DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stewardship Partners Investment Counsel, Inc.
Latest filing Dec 16, 2025
First filing on the tape Dec 9, 2011 · 23 filings
SEC status approved since Feb 10, 2004
RAUM
$73.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$70.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$36.6M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$73.2M as of Dec 16, 2025
Dec 9, 2011$153M then
HNW client RAUM$45.8M as of Dec 16, 2025
Dec 22, 2017$48.5M then
State-registered IARs (5.B.3)2 as of Dec 16, 2025
Dec 17, 20121 then
Employees (5.A)4 as of Dec 16, 2025
Dec 17, 20127 then
Private funds: no history
RAUM +26% over the last fiscal year+4.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Dec 16, 2025; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $36.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $225,286derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$45.8M63%
- Individuals$24.4M33%
- Charitable organizations$2.4M3.3%
- Corporations and businesses$622,7920.9%
- Individual clients
- 130reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 325reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $411,029 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Howard Joseph Leonard | Chester Springs, Pa | Jun 22, 2006 | 26 y | 1 |
| Stephen Mark DubarryChartered Financial Analyst | Olmstead, Ky | Apr 6, 2016 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Kuckel to Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 19, 2009 · Other
Joined, latest
- Howard Joseph Leonard from American Values Investments, Inc.Jun 22, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mark Stephen Dubarry · President/ Ccocontrolsince 10/2016 · owns 10% to 25%
- Carol Leonard · Shareholdercontrolsince 08/2000 · owns 25% to 50%
- Joseph Howard Leonard · Ceocontrolsince 08/2000 · owns 25% to 50%
- Paul Timothy Burns · Shareholdersince 06/2005 · owns 10% to 25%
- Andrew Mark Long · Shareholdersince 12/2004 · owns 5% to 10%
- Y. Simon Loo · Shareholdersince 12/2004 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 330 to 325Jul 14, 2025 to Dec 16, 2025
- HNW clients · 8 to 12Jul 14, 2025 to Dec 16, 2025
- Individual clients · 145 to 130Jul 14, 2025 to Dec 16, 2025
- Discretionary RAUM · $62.0M to $73.2MJul 14, 2025 to Dec 16, 2025
- HNW RAUM · $35.4M to $45.8MJul 14, 2025 to Dec 16, 2025
- Individual RAUM · $24.3M to $24.4MJul 14, 2025 to Dec 16, 2025
- RAUM · $62.0M to $73.2MJul 14, 2025 to Dec 16, 2025
- Wrap assets (manager) · $490,095 to $411,029Jul 14, 2025 to Dec 16, 2025
- Financial planning clients · 26-50 to 26-50Dec 17, 2024 to Jul 14, 2025
- HQ city · unset to Dec 17, 2024 to Jul 14, 2025
- HQ state · unset to Dec 17, 2024 to Jul 14, 2025
- Accounts · 332 to 330Dec 20, 2023 to Dec 17, 2024
- HNW clients · 5 to 8Dec 20, 2023 to Dec 17, 2024
- Individual clients · 166 to 145Dec 20, 2023 to Dec 17, 2024
- Discretionary RAUM · $58.2M to $62.0MDec 20, 2023 to Dec 17, 2024
- HNW RAUM · $31.3M to $35.4MDec 20, 2023 to Dec 17, 2024
- Individual RAUM · $25.2M to $24.3MDec 20, 2023 to Dec 17, 2024
- RAUM · $58.2M to $62.0MDec 20, 2023 to Dec 17, 2024
- Wrap assets (manager) · $632,049 to $490,095Dec 20, 2023 to Dec 17, 2024
- Accounts · 357 to 332Aug 2, 2023 to Dec 20, 2023
- Advisory employees · 4 to 3Aug 2, 2023 to Dec 20, 2023
- HNW clients · 47 to 5Aug 2, 2023 to Dec 20, 2023
- Individual clients · 306 to 166Aug 2, 2023 to Dec 20, 2023
- Employees · 5 to 4Aug 2, 2023 to Dec 20, 2023
- Discretionary RAUM · $48.1M to $58.2MAug 2, 2023 to Dec 20, 2023
- HNW RAUM · $23.0M to $31.3MAug 2, 2023 to Dec 20, 2023
- Individual RAUM · $24.1M to $25.2MAug 2, 2023 to Dec 20, 2023
- RAUM · $48.1M to $58.2MAug 2, 2023 to Dec 20, 2023
- Wrap assets (manager) · $836,448 to $632,049Aug 2, 2023 to Dec 20, 2023
- HQ city · MATTHEWS to unsetJul 26, 2023 to Aug 2, 2023
- HQ state · NC to unsetJul 26, 2023 to Aug 2, 2023
- Other offices · 2 to 1Jul 26, 2023 to Aug 2, 2023
- Accounts · 402 to 357Dec 22, 2021 to Dec 21, 2022
- HNW clients · 56 to 47Dec 22, 2021 to Dec 21, 2022
- Individual clients · 341 to 306Dec 22, 2021 to Dec 21, 2022
- Discretionary RAUM · $63.5M to $48.1MDec 22, 2021 to Dec 21, 2022
- HNW RAUM · $24.4M to $23.0MDec 22, 2021 to Dec 21, 2022
- Individual RAUM · $36.3M to $24.1MDec 22, 2021 to Dec 21, 2022
- RAUM · $63.5M to $48.1MDec 22, 2021 to Dec 21, 2022
- Wrap assets (manager) · $1.3M to $836,448Dec 22, 2021 to Dec 21, 2022
Signals
1 dated events
- Mark Stephen Dubarry (Cio-Quantitative Strategies) appeared on Schedule A of Stewardship Partners Investment Counsel, Inc.Dec 23, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-930-6949reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- stewardshippartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-800-930-6949reportedpublic record, Form ADV, Dec 16, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026