DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• F•••••••• A•••••••• I•••
Latest filing Sep 3, 2026
First filing on the tape Feb 28, 2013 · 18 filings
SEC status approved since Mar 6, 2013
RAUM
$529M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$519M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$529M as of Mar 24, 2026
Mar 31, 2014$175M then
HNW client RAUM$448M as of Mar 24, 2026
Mar 2, 2018$175M then
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Mar 31, 20144 then
Employees (5.A)7 as of Mar 24, 2026
Mar 31, 20146 then
Private funds: no history
RAUM +11% over the last fiscal year+9.2% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $731,191derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publicationsreportedItem 5.G
- Wrap fee program
- $276MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$448M85%
- Individuals$71.0M13%
- Pension and profit-sharing plans$7.3M1.4%
- Charitable organizations$2.6M0.5%
- Individual clients
- 153reported
- HNW clients
- 162reported
- Pension plan clients
- 1reported
- Charitable clients
- 5reported
- Accounts
- 724reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M•••••• J••••Certified Financial Planner | Atlanta, Ga | May 21, 2004 | 26 y | 0 |
| M••• A••• B•••••Certified Financial Planner | Atlanta, Ga | Jan 3, 2005 | 25 y | 0 |
| A••••• A•••••••• T•••••••Certified Financial Planner | Atlanta, Ga | Feb 15, 2008 | 20 y | 0 |
| J•••• R•••• S••••••• | Atlanta, Ga | Mar 1, 2021 | 31 y | 2 |
| R••••• J••• H•••••Certified Financial Planner, Chartered Financial Consultant | Atlanta, Ga | Jul 23, 2021 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• J••• H••••• from A••••••••• F•••••••• S•••••••• L••Jul 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- J•••• R•••• S••••••• from C•••••• S••••• A•••• M••••••••• L••Mar 1, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• M•••• A••• · Managing Partner/Chief Compliance Officercontrolsince 10/2012 · owns 50% to 75%
- J••••• T•••••• M•••••• · Managing Partnercontrolsince 01/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
- B••••••• F•••••••• G••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Adrian, MI1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 24, 2026 to Sep 3, 2026
- Succession · false to unsetMar 24, 2026 to Sep 3, 2026
- Accounts · 729 to 724Mar 13, 2025 to Mar 24, 2026
- HNW clients · 152 to 162Mar 13, 2025 to Mar 24, 2026
- Individual clients · 167 to 153Mar 13, 2025 to Mar 24, 2026
- Discretionary RAUM · $475M to $529MMar 13, 2025 to Mar 24, 2026
- HNW RAUM · $393M to $448MMar 13, 2025 to Mar 24, 2026
- Individual RAUM · $73.1M to $71.0MMar 13, 2025 to Mar 24, 2026
- Pension RAUM · $6.1M to $7.3MMar 13, 2025 to Mar 24, 2026
- RAUM · $475M to $529MMar 13, 2025 to Mar 24, 2026
- Accounts · 740 to 729Jan 29, 2024 to Mar 13, 2025
- HNW clients · 141 to 152Jan 29, 2024 to Mar 13, 2025
- Individual clients · 183 to 167Jan 29, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Jan 29, 2024 to Mar 13, 2025
- Discretionary RAUM · $430M to $475MJan 29, 2024 to Mar 13, 2025
- HNW RAUM · $344M to $393MJan 29, 2024 to Mar 13, 2025
- Individual RAUM · $79.0M to $73.1MJan 29, 2024 to Mar 13, 2025
- Pension RAUM · $5.0M to $6.1MJan 29, 2024 to Mar 13, 2025
- RAUM · $430M to $475MJan 29, 2024 to Mar 13, 2025
- Accounts · 748 to 740Mar 10, 2023 to Jan 29, 2024
- Advisory employees · 6 to 5Mar 10, 2023 to Jan 29, 2024
- BD registered reps · 6 to 5Mar 10, 2023 to Jan 29, 2024
- Charity clients · 4 to 5Mar 10, 2023 to Jan 29, 2024
- HNW clients · 148 to 141Mar 10, 2023 to Jan 29, 2024
- Individual clients · 179 to 183Mar 10, 2023 to Jan 29, 2024
- Employees · 8 to 7Mar 10, 2023 to Jan 29, 2024
- State-registered IARs · 6 to 5Mar 10, 2023 to Jan 29, 2024
- Discretionary RAUM · $407M to $430MMar 10, 2023 to Jan 29, 2024
- HNW RAUM · $324M to $344MMar 10, 2023 to Jan 29, 2024
- Individual RAUM · $74.4M to $79.0MMar 10, 2023 to Jan 29, 2024
- Pension RAUM · $5.5M to $5.0MMar 10, 2023 to Jan 29, 2024
- RAUM · $407M to $430MMar 10, 2023 to Jan 29, 2024
- BD registered reps · 7 to 6Mar 16, 2022 to Mar 10, 2023
- Accounts · 742 to 748Mar 16, 2022 to Mar 10, 2023
- HNW clients · 152 to 148Mar 16, 2022 to Mar 10, 2023
- Individual clients · 180 to 179Mar 16, 2022 to Mar 10, 2023
- Employees · 9 to 8Mar 16, 2022 to Mar 10, 2023
- Discretionary RAUM · $436M to $407MMar 16, 2022 to Mar 10, 2023
- HNW RAUM · $350M to $324MMar 16, 2022 to Mar 10, 2023
- Individual RAUM · $77.5M to $74.4MMar 16, 2022 to Mar 10, 2023
Signals
3 dated events
- B••••••• F•••••••• A•••••••• I••• reported RAUM $436.3M, up 39% from $314.2M (2021-03-03 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- C Philip Benedict (Founding Partner) no longer on Schedule A of B••••••• F•••••••• A•••••••• I••• (listed 2020-06-29, absent 2021-03-03)Mar 3, 2021 · Control person left · inference
- B••••••• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Feb 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jim@benedictfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jackie@benedictfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- fredda@benedictfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-671-0232reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 770-671-8228reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-678-8227reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/benedictfinancialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-671-8228reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- benedictfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026