DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

D•• W••••• S••••••••• L••

Former SEC-registered adviserClayton, MissouriCRD 118996SEC 801-69078IAPD
Latest filing Jul 17, 2019
First filing on the tape Mar 7, 2012 · 13 filings
RAUM
$68.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$67.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$34.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$68.8M as of Mar 19, 2019
Mar 7, 2012$104M then
HNW client RAUM$66.7M as of Mar 19, 2019
Mar 30, 2018$102M then
State-registered IARs (5.B.3)3 as of Mar 19, 2019
Mar 7, 20120 then
Employees (5.A)3 as of Mar 19, 2019
Mar 20, 20134 then
Private funds: no history
RAUM -34% over the last fiscal year-15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 17, 2019; every figure names its basis
RAUM per advisor
$34.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
26derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$356,608derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-7.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$66.7M97%
  • Corporations and businesses$857,0991.2%
  • Charitable organizations$664,5891.0%
  • Individuals$591,7810.9%
Individual clients
9reported
HNW clients
42reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
193reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••••• G••• E••••••Clayton, MoFeb 6, 200235 y1
J•••• B•••••• W••••Certified Financial PlannerClayton, MoFeb 6, 200228 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • E••••••• T•••••• G••• · Vice-President & Membercontrol
    since 01/2002 · owns 25% to 50%
  • G•••••• M••••••• T••••• · Vice President & Membercontrol
    since 08/2008 · owns 10% to 25%
  • W••••• J••••• B•••••• · President, Managing Member & Chief Compliance Officercontrol
    since 01/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
  • J•••• B•••••• W••••
    y
  • M•••••• T••••• G•••••
    y
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Clayton, Mo · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 249 to 193
    Mar 30, 2018 to Mar 19, 2019
  • Charity clients · 3 to 0
    Mar 30, 2018 to Mar 19, 2019
  • HNW clients · 48 to 42
    Mar 30, 2018 to Mar 19, 2019
  • Individual clients · 7 to 9
    Mar 30, 2018 to Mar 19, 2019
  • Pension plan clients · 2 to 0
    Mar 30, 2018 to Mar 19, 2019
  • Pooled vehicle clients · unset to 0.0
    Mar 30, 2018 to Mar 19, 2019
  • Discretionary RAUM · $105M to $68.8M
    Mar 30, 2018 to Mar 19, 2019
  • HNW RAUM · $102M to $66.7M
    Mar 30, 2018 to Mar 19, 2019
  • Individual RAUM · $693,710 to $591,781
    Mar 30, 2018 to Mar 19, 2019
  • Pooled vehicle RAUM · unset to 0.0
    Mar 30, 2018 to Mar 19, 2019
  • RAUM · $105M to $68.8M
    Mar 30, 2018 to Mar 19, 2019
  • Accounts · 244 to 249
    Oct 16, 2017 to Mar 30, 2018
  • Charity clients · unset to 3.0
    Oct 16, 2017 to Mar 30, 2018
  • Corporate clients · unset to 3.0
    Oct 16, 2017 to Mar 30, 2018
  • HNW clients · unset to 48.0
    Oct 16, 2017 to Mar 30, 2018
  • Individual clients · unset to 7.0
    Oct 16, 2017 to Mar 30, 2018
  • Pension plan clients · unset to 2.0
    Oct 16, 2017 to Mar 30, 2018
  • Employees · 4 to 3
    Oct 16, 2017 to Mar 30, 2018
  • Discretionary RAUM · $112M to $105M
    Oct 16, 2017 to Mar 30, 2018
  • HNW RAUM · unset to 101789385.0
    Oct 16, 2017 to Mar 30, 2018
  • Individual RAUM · unset to 693710.0
    Oct 16, 2017 to Mar 30, 2018
  • Pension RAUM · unset to 0.0
    Oct 16, 2017 to Mar 30, 2018
  • RAUM · $112M to $105M
    Oct 16, 2017 to Mar 30, 2018
  • Other offices · unset to 0.0
    Mar 29, 2017 to Oct 16, 2017
  • Accounts · 229 to 244
    May 16, 2016 to Mar 29, 2017
  • Discretionary RAUM · $111M to $112M
    May 16, 2016 to Mar 29, 2017
  • RAUM · $111M to $112M
    May 16, 2016 to Mar 29, 2017
  • Accounts · 234 to 229
    Mar 13, 2015 to Mar 29, 2016
  • Discretionary RAUM · $110M to $111M
    Mar 13, 2015 to Mar 29, 2016
  • RAUM · $110M to $111M
    Mar 13, 2015 to Mar 29, 2016
  • Accounts · 219 to 234
    Mar 18, 2014 to Mar 13, 2015
  • Discretionary RAUM · $102M to $110M
    Mar 18, 2014 to Mar 13, 2015
  • RAUM · $102M to $110M
    Mar 18, 2014 to Mar 13, 2015
  • Accounts · 211 to 219
    Mar 20, 2013 to Mar 18, 2014
  • Discretionary RAUM · $106M to $102M
    Mar 20, 2013 to Mar 18, 2014
  • RAUM · $106M to $102M
    Mar 20, 2013 to Mar 18, 2014
  • Accounts · 199 to 211
    Mar 7, 2012 to Mar 20, 2013
  • Advisory employees · unset to 3.0
    Mar 7, 2012 to Mar 20, 2013
  • Employees · unset to 4.0
    Mar 7, 2012 to Mar 20, 2013
  • State-registered IARs · 0 to 3
    Mar 7, 2012 to Mar 20, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
DEWWEALTHS•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$34.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026