DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•• I••••••••• M••••••••• L•••
Latest filing Mar 30, 2022
First filing on the tape Mar 29, 2012 · 35 filings
RAUM
$400B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,588
357 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$3.1B gross assets
History
35 filings and snapshots on the tape
RAUM$400B as of Mar 30, 2022
Mar 29, 2012$300B then
HNW client RAUM$0 as of Mar 30, 2022
Mar 22, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2022
Mar 21, 20130 then
Employees (5.A)1,588 as of Mar 30, 2022
Mar 21, 2013903 then
Private funds8 as of Mar 30, 2022
Mar 29, 20123 then
RAUM +11% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$223B58%
- Pooled investment vehicles$119B31%
- Pension and profit-sharing plans$35B9.1%
- Corporations and businesses$3.6B0.9%
- Other investment advisers$2.2B0.6%
- State and municipal entities$1.7B0.5%
- Banks and thrifts$173M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 57reported
- Charitable clients
- 0reported
- Accounts
- 231reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• A•••• O••••••••• F••• | Other Private Fund | $7.1B | 102 | Mar 27, 2024 |
| I••••••••• P••••••• I• S••• | Private Equity Fund | $820M | 20 | Mar 27, 2024 |
| E•••••• L• | Hedge Fund | $812M | 14 | Mar 22, 2018 |
| M•• R••• E••••• D••• F•••••• I• D•• | Other Private Fund | $778M | 7 | Mar 28, 2019 |
| L••• C••••• O••••••••• F••• P•• • C••••• O••••••••• F••• I•• | Other Private Fund | $711M | 25 | Mar 27, 2024 |
| M•• R••• E••••• D••• F•••••• V• D•• | Other Private Fund | $633M | 15 | Mar 28, 2019 |
| L••• C••••• O••••••••• F••• P•• • C••••• O••••••••• F••• X••• | Other Private Fund | $623M | 0 | Mar 27, 2024 |
| E•••••• L•no longer reported | Hedge Fund | $558M | 42 | Mar 29, 2012 |
| M•• R••• E••••• D••• F•••••• V• D•• | Other Private Fund | $321M | 11 | Mar 28, 2019 |
| L••• C••••• O••••••••• F••• P•• • C••••• O••••••••• F••• X•• | Other Private Fund | $250M | 7 | Mar 27, 2024 |
| M•• R••• E••••• D••• F••• I•• L• | Other Private Fund | $87.0M | 35 | Mar 18, 2015 |
| I••••••••• P••••••• L• | Private Equity Fund | $73.7M | 32 | Mar 29, 2012 |
| M•• R••• E••••• D••• F••• I• L• | Other Private Fund | $66.9M | 11 | Mar 20, 2014 |
| M•• R••• E••••• D••• F••• I• F••••• L• | Other Private Fund | $19.7M | 42 | Mar 28, 2019 |
| M•• R••• E••••• D••• F••• L•no longer reported | Other Private Fund | $9.5M | 13 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• C•••• · Directorcontrolsince 10/2021 · owns less than 5%
- D••••••• J•••••••• M••• B••••• · Directorcontrolsince 10/2019 · owns less than 5%
- F••••••••• S•••• A••••• · Directorcontrolsince 09/2019 · owns less than 5%
- M•••••• A••••• · Directorcontrolsince 10/2021 · owns less than 5%
- O•••••• M••••••• C•••••• · Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- T•••••• M•••••• · Directorcontrolsince 10/2021 · owns less than 5%
- T••••••• R•••••• · Non Executive Directorsince 11/2021 · owns less than 5%
Entity owners
- M•• F• L•••••• · Parent Companydirect · owns 75% or more
- M•• G•••• L•••••• · Indirect Parent Companyindirect · owns 75% or more of M•• F• L••••••
- M•• G•••• R•••••••• E••••• H•••••• C•••••• L•••••• · Indirect Parent Companyindirect · owns 75% or more of M•• G•••• L••••••
- M•• P•• · Ultimate Parent Companyindirect · owns 75% or more of M•• G•••• R•••••••• E••••• H•••••• C•••••• L••••••
Related persons
Schedule D 7.A
- F•••• G• L••••••pooled vehicle sponsorn
- G•••• G• 1• L••pooled vehicle sponsorn
- G•••• G• 2• L••••••pooled vehicle sponsorn
- G•••• G• L••••••pooled vehicle sponsorn
- G•• G• L••••••pooled vehicle sponsorn
- G• R••• G• L••••••pooled vehicle sponsorn
- I••••••••• ••••• G• L••••••pooled vehicle sponsorn
- I••••••••• ••••••••• G• 1• L••••••pooled vehicle sponsorn
- I••••••••• ••••••••• G• L••pooled vehicle sponsorn
- I••••••••• ••••••••• G• 1• L••••••pooled vehicle sponsorn
- I••••••••• ••••••••• G• 2• L••••••pooled vehicle sponsorn
- I••••••••• ••••••••• G• L••pooled vehicle sponsorn
- I••••••••• •• P••• G• L••••••pooled vehicle sponsorn
- I••••••••• •••• G• L••••••pooled vehicle sponsorn
- I••••••••• •••••• G• L••••••pooled vehicle sponsorn
- I••••••••• •••••• G• L••••••pooled vehicle sponsorn
- I••••••••• ••••• G• L••••••pooled vehicle sponsorn
- I••••••••• D• I• L••••••pooled vehicle sponsorn
- I••••••••• G• 1• L••pooled vehicle sponsorn
- I••••••••• G• L••••••pooled vehicle sponsorn
- I••••••••• G••••••••• D• G• L••pooled vehicle sponsorn
- I••••••••• G••••••••• P••••••• I• G• 1• L••••••pooled vehicle sponsorn
- I••••••••• G••••••••• P••••••• I• G• L••••••pooled vehicle sponsorn
- I••••••••• G••••••••• P••••••• I• S••••••••• G•• L••••••pooled vehicle sponsorn
- I••••••••• G••••••••• P••••••• I• G• S•• R••pooled vehicle sponsorn
- I••••••••• P••••••• I• S••••••••• G•• L••••••pooled vehicle sponsorn
- I••••••••• P••••••• I•• G• S•••••••pooled vehicle sponsorn
- I••••••••• P••••••• I•• S••••••••• ••••• G• L••pooled vehicle sponsorn
- I••••••••• P••••••• I•• S••••••••• ••••••••• G• L••pooled vehicle sponsorn
- I••••••••• P••••••• I•• S••••••••• G•• L••••••pooled vehicle sponsorn
Advisers that list M•• I••••••••• M••••••••• L••• as a related person
- 305254 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 198 to 231Oct 19, 2021 to Mar 30, 2022
- Advisory employees · 337 to 357Oct 19, 2021 to Mar 30, 2022
- Pension plan clients · 56 to 57Oct 19, 2021 to Mar 30, 2022
- Pooled vehicle clients · 91 to 94Oct 19, 2021 to Mar 30, 2022
- Employees · 1,581 to 1,588Oct 19, 2021 to Mar 30, 2022
- Discretionary RAUM · $357B to $397BOct 19, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $3.5B to $3.6BOct 19, 2021 to Mar 30, 2022
- Pension RAUM · $37B to $35BOct 19, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $118B to $119BOct 19, 2021 to Mar 30, 2022
- RAUM · $360B to $400BOct 19, 2021 to Mar 30, 2022
- Accounts · 110 to 198Feb 10, 2021 to Mar 30, 2021
- Advisory employees · 326 to 337Feb 10, 2021 to Mar 30, 2021
- Corporate clients · 13 to 9Feb 10, 2021 to Mar 30, 2021
- Pension plan clients · 63 to 56Feb 10, 2021 to Mar 30, 2021
- Pooled vehicle clients · 97 to 91Feb 10, 2021 to Mar 30, 2021
- Employees · 1,563 to 1,581Feb 10, 2021 to Mar 30, 2021
- Discretionary RAUM · $335B to $357BFeb 10, 2021 to Mar 30, 2021
- Non-discretionary RAUM · $3.6B to $3.5BFeb 10, 2021 to Mar 30, 2021
- Pension RAUM · $33B to $37BFeb 10, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $126B to $118BFeb 10, 2021 to Mar 30, 2021
- RAUM · $338B to $360BFeb 10, 2021 to Mar 30, 2021
- Accounts · 146 to 110Nov 8, 2019 to Mar 30, 2020
- Advisory employees · 286 to 326Nov 8, 2019 to Mar 30, 2020
- Corporate clients · 5 to 13Nov 8, 2019 to Mar 30, 2020
- Pension plan clients · 56 to 63Nov 8, 2019 to Mar 30, 2020
- Pooled vehicle clients · 51 to 97Nov 8, 2019 to Mar 30, 2020
- Employees · 1,441 to 1,563Nov 8, 2019 to Mar 30, 2020
- Private funds · 9 to 8Nov 8, 2019 to Mar 30, 2020
- Discretionary RAUM · $290B to $335BNov 8, 2019 to Mar 30, 2020
- Non-discretionary RAUM · $2.7B to $3.6BNov 8, 2019 to Mar 30, 2020
- Pension RAUM · $30B to $33BNov 8, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $99B to $126BNov 8, 2019 to Mar 30, 2020
- RAUM · $293B to $338BNov 8, 2019 to Mar 30, 2020
- Accounts · 101 to 146Dec 3, 2018 to Mar 28, 2019
- Advisory employees · 281 to 286Dec 3, 2018 to Mar 28, 2019
- Advisory activities · 4 to 3Dec 3, 2018 to Mar 28, 2019
- Corporate clients · 4 to 5Dec 3, 2018 to Mar 28, 2019
- Pension plan clients · 45 to 56Dec 3, 2018 to Mar 28, 2019
- Pooled vehicle clients · 30 to 51Dec 3, 2018 to Mar 28, 2019
- Employees · 1,553 to 1,441Dec 3, 2018 to Mar 28, 2019
Signals
18 dated events
- David Graham Mason (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2021-10-19, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Massimo Tosato (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Oct 19, 2021 · Control person joined · fact
- A••••• M••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Oct 19, 2021 · Control person joined · fact
- C•••• C••••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Oct 19, 2021 · Control person joined · fact
- Lyn M••••• B•••••• (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2021-09-10, absent 2021-10-19)Oct 19, 2021 · Control person left · inference
- C••• L••••• J••••••• W••••••• (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2021-09-10, absent 2021-10-19)Oct 19, 2021 · Control person left · inference
- William John Foley (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2021-03-30, absent 2021-09-10)Sep 10, 2021 · Control person left · inference
- M Neil Donnelly (Chief Compliance Officer) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2020-09-04, absent 2021-02-10)Feb 10, 2021 · Control person left · inference
- C•••••• M•••••• O••••• (Chief Compliance Officer) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Feb 10, 2021 · Control person joined · fact
- Lyn M••••• B•••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Aug 20, 2020 · Control person joined · fact
- C••• L••••• J••••••• W••••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Aug 20, 2020 · Control person joined · fact
- M••• B••••• J••••••• D•••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Nov 8, 2019 · Control person joined · fact
- Humphrey Westland Simon Pilcher (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2019-10-15, absent 2019-11-01)Nov 1, 2019 · Control person left · inference
- M••• M••••••• A•••• (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2019-10-15, absent 2019-11-01)Nov 1, 2019 · Control person left · inference
- Nicholas Gary Cotton (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2019-09-30, absent 2019-10-15)Oct 15, 2019 · Control person left · inference
- A••••• S••• F••••••••• (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Sep 30, 2019 · Control person joined · fact
- Robert Fairlie Grant Speirs (Director) no longer on Schedule A of M•• I••••••••• M••••••••• L••• (listed 2019-03-28, absent 2019-04-11)Apr 11, 2019 · Control person left · inference
- William John Foley (Director) appeared on Schedule A of M•• I••••••••• M••••••••• L•••Apr 11, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- M•• I••••••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/M&GPLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- diip.co.ukreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026