DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserSpringfield, MissouriCRD 119106SEC 801-62835IAPD
Legal name Tmfs - Springfield, LLC
Latest filing Feb 18, 2016
First filing on the tape Jan 27, 2012 · 17 filings
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$147M as of Feb 18, 2016
Jan 27, 2012$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 18, 2016
Jan 22, 20133 then
Employees (5.A)2 as of Feb 18, 2016
Jan 22, 20133 then
Private funds: no history
RAUM -7.1% over the last fiscal year+4.2% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 18, 2016; every figure names its basis
RAUM per advisor
$73.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$118,588derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.1%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,237reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Alan Terry Conner · Managing Partner, Chief Compliance Officer, Ownercontrol
        since 01/2005 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1,216 to 1,237
        Mar 3, 2015 to Feb 18, 2016
      • Advisory employees · 3 to 2
        Mar 3, 2015 to Feb 18, 2016
      • Employees · 3 to 2
        Mar 3, 2015 to Feb 18, 2016
      • State-registered IARs · 3 to 2
        Mar 3, 2015 to Feb 18, 2016
      • Discretionary RAUM · $158M to $147M
        Mar 3, 2015 to Feb 18, 2016
      • RAUM · $158M to $147M
        Mar 3, 2015 to Feb 18, 2016
      • Accounts · 1,547 to 1,216
        Dec 17, 2014 to Feb 6, 2015
      • Advisory employees · 2 to 3
        Dec 17, 2014 to Feb 6, 2015
      • Employees · 2 to 3
        Dec 17, 2014 to Feb 6, 2015
      • Financial planning clients · 1-10 to 51-100
        Dec 17, 2014 to Feb 6, 2015
      • State-registered IARs · 2 to 3
        Dec 17, 2014 to Feb 6, 2015
      • Discretionary RAUM · $155M to $158M
        Dec 17, 2014 to Feb 6, 2015
      • RAUM · $155M to $158M
        Dec 17, 2014 to Feb 6, 2015
      • Accounts · 1,467 to 1,547
        Oct 18, 2013 to Mar 28, 2014
      • Advisory employees · 3 to 2
        Oct 18, 2013 to Mar 28, 2014
      • BD registered reps · 3 to 0
        Oct 18, 2013 to Mar 28, 2014
      • Employees · 3 to 2
        Oct 18, 2013 to Mar 28, 2014
      • State-registered IARs · 3 to 2
        Oct 18, 2013 to Mar 28, 2014
      • Discretionary RAUM · $130M to $155M
        Oct 18, 2013 to Mar 28, 2014
      • RAUM · $130M to $155M
        Oct 18, 2013 to Mar 28, 2014
      • Related broker-dealer · true to false
        Oct 18, 2013 to Mar 28, 2014
      • Accounts · 1,494 to 1,467
        Oct 16, 2012 to Jan 22, 2013
      • Advisory employees · unset to 3.0
        Oct 16, 2012 to Jan 22, 2013
      • BD registered reps · unset to 3.0
        Oct 16, 2012 to Jan 22, 2013
      • Employees · unset to 3.0
        Oct 16, 2012 to Jan 22, 2013
      • State-registered IARs · unset to 3.0
        Oct 16, 2012 to Jan 22, 2013
      • Discretionary RAUM · $108M to $130M
        Oct 16, 2012 to Jan 22, 2013
      • RAUM · $108M to $130M
        Oct 16, 2012 to Jan 22, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026