DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jackson Thornton Wealth Management, LLC
Latest filing May 27, 2026
First filing on the tape Mar 24, 2012 · 28 filings
SEC status approved since Sep 24, 2002
RAUM
$2.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$1.8B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$223M
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.0B as of May 27, 2026
Mar 24, 2012$549M then
HNW client RAUM$1.6B as of May 27, 2026
Mar 14, 2018$704M then
State-registered IARs (5.B.3)9 as of May 27, 2026
Mar 24, 20120 then
Employees (5.A)16 as of May 27, 2026
Mar 15, 201314 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 9 to 9
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $223MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $849,015derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.6B82%
- Individuals$199M9.9%
- Corporations and businesses$109M5.4%
- Charitable organizations$37.9M1.9%
- Pension and profit-sharing plans$20.5M1.0%
- Individual clients
- 588reported
- HNW clients
- 355reported
- Pension plan clients
- 6reported
- Charitable clients
- 4reported
- Accounts
- 2,367reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kimberly Lynch Mason | Montgomery, Al | Jul 12, 2006 | 22 y | 0 |
| Nancy Mac Brown | Montgomery, Al | Jan 30, 2012 | 30 y | 0 |
| James Adam CauseyCertified Financial Planner, Personal Financial Specialist | Montgomery, Al | Feb 24, 2014 | 20 y | 0 |
| Clarence Crenshaw Pritchett | Montgomery, Al | Aug 25, 2015 | 32 y | 0 |
| Crystal Michelle Smith | Montgomery, Al | Oct 19, 2018 | 15 y | 0 |
| Allison Hartzog GuiceCertified Financial Planner, Personal Financial Specialist | Montgomery, Al | Jul 10, 2019 | 20 y | 0 |
| Daniel Kyle TewCertified Financial Planner, Personal Financial Specialist | Dothan, Al | Aug 26, 2020 | 17 y | 0 |
| Justin Kristian Clark | Montgomery, Al | Jun 9, 2022 | 22 y | 0 |
| Angela T. Andrews | Dothan, Al | Apr 18, 2023 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bruce Thomas Bedsole · Vice Presidentcontrolsince 01/2007 · owns less than 5%
- Mac Nancy Brown · Vice Presidentcontrolsince 01/2022 · owns less than 5%
- Adam James Causey · Vice President & Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- Kristian Justin Clark · Vice Presidentcontrolsince 05/2022 · owns less than 5%
- Hartzog Allison Guice · Vice Presidentcontrolsince 01/2022 · owns less than 5%
- Crenshaw Clarence Pritchett · Presidentcontrolsince 01/2016 · owns less than 5%
- Kyle Daniel Tew · Vice Presidentcontrolsince 01/2022 · owns less than 5%
Entity owners
- Jackson Thornton & Co., Pc · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Jackson Thornton & Co., P.C.insurancey
- Jackson Thornton Benefit Resources, LLCLP sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Montgomery, Al · principal | 7 | 0 | 0 | ||
| Dothan, Al | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dothan, AL2 employees
- Auburn, AL1 employees
- Prattville, AL
- Wetumpka, AL
What changed
consecutive filings, newest first
- Accounts · 2,370 to 2,367May 14, 2025 to Feb 10, 2026
- Charity clients · 5 to 4May 14, 2025 to Feb 10, 2026
- Corporate clients · 33 to 35May 14, 2025 to Feb 10, 2026
- HNW clients · 343 to 355May 14, 2025 to Feb 10, 2026
- Individual clients · 593 to 588May 14, 2025 to Feb 10, 2026
- Pension plan clients · 8 to 6May 14, 2025 to Feb 10, 2026
- Assets in custody · $1.9M to $2.1MMay 14, 2025 to Feb 10, 2026
- Employees · 14 to 16May 14, 2025 to Feb 10, 2026
- Discretionary RAUM · $1.7B to $2.0BMay 14, 2025 to Feb 10, 2026
- HNW RAUM · $1.4B to $1.6BMay 14, 2025 to Feb 10, 2026
- Individual RAUM · $175M to $199MMay 14, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $15.4M to $18.0MMay 14, 2025 to Feb 10, 2026
- Pension RAUM · $21.8M to $20.5MMay 14, 2025 to Feb 10, 2026
- RAUM · $1.7B to $2.0BMay 14, 2025 to Feb 10, 2026
- Financial planning clients · 0 to 0Mar 4, 2025 to May 14, 2025
- Accounts · 2,261 to 2,370Oct 3, 2024 to Mar 4, 2025
- Advisory employees · 10 to 9Oct 3, 2024 to Mar 4, 2025
- Business name · JACKSON THORNTON ASSET MANAGEMENT, LLC to JACKSON THORNTON WEALTH MANAGEMENT, LLCOct 3, 2024 to Mar 4, 2025
- Corporate clients · 11 to 33Oct 3, 2024 to Mar 4, 2025
- HNW clients · 330 to 343Oct 3, 2024 to Mar 4, 2025
- Individual clients · 586 to 593Oct 3, 2024 to Mar 4, 2025
- Pension plan clients · 37 to 8Oct 3, 2024 to Mar 4, 2025
- Assets in custody · $1.7M to $1.9MOct 3, 2024 to Mar 4, 2025
- Employees · 15 to 14Oct 3, 2024 to Mar 4, 2025
- State-registered IARs · 10 to 9Oct 3, 2024 to Mar 4, 2025
- Legal name · JACKSON THORNTON ASSET MANAGEMENT, LLC to JACKSON THORNTON WEALTH MANAGEMENT, LLCOct 3, 2024 to Mar 4, 2025
- Discretionary RAUM · $1.5B to $1.7BOct 3, 2024 to Mar 4, 2025
- HNW RAUM · $1.3B to $1.4BOct 3, 2024 to Mar 4, 2025
- Individual RAUM · $142M to $175MOct 3, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $14.2M to $15.4MOct 3, 2024 to Mar 4, 2025
- Pension RAUM · $63.3M to $21.8MOct 3, 2024 to Mar 4, 2025
- RAUM · $1.5B to $1.7BOct 3, 2024 to Mar 4, 2025
- Accounts · 2,188 to 2,261Jan 19, 2024 to Mar 21, 2024
- Corporate clients · 31 to 11Jan 19, 2024 to Mar 21, 2024
- HNW clients · 295 to 330Jan 19, 2024 to Mar 21, 2024
- Individual clients · 603 to 586Jan 19, 2024 to Mar 21, 2024
- Pension plan clients · 19 to 37Jan 19, 2024 to Mar 21, 2024
- Assets in custody · $1.6M to $1.7MJan 19, 2024 to Mar 21, 2024
- Employees · 17 to 15Jan 19, 2024 to Mar 21, 2024
- Financial planning clients · unset to 0Jan 19, 2024 to Mar 21, 2024
Signals
8 dated events
- Mac Nancy Brown (Vice President) appeared on Schedule A of Jackson Thornton Wealth Management, LlcMar 21, 2024 · Control person joined · fact
- Ray Tommy West (Vice President) no longer on Schedule A of Jackson Thornton Wealth Management, Llc (listed 2023-08-14, absent 2024-01-19)Jan 19, 2024 · Control person left · inference
- Jerrell Luther Mitchell (Vice President) no longer on Schedule A of Jackson Thornton Wealth Management, Llc (listed 2022-03-17, absent 2023-03-08)Mar 8, 2023 · Control person left · inference
- Hartzog Allison Guice (Vice President) appeared on Schedule A of Jackson Thornton Wealth Management, LlcMar 8, 2023 · Control person joined · fact
- Kristian Justin Clark (Vice President) appeared on Schedule A of Jackson Thornton Wealth Management, LlcMar 8, 2023 · Control person joined · fact
- Kyle Daniel Tew (Vice President) appeared on Schedule A of Jackson Thornton Wealth Management, LlcMar 8, 2023 · Control person joined · fact
- Landon Edwin Crane (Vice President) no longer on Schedule A of Jackson Thornton Wealth Management, Llc (listed 2019-03-22, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
- Conrad George Smith (Vice President) no longer on Schedule A of Jackson Thornton Wealth Management, Llc (listed 2019-03-22, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 205-822-2352reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 334-749-8191reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 334-793-7001reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/jackson-thornton-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- JT-WM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (334) 834-7660reportedpublic record, Form ADV, May 27, 2026
- Contact form
- jt-wm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jt-wm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $223Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026