DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Mar 16, 2026
First filing on the tape Mar 7, 2012 · 26 filings
SEC status approved since Jul 16, 2007
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$193M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$96.6M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$193M as of Mar 16, 2026
Mar 29, 2012$97.0M then
HNW client RAUM$155M as of Mar 16, 2026
Mar 22, 2018$119M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Mar 16, 2026
Mar 25, 20132 then
Private funds: no history
RAUM +7.2% over the last fiscal year+3.2% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $96.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $395,832derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$155M80%
- Individuals$38.4M20%
- Individual clients
- 111reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 488reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert John Geary | Kentwood, Mi | May 27, 2003 | 43 y | 1 |
| Steven Arthur Zabriskie | San Antonio, Tx | Mar 5, 2012 | 40 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John Randall Reimer to Signature Financial AdvisorsApr 27, 2021 · RIA to a state-registered adviser
Joined, latest
- Steven Arthur Zabriskie from Coordinated Capital Securities, Inc.Mar 5, 2012 · Other
- Robert John Geary from Rte Asset ManagementMay 27, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Robert Geary · President/Chief Compliance Officercontrolsince 05/1985 · owns 75% or more
- Jeanneatte Evelyn Geary · Secretary/Treasurersince 09/1985 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 526 to 488Mar 21, 2025 to Mar 16, 2026
- HNW clients · 64 to 69Mar 21, 2025 to Mar 16, 2026
- Individual clients · 133 to 111Mar 21, 2025 to Mar 16, 2026
- Discretionary RAUM · $180M to $193MMar 21, 2025 to Mar 16, 2026
- HNW RAUM · $134M to $155MMar 21, 2025 to Mar 16, 2026
- Individual RAUM · $46.1M to $38.4MMar 21, 2025 to Mar 16, 2026
- RAUM · $180M to $193MMar 21, 2025 to Mar 16, 2026
- Accounts · 555 to 526Nov 1, 2024 to Mar 21, 2025
- HNW clients · 69 to 64Nov 1, 2024 to Mar 21, 2025
- Individual clients · 139 to 133Nov 1, 2024 to Mar 21, 2025
- Financial planning clients · unset to Nov 1, 2024 to Mar 21, 2025
- HQ city · unset to Nov 1, 2024 to Mar 21, 2025
- HQ state · unset to Nov 1, 2024 to Mar 21, 2025
- Discretionary RAUM · $182M to $180MNov 1, 2024 to Mar 21, 2025
- HNW RAUM · $135M to $134MNov 1, 2024 to Mar 21, 2025
- Individual RAUM · $49.6M to $46.1MNov 1, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $2.0M to $0Nov 1, 2024 to Mar 21, 2025
- RAUM · $184M to $180MNov 1, 2024 to Mar 21, 2025
- Accounts · 632 to 555Mar 13, 2023 to Mar 8, 2024
- Charity clients · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- Corporate clients · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- HNW clients · 66 to 69Mar 13, 2023 to Mar 8, 2024
- Individual clients · 158 to 139Mar 13, 2023 to Mar 8, 2024
- Pension plan clients · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- Pooled vehicle clients · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- Discretionary RAUM · $174M to $182MMar 13, 2023 to Mar 8, 2024
- HNW RAUM · $120M to $135MMar 13, 2023 to Mar 8, 2024
- Individual RAUM · $55.2M to $49.6MMar 13, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $2.0M to $2.0MMar 13, 2023 to Mar 8, 2024
- Pension RAUM · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- Pooled vehicle RAUM · 0.0 to unsetMar 13, 2023 to Mar 8, 2024
- RAUM · $176M to $184MMar 13, 2023 to Mar 8, 2024
- Accounts · 635 to 632Nov 29, 2022 to Mar 13, 2023
- HNW clients · 77 to 66Nov 29, 2022 to Mar 13, 2023
- Individual clients · 147 to 158Nov 29, 2022 to Mar 13, 2023
- Discretionary RAUM · $201M to $174MNov 29, 2022 to Mar 13, 2023
- HNW RAUM · $155M to $120MNov 29, 2022 to Mar 13, 2023
- Individual RAUM · $48.1M to $55.2MNov 29, 2022 to Mar 13, 2023
- Non-discretionary RAUM · $2.6M to $2.0MNov 29, 2022 to Mar 13, 2023
- RAUM · $203M to $176MNov 29, 2022 to Mar 13, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 713-661-3183reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026