DFX Intelligence
RIA Intelligence
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SEC-registered adviser
T•••••••• I••••••••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Mar 13, 2012 · 31 filings
SEC status approved since Mar 29, 2002
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$210M as of Mar 19, 2026
Mar 13, 2012$184M then
HNW client RAUM$0 as of Mar 19, 2026
Mar 20, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 13, 20120 then
Employees (5.A)8 as of Mar 19, 2026
Mar 27, 201316 then
Private funds1 as of Mar 19, 2026
Mar 13, 20121 then
RAUM +25% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $52.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $210M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$210M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $210M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••••• M••••• F•••• L• | Hedge Fund | $147M | 59 | Mar 13, 2012 |
| T•••••••• G•••••• C•••• L••• E••••• F•••• L• | Hedge Fund | $14.1M | 20 | Mar 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- L••• C•••••••• · Managing Member / Chief Investment Officercontrolsince 07/2017 · owns 25% to 50%
- L••• G•••••• Y•••••••• · Managing Member / Chief Executive Officercontrolsince 07/2017 · owns 25% to 50%
- K•• S••• K•• · Chief Operating Officer / Chief Compliance Officersince 04/2020 · owns less than 5%
- L••• J•••• J•••••••• · Managing Director / Head Of Business Developmentsince 07/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
- T•••••••• A•••••••• L••pooled vehicle sponsory
- T•••••••• C•••••• M••••••••• L••investment advisery
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Mar 19, 2025 to Mar 19, 2026
- Assets in custody · $167M to $210MMar 19, 2025 to Mar 19, 2026
- Employees · 9 to 8Mar 19, 2025 to Mar 19, 2026
- Discretionary RAUM · $167M to $210MMar 19, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $167M to $210MMar 19, 2025 to Mar 19, 2026
- RAUM · $167M to $210MMar 19, 2025 to Mar 19, 2026
- Advisory employees · 7 to 6Mar 26, 2024 to Mar 19, 2025
- Assets in custody · $160M to $167MMar 26, 2024 to Mar 19, 2025
- Employees · 10 to 9Mar 26, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 19, 2025
- HQ state · unset to Mar 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $160M to $167MMar 26, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $160M to $167MMar 26, 2024 to Mar 19, 2025
- RAUM · $160M to $167MMar 26, 2024 to Mar 19, 2025
- Advisory employees · 8 to 7Mar 20, 2023 to Mar 21, 2024
- Assets in custody · $154M to $160MMar 20, 2023 to Mar 21, 2024
- Employees · 11 to 10Mar 20, 2023 to Mar 21, 2024
- Private funds · 2 to 1Mar 20, 2023 to Mar 21, 2024
- Discretionary RAUM · $154M to $160MMar 20, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $154M to $160MMar 20, 2023 to Mar 21, 2024
- RAUM · $154M to $160MMar 20, 2023 to Mar 21, 2024
- Advisory employees · 9 to 8Mar 21, 2022 to Mar 20, 2023
- Assets in custody · $339M to $154MMar 21, 2022 to Mar 20, 2023
- Employees · 12 to 11Mar 21, 2022 to Mar 20, 2023
- Discretionary RAUM · $339M to $154MMar 21, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $339M to $154MMar 21, 2022 to Mar 20, 2023
- RAUM · $339M to $154MMar 21, 2022 to Mar 20, 2023
- Advisory employees · 8 to 9Mar 29, 2021 to Mar 21, 2022
- Assets in custody · $362M to $339MMar 29, 2021 to Mar 21, 2022
- Discretionary RAUM · $362M to $339MMar 29, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $362M to $339MMar 29, 2021 to Mar 21, 2022
- RAUM · $362M to $339MMar 29, 2021 to Mar 21, 2022
- Assets in custody · $249M to $362MJun 2, 2020 to Mar 29, 2021
- Discretionary RAUM · $249M to $362MJun 2, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $249M to $362MJun 2, 2020 to Mar 29, 2021
- RAUM · $249M to $362MJun 2, 2020 to Mar 29, 2021
- Advisory employees · 9 to 8Mar 25, 2019 to Mar 23, 2020
- Assets in custody · $195M to $249MMar 25, 2019 to Mar 23, 2020
- Employees · 13 to 12Mar 25, 2019 to Mar 23, 2020
- Discretionary RAUM · $195M to $249MMar 25, 2019 to Mar 23, 2020
Signals
2 dated events
- T•••••••• I••••••••• M••••••••• L•• reported RAUM $153.9M, down 55% from $339.1M (2022-03-21 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- T•••••••• I••••••••• M••••••••• L•• reported RAUM $361.5M, up 45% from $248.7M (2020-06-02 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- TELLCAP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +852 3150 0888reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026