DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• C••• • W••••• A•••••••• L••
Latest filing Aug 10, 2026
First filing on the tape Aug 18, 2025 · 4 filings
SEC status approved since Aug 4, 2025
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$143M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$17.9M
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$161M as of Aug 10, 2026
Aug 18, 2025$124M then
HNW client RAUM$76.7M as of Aug 10, 2026
Aug 18, 2025$56.3M then
State-registered IARs (5.B.3)9 as of Aug 10, 2026
Aug 18, 20258 then
Employees (5.A)11 as of Aug 10, 2026
Aug 18, 202511 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $17.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $267,597derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $12.3M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$76.7M48%
- Individuals$66.8M42%
- Charitable organizations$11.2M7.0%
- Pension and profit-sharing plans$3.6M2.3%
- Corporations and businesses$2.4M1.5%
- Individual clients
- 286reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 601reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.3M for 3 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• C• L••••••Certified Financial Planner, Personal Financial Specialist | Lafayette, La | Dec 3, 2008 | 17 y | 0 |
| D••••• J••••• C•••Personal Financial Specialist | Opelousas, La | Feb 1, 2011 | 26 y | 0 |
| S•••• D• H••••Personal Financial Specialist | Lafayette, La | Jan 26, 2024 | 11 y | 0 |
| R••••• A• R••Personal Financial Specialist | Lafayette, La | Jan 29, 2024 | 15 y | 0 |
| C•••••• M•••••• L•••••Personal Financial Specialist | Opelousas, La | Jan 30, 2024 | 10 y | 0 |
| A•• B•••••••• S•••••••Personal Financial Specialist | Opelousas, La | Feb 1, 2024 | 18 y | 0 |
| S••• E••••• D•••••Personal Financial Specialist | Opelousas, La | Feb 1, 2024 | 18 y | 0 |
| K•••• B•••• A••••••••Personal Financial Specialist | Opelousas, La | Feb 2, 2024 | 13 y | 0 |
| W•••••• K••• G•••••Personal Financial Specialist | Lafayette, La | Feb 13, 2026 | 13 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• K••• G••••• from C••••• I••••••••• A••••••• L••Feb 13, 2026 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lafayette, La | 9 | 1 | 0 | ||
| Opelousas, La · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9Jul 16, 2026 to Aug 10, 2026
- Employees · 10 to 11Jul 16, 2026 to Aug 10, 2026
- State-registered IARs · 8 to 9Jul 16, 2026 to Aug 10, 2026
- Business name · G•••• C••• A•• W••••• A••••••• to G•••• C••• • W••••• A•••••••• L••Feb 12, 2026 to Jul 16, 2026
- Legal name · G••••, SEBASTIEN, FISHER & L••••••, LLP to G•••• C••• • W••••• A•••••••• L••Feb 12, 2026 to Jul 16, 2026
- Accounts · 394 to 601Aug 18, 2025 to Feb 12, 2026
- HNW clients · 27 to 38Aug 18, 2025 to Feb 12, 2026
- Individual clients · 135 to 286Aug 18, 2025 to Feb 12, 2026
- Assets in custody · unset to 12282732.0Aug 18, 2025 to Feb 12, 2026
- Custody of client assets · false to trueAug 18, 2025 to Feb 12, 2026
- Employees · 11 to 10Aug 18, 2025 to Feb 12, 2026
- Discretionary RAUM · $124M to $161MAug 18, 2025 to Feb 12, 2026
- HNW RAUM · $56.3M to $76.7MAug 18, 2025 to Feb 12, 2026
- Individual RAUM · $51.6M to $66.8MAug 18, 2025 to Feb 12, 2026
- Pension RAUM · $3.3M to $3.6MAug 18, 2025 to Feb 12, 2026
- RAUM · $124M to $161MAug 18, 2025 to Feb 12, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/going-cpas-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••.CPAreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 337-942-3041reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026