DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

R•••••• E••••• P•••••••• L••

Asset manager (funds and pooled vehicles)Los Angeles, CaliforniaCRD 116882SEC 801-60782website IAPD

Latest filing Apr 29, 2026

First filing on the tape Mar 29, 2012 · 22 filings

SEC status approved since Jan 4, 2002

RAUM

$2.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

17 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$2.0B as of Apr 29, 2026

Mar 29, 2012$600M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 29, 2026

Mar 29, 20120 then

Employees (5.A)46 as of Apr 29, 2026

Mar 28, 201329 then

Private funds18 as of Apr 29, 2026

Mar 28, 20184 then

RAUM +1.1% over the last fiscal year-2.4% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 29, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $113MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year: +1.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.0B, 18 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.0B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 18reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.0B for 18 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

15 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R••••• I••••••••• L••	Real Estate Fund	$1.1B	2	May 23, 2017
R•••••• M•••• H••• S••• L•••••••• V•••••• 1• L••	Real Estate Fund	$194M	6	Mar 24, 2022
O•• R••••••••• I••••••••• I• L•••	Real Estate Fund	$194M	3	May 23, 2017
R•••••• S•••• V•••••• I• L•	Real Estate Fund	$180M	3	Mar 30, 2023
A•• R•••••• H•••••• F•••• L••no longer reported	Real Estate Fund	$125M	3	May 23, 2017
L••• M••••••••• C••••••• L••	Real Estate Fund	$93.6M	2	Mar 29, 2021
S••••• V•••••• 2•• I•••••••• L••	Real Estate Fund	$46.5M	126	Mar 30, 2023
L••••• R•••• 2•• I•••••••• L••	Real Estate Fund	$21.0M	126	Mar 30, 2023
R•••••• A•••••••• L••••• F••• I•• L•	Real Estate Fund	$19.1M	41	Mar 26, 2019
S••••••• C••••••• 1•• I•••••••• L••	Real Estate Fund	$18.5M	126	Mar 29, 2024
H••••••• R••• I•••••••• L••	Real Estate Fund	$5.4M	126	Mar 30, 2023
O•• G•••• I•••••••• L••	Real Estate Fund	$4.4M	126	Mar 30, 2023
W•••••• R•••• V••••••• L••no longer reported	Real Estate Fund	$297,000	2	Mar 29, 2021
O•• M••••••••• I••••••••• I• L••	Real Estate Fund	$127,000	3	May 23, 2017
S• M•••••• S••••• P•••••••• L••no longer reported	Real Estate Fund	$0	3	Mar 26, 2019

Owners and control persons

Schedule A and B, latest filing

B••••••• K•••••••• S•• · Outside Directorcontrol
since 10/2016 · owns less than 5%
C••••• Z••• E•••••• · Presidentcontrol
since 01/2003 · owns less than 5%
G••••••• M••••••• · Chief Operating Officercontrol
since 09/2010 · owns less than 5%
G••••••• R•••••• N••• · Chairman And Chief Executive Officercontrol
since 11/1999 · owns less than 5%
H•••••••• J••••••• C•••••• · Evp Chief Financial Officer / Chief Compliance Officercontrol
since 05/2012 · owns less than 5%
L••••• R••••• H••••• · Outside Directorcontrol
since 11/1999 · owns less than 5%
P•••••• I••• R•••••• · Outside Directorcontrol
since 06/2004 · owns less than 5%
B•••••• I••• · Class D Member
since 11/1999 · owns less than 5%
W••••••••• D••••• · Class D Member
since 11/1999 · owns less than 5%

Entity owners

G•••••• F••••• I••••••••• I• L•• · Manager/Class A Member
direct · owns 75% or more
G•••••• F••••• I••••••••• I••• L•• · Member
direct · owns 50% to 75%
G•••••• F••••• I••••••••• V• L•• · Member
direct · owns 25% to 50%
G•••••• F••••• I••••••••• V••••• · Member
direct · owns 50% to 75%
R••••• N• G•••••• A•• L••• G••••••• T•••••••• T•• R••••• A•• L••• G•••••• L••••• T••••• D•••• M•• 2•••••• · Member
indirect · owns 50% to 75% of G•••••• F••••• I••••••••• I• L•• - G•••••• F••••• I••••••••• I••• L•• - G•••••• F••••• I••••••••• V• L••

Related persons

Schedule D 7.A

O•• C••••••••• I•• L••
bankpooled vehicle sponsorn
O•• C••••••••• I••• L••
pooled vehicle sponsorn
O•• C••••••••• I•• L••
pooled vehicle sponsorn
O•• C••••••••• I•• L••
bankpooled vehicle sponsorn
O•• C••••••••• V•• L••
pooled vehicle sponsorn
O•• C••••••••• V•••• L••
bankpooled vehicle sponsorn
R•••••• A•••••••• L••••• F••• I• G•• L•
pooled vehicle sponsorn
R•••••• S•••• V•••••• I• L•
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Dallas, TX3 employees
San Diego, CA3 employees
Arlington, VA2 employees
Irvine, CA2 employees
Baltimore, MD1 employees

What changed

consecutive filings, newest first

Accounts · 16 to 18
Apr 30, 2025 to Mar 30, 2026
Advisory employees · 18 to 17
Apr 30, 2025 to Mar 30, 2026
Pooled vehicle clients · 16 to 18
Apr 30, 2025 to Mar 30, 2026
Assets in custody · $2.0B to $2.0B
Apr 30, 2025 to Mar 30, 2026
Employees · 47 to 46
Apr 30, 2025 to Mar 30, 2026
Private funds · 15 to 18
Apr 30, 2025 to Mar 30, 2026
Discretionary RAUM · $2.0B to $2.0B
Apr 30, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $2.0B to $2.0B
Apr 30, 2025 to Mar 30, 2026
RAUM · $2.0B to $2.0B
Apr 30, 2025 to Mar 30, 2026
Accounts · 13 to 16
May 6, 2024 to Apr 30, 2025
Advisory employees · 16 to 18
May 6, 2024 to Apr 30, 2025
Pooled vehicle clients · 13 to 16
May 6, 2024 to Apr 30, 2025
Assets in custody · $1.9B to $2.0B
May 6, 2024 to Apr 30, 2025
Employees · 40 to 47
May 6, 2024 to Apr 30, 2025
Financial planning clients · unset to
May 6, 2024 to Apr 30, 2025
Private funds · 12 to 15
May 6, 2024 to Apr 30, 2025
Discretionary RAUM · $1.8B to $2.0B
May 6, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $1.8B to $2.0B
May 6, 2024 to Apr 30, 2025
RAUM · $1.8B to $2.0B
May 6, 2024 to Apr 30, 2025
Accounts · 12 to 13
May 27, 2023 to Mar 29, 2024
Pooled vehicle clients · 12 to 13
May 27, 2023 to Mar 29, 2024
Assets in custody · $2.2B to $1.9B
May 27, 2023 to Mar 29, 2024
Employees · 49 to 40
May 27, 2023 to Mar 29, 2024
Private funds · 11 to 12
May 27, 2023 to Mar 29, 2024
Discretionary RAUM · $2.0B to $1.8B
May 27, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $2.0B to $1.8B
May 27, 2023 to Mar 29, 2024
RAUM · $2.0B to $1.8B
May 27, 2023 to Mar 29, 2024
Related bank · false to true
May 27, 2023 to Mar 29, 2024
Discretionary RAUM · $2.2B to $2.0B
Mar 30, 2023 to Apr 29, 2023
Pooled vehicle RAUM · $2.2B to $2.0B
Mar 30, 2023 to Apr 29, 2023
RAUM · $2.2B to $2.0B
Mar 30, 2023 to Apr 29, 2023
Accounts · 6 to 12
Mar 24, 2022 to Mar 30, 2023
Advisory employees · 11 to 16
Mar 24, 2022 to Mar 30, 2023
Pooled vehicle clients · 6 to 12
Mar 24, 2022 to Mar 30, 2023
Assets in custody · $0 to $2.2B
Mar 24, 2022 to Mar 30, 2023
Custody of client assets · false to true
Mar 24, 2022 to Mar 30, 2023
Employees · 45 to 49
Mar 24, 2022 to Mar 30, 2023
Other offices · 4 to 5
Mar 24, 2022 to Mar 30, 2023
Private funds · 6 to 11
Mar 24, 2022 to Mar 30, 2023
Discretionary RAUM · $2.3B to $2.2B
Mar 24, 2022 to Mar 30, 2023

Signals

8 dated events

Cannon G••••• R••• (Outside Director) no longer on Schedule A of R•••••• E••••• P•••••••• L•• (listed 2023-05-27, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Leigh Laura Lynton (Executive Vice President, Asset Management) no longer on Schedule A of R•••••• E••••• P•••••••• L•• (listed 2023-05-27, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
Louise Connie Emmitt-Stern (Executive Vice President) no longer on Schedule A of R•••••• E••••• P•••••••• L•• (listed 2022-03-24, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
L Laura Lynton (Executive Vice President, Asset Management) appeared on Schedule A of R•••••• E••••• P•••••••• L••
Mar 24, 2022 · Control person joined · fact
Mae Patricia Bartlett (Chief Operating Officer) no longer on Schedule A of R•••••• E••••• P•••••••• L•• (listed 2021-03-29, absent 2022-03-24)
Mar 24, 2022 · Control person left · inference
R•••••• E••••• P•••••••• L•• reported RAUM $2.1B, up 202% from $708.7M (2020-03-31 to 2021-03-29)
Mar 29, 2021 · RAUM change · derived
G••••• R••• (Outside Director) appeared on Schedule A of R•••••• E••••• P•••••••• L••
Mar 29, 2021 · Control person joined · fact
Kent Robert Grahl (President/Director) no longer on Schedule A of R•••••• E••••• P•••••••• L•• (listed 2020-03-31, absent 2021-03-29)
Mar 29, 2021 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: R••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 310-862-2235reportedpublic record, Form ADV, Apr 29, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

R•••••• E••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…