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B••••••••• I••••••••• G••••• L••

Former SEC-registered adviserFormer SEC adviser2 private funds· Overland Park, Kansas

Former SEC-registered adviser, based in Overland Park, Kansas, reporting $573M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$573M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-31%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 115411 · SEC 801-65896 · 5 filingsShow
CRD 115411SEC 801-65896First filing on the tape Mar 23, 2012, latest Mar 19, 2014IAPD
RAUM
$573M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$440M gross assets
History
5 filings and snapshots on the tape
RAUM$573M as of Mar 19, 2014
Mar 23, 2012$669M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2014
Mar 23, 20120 then
Employees (5.A)8 as of Mar 19, 2014
Mar 22, 20139 then
Private funds2 as of Mar 19, 2014
Mar 23, 20122 then
RAUM -31% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$143MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-31%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$16.0M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$16.0M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••••••• P•••••••• L•Hedge Fund$86.8M4Mar 23, 2012
      B••••••••• F•••• L•••Hedge Fund$16.0M3Mar 23, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• T•••• E•••• · Membercontrol
        since 12/1998 · owns 50% to 75%
      • B••••••• C••••••• L• · Cfo/Coo/Chief Compliance Officercontrol
        since 09/2008 · owns less than 5%
      • M••••••• M••••••••• T•••••••• · Membercontrol
        since 12/1998 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • B••••••••• C••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 8
        Sep 20, 2013 to Mar 19, 2014
      • Assets in custody · $94.7M to $16.0M
        Sep 20, 2013 to Mar 19, 2014
      • Employees · 9 to 8
        Sep 20, 2013 to Mar 19, 2014
      • Discretionary RAUM · $827M to $573M
        Sep 20, 2013 to Mar 19, 2014
      • RAUM · $827M to $573M
        Sep 20, 2013 to Mar 19, 2014
      • Advisory employees · unset to 9.0
        Apr 18, 2012 to Mar 22, 2013
      • Assets in custody · $111M to $94.7M
        Apr 18, 2012 to Mar 22, 2013
      • Employees · unset to 9.0
        Apr 18, 2012 to Mar 22, 2013
      • Discretionary RAUM · $669M to $827M
        Apr 18, 2012 to Mar 22, 2013
      • RAUM · $669M to $827M
        Apr 18, 2012 to Mar 22, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026