DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••••• F•••••••• P•••••••

Former SEC-registered adviserLivonia, MichiganCRD 116896SEC 801-67765IAPD
Legal name T•• C•••• G••••• L•••
Latest filing Oct 2, 2012
First filing on the tape Nov 7, 2011 · 5 filings
RAUM
$47.8M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$1.9M gross assets
History
5 filings and snapshots on the tape
RAUM$47.8M as of Oct 2, 2012
Nov 7, 2011$32.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: 2
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 2, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$66,356derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.9M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
721reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$1.9M for 2 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••• L•••Hedge Fund$1.2M5Oct 2, 2012
      P••••• P•••••••• L•••Hedge Fund$707,7847Oct 2, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• D••••• · President/Chief Compliance Officercontrol
        since 10/2001 · owns 75% or more
      Related persons
      Schedule D 7.A
      • G•••••••• C•••••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Flint, MI
      What changed
      consecutive filings, newest first
      • Accounts · 720 to 721
        Sep 19, 2012 to Oct 2, 2012
      • Commission compensation · true to false
        Sep 19, 2012 to Oct 2, 2012
      • Assets in custody · unset to 1878784.0
        Sep 19, 2012 to Oct 2, 2012
      • Custody of client assets · false to true
        Sep 19, 2012 to Oct 2, 2012
      • Private funds · unset to 2
        Sep 19, 2012 to Oct 2, 2012
      • Discretionary RAUM · $46.3M to $46.4M
        Sep 19, 2012 to Oct 2, 2012
      • RAUM · $47.7M to $47.8M
        Sep 19, 2012 to Oct 2, 2012
      • Business name · T•• C•••• G••••• L••• to A••••••• F•••••••• P•••••••
        May 2, 2012 to Sep 19, 2012
      • Accounts · 516 to 720
        Nov 7, 2011 to May 2, 2012
      • Business name · A••••••• F•••••••• P•••••••• I••• to T•• C•••• G••••• L•••
        Nov 7, 2011 to May 2, 2012
      • Insurance-licensed employees · unset to 0.0
        Nov 7, 2011 to May 2, 2012
      • Discretionary RAUM · $32.4M to $46.3M
        Nov 7, 2011 to May 2, 2012
      • Non-discretionary RAUM · $102,362 to $1.4M
        Nov 7, 2011 to May 2, 2012
      • RAUM · $32.5M to $47.7M
        Nov 7, 2011 to May 2, 2012
      • Related adviser · true to false
        Nov 7, 2011 to May 2, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026