DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• F•••••••• C••••
Latest filing Jun 10, 2026
First filing on the tape Mar 12, 2019 · 14 filings
SEC status approved since Apr 11, 2019
RAUM
$291M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$291M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$96.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$291M as of Jun 10, 2026
Mar 19, 2020$104M then
HNW client RAUM$263M as of Jun 10, 2026
Mar 19, 2020$87.7M then
State-registered IARs (5.B.3)3 as of Jun 10, 2026
Mar 19, 20202 then
Employees (5.A)3 as of Jun 10, 2026
Mar 19, 20202 then
Private funds: no history
RAUM +23% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $96.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $462,763derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$263M91%
- Individuals$27.3M9.4%
- Individual clients
- 76reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 628reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M•••••• B•••• | Herndon, Va | Sep 24, 1996 | 37 y | 0 |
| J•••• D•••••• B••••Certified Financial Planner | Herndon, Va | Jun 10, 2017 | 13 y | 0 |
| V••••••• W•• B•••• S••••• | Herndon, Va | Feb 14, 2023 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••• D•••••• · Vice Presidentcontrolsince 01/2023 · owns 10% to 25%
- B••••• J••••• M•••••• · President/Director/Ccocontrolsince 11/1995 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Herndon, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 10, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 551 to 628May 21, 2025 to Feb 26, 2026
- HNW clients · 68 to 83May 21, 2025 to Feb 26, 2026
- Individual clients · 75 to 76May 21, 2025 to Feb 26, 2026
- HNW RAUM · $224M to $263MMay 21, 2025 to Feb 26, 2026
- Individual RAUM · $12.4M to $27.3MMay 21, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $236M to $291MMay 21, 2025 to Feb 26, 2026
- RAUM · $236M to $291MMay 21, 2025 to Feb 26, 2026
- Financial planning clients · 101-250 to 101-250Mar 28, 2025 to May 21, 2025
- Accounts · 447 to 551Mar 7, 2024 to Mar 28, 2025
- HNW clients · 67 to 68Mar 7, 2024 to Mar 28, 2025
- Individual clients · 62 to 75Mar 7, 2024 to Mar 28, 2025
- HNW RAUM · $174M to $224MMar 7, 2024 to Mar 28, 2025
- Individual RAUM · $22.2M to $12.4MMar 7, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $197M to $236MMar 7, 2024 to Mar 28, 2025
- RAUM · $197M to $236MMar 7, 2024 to Mar 28, 2025
- Accounts · 378 to 447Mar 13, 2023 to Mar 7, 2024
- HNW clients · 52 to 67Mar 13, 2023 to Mar 7, 2024
- Individual clients · 60 to 62Mar 13, 2023 to Mar 7, 2024
- HNW RAUM · $136M to $174MMar 13, 2023 to Mar 7, 2024
- Individual RAUM · $24.7M to $22.2MMar 13, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $161M to $197MMar 13, 2023 to Mar 7, 2024
- RAUM · $161M to $197MMar 13, 2023 to Mar 7, 2024
- Accounts · 339 to 378Mar 23, 2022 to Mar 13, 2023
- Advisory employees · 2 to 3Mar 23, 2022 to Mar 13, 2023
- HNW clients · 60 to 52Mar 23, 2022 to Mar 13, 2023
- Individual clients · 43 to 60Mar 23, 2022 to Mar 13, 2023
- Employees · 2 to 3Mar 23, 2022 to Mar 13, 2023
- Financial planning clients · 51-100 to 101-250Mar 23, 2022 to Mar 13, 2023
- State-registered IARs · 2 to 3Mar 23, 2022 to Mar 13, 2023
- HNW RAUM · $164M to $136MMar 23, 2022 to Mar 13, 2023
- Individual RAUM · $13.6M to $24.7MMar 23, 2022 to Mar 13, 2023
- Non-discretionary RAUM · $178M to $161MMar 23, 2022 to Mar 13, 2023
- RAUM · $178M to $161MMar 23, 2022 to Mar 13, 2023
- Accounts · 288 to 339Apr 7, 2021 to Mar 23, 2022
- HNW clients · 54 to 60Apr 7, 2021 to Mar 23, 2022
- Individual clients · 38 to 43Apr 7, 2021 to Mar 23, 2022
- HNW RAUM · $128M to $164MApr 7, 2021 to Mar 23, 2022
- Individual RAUM · $14.1M to $13.6MApr 7, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $142M to $178MApr 7, 2021 to Mar 23, 2022
- RAUM · $142M to $178MApr 7, 2021 to Mar 23, 2022
Signals
2 dated events
- D•••••• J•••• B•••• (Vice President) appeared on Schedule A of B•••• F•••••••• C••••Mar 13, 2023 · Control person joined · fact
- B•••• F•••••••• C•••• filed its initial SEC registration (Form ADV)Mar 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@birksfinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-481-6202reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/birks-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-481-6202reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026