
- W•••• I••••• C••••••• L•• reported RAUM $3.7B, up 28% from $2.9B (2017-03-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/W••••-I•••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 800-560-8210reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026