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SEC-registered adviser

H••••••• A•• W•••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Los Angeles, CaliforniaCRD 114649SEC 801-60512website IAPD

Latest filing Mar 30, 2026

First filing on the tape Mar 28, 2012 · 28 filings

SEC status approved since Sep 5, 2001

RAUM

$37B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

32 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$37B as of Mar 30, 2026

Mar 28, 2012$16B then

HNW client RAUM$0 as of Mar 30, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 28, 20132 then

Employees (5.A)64 as of Mar 30, 2026

Mar 28, 201354 then

Private funds2 as of Mar 30, 2026

Mar 28, 20141 then

RAUM +11% over the last fiscal year+9.2% a year over threeIARs 0 to 0offices 4 to 5

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $359MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Custody: $424M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$25B67%
Pooled investment vehicles$4.9B13%
Pension and profit-sharing plans$4.0B11%
State and municipal entities$2.4B6.6%
Charitable organizations$910M2.5%
Insurance companies$16.9M0.0%
Other investment advisers$13.8M0.0%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 16reported
Charitable clients: 11reported
Accounts: 103reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $424M for 2 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=false bd_reps=12.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H• H••• Y••••• L••	Hedge Fund	$318M	6	Mar 30, 2021
H• H••••• V••••• L•••	Hedge Fund	$82.8M	7	Mar 28, 2014

Owners and control persons

Schedule A and B, latest filing

D••••• G•••••• H••••• · Executive Chairman And Executive Committee Membercontrol
since 08/2001 · owns less than 5%
H••••••••• T•••••• J••• · Head Of Distributioncontrol
since 11/2018 · owns less than 5%
K•••••• T•••• H••••• · Chief Compliance Officercontrol
since 04/2007 · owns less than 5%
L••••• A••• M••••• S•••• · Chief Operating Officer And Executive Committee Membercontrol
since 08/2001 · owns less than 5%
M•••••• D••••••• H••••• · Executive Committee Membercontrol
since 09/2003 · owns less than 5%
M••••••• S••••• H•• · Chief Executive Officer And Executive Committee Membercontrol
since 01/2016 · owns less than 5%
M••••••••• J••••• E••••• · Chief Financial Officercontrol
since 05/2006 · owns less than 5%
S•••••••• W••••• M••••• A•••••• · Executive Committee Membercontrol
since 10/2022 · owns less than 5%
D••••• G•••••• H••••• · Executive Committee Membercontrol
since 08/2001 · owns F of H•••• H•••••••• L••
L••••• A••• M••••• S•••• · Executive Committee Membercontrol
since 10/2024 · owns F of H•••• H•••••••• L••
M••••••• S••••• H•• · Executive Committee Membercontrol
since 10/2016 · owns F of H•••• H•••••••• L••
S•••••••• W•••••• A•••••• · Trusteecontrol
since 09/1987 · owns F of W••••• A• S••••••• T•••• U•• 9••••••••

Entity owners

H•••• H•••••••• L•• · Member
direct · owns 50% to 75%
S••••••••• L•• · Member
direct · owns 25% to 50%
S• H•••••• C•••• •••••••• S••••••• G••••• I•••• · Member
indirect · owns 75% or more of S••••••••• L••
W••••• A• S••••••• T•••• U•• 9•••••••• · Shareholder
indirect · owns 25% to 50% of Sf Holding Corp.

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

Corona Del Mar, CA4 employees

What changed

consecutive filings, newest first

Accounts · 104 to 103
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 31 to 32
Mar 28, 2025 to Mar 30, 2026
Charity clients · 15 to 11
Mar 28, 2025 to Mar 30, 2026
Pension plan clients · 24 to 16
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $412M to $424M
Mar 28, 2025 to Mar 30, 2026
Employees · 63 to 64
Mar 28, 2025 to Mar 30, 2026
Other offices · 4 to 5
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $33B to $37B
Mar 28, 2025 to Mar 30, 2026
Pension RAUM · $3.9B to $4.0B
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $3.4B to $4.9B
Mar 28, 2025 to Mar 30, 2026
RAUM · $33B to $37B
Mar 28, 2025 to Mar 30, 2026
Accounts · 98 to 104
Nov 29, 2024 to Mar 28, 2025
Charity clients · 9 to 15
Nov 29, 2024 to Mar 28, 2025
Corporate clients · unset to 0.0
Nov 29, 2024 to Mar 28, 2025
Pension plan clients · 15 to 24
Nov 29, 2024 to Mar 28, 2025
Pooled vehicle clients · 15 to 19
Nov 29, 2024 to Mar 28, 2025
Assets in custody · $400M to $412M
Nov 29, 2024 to Mar 28, 2025
Employees · 64 to 63
Nov 29, 2024 to Mar 28, 2025
Financial planning clients · unset to
Nov 29, 2024 to Mar 28, 2025
Other offices · 1 to 4
Nov 29, 2024 to Mar 28, 2025
Discretionary RAUM · $31B to $33B
Nov 29, 2024 to Mar 28, 2025
Pension RAUM · $3.2B to $3.9B
Nov 29, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $3.2B to $3.4B
Nov 29, 2024 to Mar 28, 2025
RAUM · $31B to $33B
Nov 29, 2024 to Mar 28, 2025
Related adviser · true to false
Jul 12, 2024 to Oct 25, 2024
Accounts · 95 to 98
Mar 29, 2023 to Mar 27, 2024
Advisory employees · 30 to 31
Mar 29, 2023 to Mar 27, 2024
Charity clients · 6 to 9
Mar 29, 2023 to Mar 27, 2024
Pension plan clients · 17 to 15
Mar 29, 2023 to Mar 27, 2024
Pooled vehicle clients · 14 to 15
Mar 29, 2023 to Mar 27, 2024
Assets in custody · $317M to $400M
Mar 29, 2023 to Mar 27, 2024
Employees · 62 to 64
Mar 29, 2023 to Mar 27, 2024
Discretionary RAUM · $28B to $31B
Mar 29, 2023 to Mar 27, 2024
Non-discretionary RAUM · $165M to $0
Mar 29, 2023 to Mar 27, 2024
Pension RAUM · $3.7B to $3.2B
Mar 29, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $2.7B to $3.2B
Mar 29, 2023 to Mar 27, 2024
RAUM · $28B to $31B
Mar 29, 2023 to Mar 27, 2024
Advisory employees · 29 to 30
Feb 23, 2023 to Mar 29, 2023
BD registered reps · 11 to 12
Feb 23, 2023 to Mar 29, 2023
Pension plan clients · 15 to 17
Feb 23, 2023 to Mar 29, 2023

Signals

4 dated events

Nigel Christopher Hurst-Brown (Executive Committee Member) no longer on Schedule A of H••••••• A•• W•••• C•••••• M••••••••• L•• (listed 2024-10-25, absent 2024-11-29)
Nov 29, 2024 · Control person left · inference
Amerine Warren Miles Stephens (Executive Committee Member) appeared on Schedule A of H••••••• A•• W•••• C•••••• M••••••••• L••
Mar 29, 2023 · Control person joined · fact
C Harriet Stephens (Trustee) no longer on Schedule A of H••••••• A•• W•••• C•••••• M••••••••• L•• (listed 2021-10-01, absent 2022-03-29)
Mar 29, 2022 · Control person left · inference
John Thomas Hirschmann (Head Of Distribution) appeared on Schedule A of H••••••• A•• W•••• C•••••• M••••••••• L••
Mar 30, 2021 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: HWCM.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 213-430-1000reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026