DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S•••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 21, 2012 · 9 filings
SEC status approved since Mar 24, 2025
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$139M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$70.9M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$142M as of Mar 19, 2026
Jun 1, 2012$45.0M then
HNW client RAUM$87.5M as of Mar 19, 2026
Mar 24, 2025$75.2M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Jun 1, 20120 then
Employees (5.A)2 as of Mar 19, 2026
Mar 24, 20252 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $70.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 220derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $317,894derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.5M62%
- Individuals$51.2M36%
- Charitable organizations$3.0M2.1%
- Individual clients
- 362reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 446reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• M••••••• W••••••• | Centralia, Wa | Dec 19, 2001 | 29 y | 0 |
| B•••• J•• H••• | Puyallup, Wa | Dec 19, 2001 | 42 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• F• G•••••• to T••••• G•••••• I•••••••••Mar 24, 2020 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• B••••• J•• · President Vice Chief Compliance Officer, Owner, Managing Membercontrolsince 04/1984 · owns 50% to 75%
- W•••••••• S••••• M••••••• · Vice President, Co-Owner, Managing Membercontrolsince 01/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Puyallup, Wa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 419 to 446Mar 24, 2025 to Mar 19, 2026
- HNW clients · 47 to 77Mar 24, 2025 to Mar 19, 2026
- Individual clients · 365 to 362Mar 24, 2025 to Mar 19, 2026
- Discretionary RAUM · $128M to $142MMar 24, 2025 to Mar 19, 2026
- HNW RAUM · $75.2M to $87.5MMar 24, 2025 to Mar 19, 2026
- Individual RAUM · $50.1M to $51.2MMar 24, 2025 to Mar 19, 2026
- RAUM · $128M to $142MMar 24, 2025 to Mar 19, 2026
- Accounts · 415 to 419Aug 7, 2024 to Mar 24, 2025
- Charity clients · 9 to 7Aug 7, 2024 to Mar 24, 2025
- HNW clients · 50 to 47Aug 7, 2024 to Mar 24, 2025
- Individual clients · 356 to 365Aug 7, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Aug 7, 2024 to Mar 24, 2025
- HQ city · unset to Aug 7, 2024 to Mar 24, 2025
- HQ state · unset to Aug 7, 2024 to Mar 24, 2025
- Discretionary RAUM · $113M to $128MAug 7, 2024 to Mar 24, 2025
- HNW RAUM · $66.8M to $75.2MAug 7, 2024 to Mar 24, 2025
- Individual RAUM · $43.7M to $50.1MAug 7, 2024 to Mar 24, 2025
- RAUM · $113M to $128MAug 7, 2024 to Mar 24, 2025
- Accounts · 1,330 to 415Jun 1, 2012 to Mar 26, 2024
- Advisory employees · unset to 2.0Jun 1, 2012 to Mar 26, 2024
- Charity clients · unset to 9.0Jun 1, 2012 to Mar 26, 2024
- HNW clients · unset to 50.0Jun 1, 2012 to Mar 26, 2024
- Individual clients · unset to 356.0Jun 1, 2012 to Mar 26, 2024
- Employees · unset to 2.0Jun 1, 2012 to Mar 26, 2024
- State-registered IARs · 0 to 2Jun 1, 2012 to Mar 26, 2024
- Other offices · unset to 1.0Jun 1, 2012 to Mar 26, 2024
- Discretionary RAUM · $45.0M to $113MJun 1, 2012 to Mar 26, 2024
- HNW RAUM · unset to 66763113.0Jun 1, 2012 to Mar 26, 2024
- Individual RAUM · unset to 43687251.0Jun 1, 2012 to Mar 26, 2024
- RAUM · $45.0M to $113MJun 1, 2012 to Mar 26, 2024
Signals
2 dated events
- Renee Carol Heeb (Co-Owner, Member) no longer on Schedule A of S•••• M••••••••• L•• (listed 2012-06-01, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- S•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BENH•••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 253-535-5530reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026