DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• A••••••• G••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Dec 28, 2001
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$3.2B as of Mar 24, 2026
Mar 30, 2012$570M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 30, 20120 then
Employees (5.A)11 as of Mar 24, 2026
Mar 21, 20136 then
Private funds: no history
RAUM +2.3% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- institutional asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $15.0M, 1 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$3.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S••••• M••••• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- K••••• G•••• F•••••• · Presidentcontrolsince 04/2002 · owns less than 5%
- C••••• J••••• D••••• · Sole Membercontrolsince 03/2005 · owns 75% or more of J• T•••••• G•• L••
- D••••• C••••••• A••••• · Sole Membercontrolsince 07/2013 · owns 75% or more of C• T•••••• V•• L••
- F•••••••• S••••••• N•• · Sole Membercontrolsince 12/2013 · owns 75% or more of S• T•••••• V•• L••
- W••••••• D••••• J•• · Sole Membercontrolsince 03/2005 · owns 75% or more of D• T•••••• G•• L••
- Z•••••• N••••••• D•••• · Sole Membercontrolsince 11/2006 · owns 75% or more of N• T•••••• G•• L••
Entity owners
- R•••• P••••••• C•••••• B••••••• L•• · Sole Memberdirect · owns 75% or more
- C• T•••••• V•• L•• · General Partnerindirect · owns F of T•••••• C•••••• I• L•
- D• T•••••• G•• L•• · General Partnerindirect · owns F of T•••••• C•••••• I• L•
- J• T•••••• G•• L•• · General Partnerindirect · owns F of T•••••• C•••••• I• L•
- N• T•••••• G•• L•• · General Partnerindirect · owns F of T•••••• C•••••• I• L•
- R•••• P••••••• C•••••• H••••••• L• · Ownerindirect · owns 75% or more of R•••• P••••••• C•••••• I••••••••• L••
- R•••• P••••••• C•••••• I••••••••• L•• · Ownerindirect · owns 75% or more of R•••• P••••••• C•••••• B••••••• L••
- R•••• P••••••• H••••••• G• L•• · General Partnerindirect · owns F of R•••• P••••••• C•••••• H••••••• L•
- S• T•••••• V•• L•• · General Partnerindirect · owns F of T•••••• C•••••• I• L•
- T•••••• C•••••• I• L• · General Partnerindirect · owns F of T•••••• I• L•
- T•••••• C•••••• I• L• · General Partnerindirect · owns F of T•••••• R•••• H••••••• L•
- T•••••• C•••••• I• L• · General Partnerindirect · owns F of T••• P••••••• R•• C••••• L•
- T•••••• R•••• H••••••• L• · Memberindirect · owns 75% or more of T•••••• R•••• H••••••• L••
- T••• P••••••• R•• C••••• L• · Limited Partnerindirect · owns 25% to 50% of T•••••• R•••• H••••••• L•
- T•••••• I• L• · Limited Partnerindirect · owns 25% to 50% of T•••••• R•••• H••••••• L•
- T•••••• R•••• H••••••• L•• · Limited Partnerindirect · owns 75% or more of R•••• P••••••• C•••••• H••••••• L•
Related persons
Schedule D 7.A
- L•••••• I••••••••• M••••••• L••pooled vehicle sponsorn
- L•••••• I••••••••• A••••••• L••investment advisern
- L•••••• P••••••• C•••••• C••••••••• S•••••• E••••••••• L••investment companyn
- L•••••• P••••••• C•••••• C••••••••• L••investment companyn
- L•••••• P••••••• C•••••• O• F••••••• L••investment companyn
- L•• C••••••••• S•••••••• L••investment companyn
- L•• R••••• A••••••• I• L••investment advisernRAUM $1.6B
- L•• W•••• L••investment companyn
Advisers that list L•••••• A••••••• G••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL11 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9Jul 23, 2025 to Mar 24, 2026
- Business name · L•••••• A••••••• to L•••••• A••••••• G••••• L••Jul 23, 2025 to Mar 24, 2026
- Assets in custody · $23.3M to $15.0MJul 23, 2025 to Mar 24, 2026
- Employees · 10 to 11Jul 23, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.2B to $3.2BJul 23, 2025 to Mar 24, 2026
- RAUM · $3.2B to $3.2BJul 23, 2025 to Mar 24, 2026
- Financial planning clients · unset to Apr 25, 2025 to Jul 23, 2025
- Advisory employees · 7 to 8Mar 28, 2024 to Apr 25, 2025
- Assets in custody · $21.4M to $23.3MMar 28, 2024 to Apr 25, 2025
- HQ city · DALLAS to CHICAGOMar 28, 2024 to Apr 25, 2025
- HQ state · TX to ILMar 28, 2024 to Apr 25, 2025
- State-registered IARs · 1 to 0Mar 28, 2024 to Apr 25, 2025
- Other offices · 1 to 0Mar 28, 2024 to Apr 25, 2025
- Discretionary RAUM · $3.0B to $3.2BMar 28, 2024 to Apr 25, 2025
- RAUM · $3.0B to $3.2BMar 28, 2024 to Apr 25, 2025
- Advisory employees · 8 to 7Aug 7, 2023 to Mar 28, 2024
- Assets in custody · $11.9M to $21.4MAug 7, 2023 to Mar 28, 2024
- Employees · 11 to 10Aug 7, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 1Aug 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.9B to $3.0BAug 7, 2023 to Mar 28, 2024
- RAUM · $2.9B to $3.0BAug 7, 2023 to Mar 28, 2024
- HQ city · CHICAGO to DALLASApr 7, 2023 to Aug 7, 2023
- HQ state · IL to TXApr 7, 2023 to Aug 7, 2023
- Other offices · 0 to 1Apr 7, 2023 to Aug 7, 2023
- Legal name · L•••••• A••••••• G••••• L••• to L•••••• A••••••• G••••• L••Mar 3, 2023 to Apr 7, 2023
- Succession · true to falseMar 3, 2023 to Apr 7, 2023
- Assets in custody · $7.3M to $11.9MMar 30, 2022 to Mar 3, 2023
- Organization form · Limited Partnership to Limited Liability CompanyMar 30, 2022 to Mar 3, 2023
- Discretionary RAUM · $2.3B to $2.9BMar 30, 2022 to Mar 3, 2023
- RAUM · $2.3B to $2.9BMar 30, 2022 to Mar 3, 2023
- Succession · false to trueMar 30, 2022 to Mar 3, 2023
- Advisory employees · 6 to 8Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $7.6M to $7.3MMar 31, 2021 to Mar 30, 2022
- Employees · 8 to 11Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.7B to $2.3BMar 31, 2021 to Mar 30, 2022
- RAUM · $1.7B to $2.3BMar 31, 2021 to Mar 30, 2022
- Assets in custody · $8.9M to $7.6MMar 23, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.4B to $1.7BMar 23, 2020 to Mar 31, 2021
- RAUM · $1.4B to $1.7BMar 23, 2020 to Mar 31, 2021
- Assets in custody · $5.3M to $8.9MMar 27, 2019 to Mar 23, 2020
Signals
12 dated events
- Dawson James Carey (Sole Member) appeared on Schedule A of L•••••• A••••••• G••••• L••Apr 7, 2023 · Control person joined · fact
- Arthur Charles Davis (Sole Member) appeared on Schedule A of L•••••• A••••••• G••••• L••Apr 7, 2023 · Control person joined · fact
- Nmn Stephen Friedman (Sole Member) appeared on Schedule A of L•••••• A••••••• G••••• L••Apr 7, 2023 · Control person joined · fact
- Jay David Wermuth (Sole Member) appeared on Schedule A of L•••••• A••••••• G••••• L••Apr 7, 2023 · Control person joined · fact
- David Nicolas Zerbib (Sole Member) appeared on Schedule A of L•••••• A••••••• G••••• L••Apr 7, 2023 · Control person joined · fact
- L•••••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 3, 2023 · Succession (Item 4) · fact
- L•••••• A••••••• G••••• L•• reported RAUM $2.9B, up 27% from $2.3B (2022-03-30 to 2023-03-03)Mar 3, 2023 · RAUM change · derived
- Mack Alfred Pogue (Limited Partner) no longer on Schedule A of L•••••• A••••••• G••••• L•• (listed 2022-03-30, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- Bradford John Grissim (Limited Partner) no longer on Schedule A of L•••••• A••••••• G••••• L•• (listed 2022-03-30, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- Gregory S. Courtwright (Owner) no longer on Schedule A of L•••••• A••••••• G••••• L•• (listed 2022-03-30, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- Clayborne William Duvall (Trustee) no longer on Schedule A of L•••••• A••••••• G••••• L•• (listed 2022-03-30, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- L•••••• A••••••• G••••• L•• reported RAUM $2.3B, up 31% from $1.7B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- lincolnadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-345-8780reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026