DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••••• G•••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Feb 25, 2002
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.3B as of Mar 30, 2026
Mar 29, 2012$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)28 as of Mar 30, 2026
Apr 1, 201330 then
Private funds8 as of Mar 30, 2026
Mar 31, 20148 then
RAUM +2.0% over the last fiscal year-1.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $253MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B95%
- Corporations and businesses$108M4.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E• H••••••• L•• A•• S••••••••• | Real Estate Fund | $1.8B | 1 | Mar 31, 2014 |
| V•• S•••••• S••••••••• F••• L•• | Real Estate Fund | $636M | 2 | Mar 30, 2017 |
| V•••••••• • U• S•••••••• V•••••• L••• | Real Estate Fund | $544M | 4 | Mar 31, 2014 |
| V•••••••• V•• F••• I• L•• | Real Estate Fund | $311M | 2 | Mar 29, 2016 |
| N•• R••• A•••• P••••••• L•••no longer reported | Real Estate Fund | $180M | 6 | Mar 31, 2014 |
| M•••••• A••••••• F•• T•• R•••••• O• T•• U••••••••• O• C•••••••••no longer reported | Real Estate Fund | $179M | 4 | Mar 31, 2014 |
| N•• V•••••••• I••••••••• F••• L•• | Real Estate Fund | $178M | 6 | Mar 31, 2014 |
| M•••••• A••••••• F•• L•• A•••••• C••••• E•••••••• R••••••••• A•••••••••no longer reported | Real Estate Fund | $78.6M | 1 | Mar 31, 2014 |
| M•••••• A••••••• F•• T•••• B••••••• C•• L••• •••no longer reported | Real Estate Fund | $7.0M | 1 | Mar 31, 2014 |
| E•• L••• P••••••• L•••no longer reported | Real Estate Fund | $1.0M | 5 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••• R••••••• A••• · Director And Officercontrolsince 08/2005 · owns less than 5%
- M•••••• B••••••••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- T•••••••• G•••• M••••• · Director And Officercontrolsince 01/1998 · owns less than 5%
- C••••• R••••••• A••• · Membercontrolsince 06/2015 · owns 75% or more of P••••••• R•••• H•••••••• L••
- T•••••••• G•••• M••••• · Membercontrolsince 06/2015 · owns 75% or more of T•••••••• L••
- B••••• D••••••• M•••••• · Chief Financial Officersince 03/2014 · owns less than 5%
Entity owners
- V•••••••• L•• · Memberdirect · owns 75% or more
- P••••••• R•••• H•••••••• L•• · Memberindirect · owns 75% or more of P••••••• R•••• V••••••••• L••
- P••••••• R•••• V••••••••• L•• · Memberindirect · owns 50% to 75% of V•••••••• L••
- T•••••••• C••••• L•• · Memberindirect · owns 50% to 75% of V•••••••• L••
- T•••••••• L•• · Memberindirect · owns 75% or more of T•••••••• C••••• L••
Related persons
Schedule D 7.A
- V•••••••• I••••••••• F••• M• L••pooled vehicle sponsorn
- V•••••••• S••••••• L••investment companyn
- V•••••••• V•• F••• I• I••••••• L••pooled vehicle sponsorn
- V••••••••• S•••••••• M••••• G• L••pooled vehicle sponsorn
- V•• S•••••• S••••••••• I••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA2 employees
- Seattle, WA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 96.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 17 to 20Mar 31, 2025 to Mar 30, 2026
- Corporate clients · unset to 1.0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 8Mar 31, 2025 to Mar 30, 2026
- Private funds · 5 to 8Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.2B to $2.3BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.2B to $2.2BMar 31, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.3BMar 31, 2025 to Mar 30, 2026
- Accounts · 5 to 6Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Mar 29, 2024 to Mar 31, 2025
- Employees · 24 to 28Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 31, 2025
- Other offices · 2 to 1Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.0B to $2.2BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.0B to $2.2BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.0B to $2.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 6 to 5Nov 29, 2023 to Mar 29, 2024
- Advisory employees · 23 to 17Nov 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 5Nov 29, 2023 to Mar 29, 2024
- Employees · 34 to 24Nov 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.4B to $2.0BNov 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.4B to $2.0BNov 29, 2023 to Mar 29, 2024
- RAUM · $2.4B to $2.0BNov 29, 2023 to Mar 29, 2024
- Accounts · 5 to 6Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 22 to 23Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 6Mar 31, 2022 to Mar 31, 2023
- Employees · 33 to 34Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.6B to $2.4BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.6B to $2.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $2.6B to $2.4BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 21 to 22Apr 15, 2021 to Mar 31, 2022
- Other offices · 1 to 2Apr 15, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.3B to $2.6BApr 15, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.3B to $2.6BApr 15, 2021 to Mar 31, 2022
- RAUM · $2.3B to $2.6BApr 15, 2021 to Mar 31, 2022
- Accounts · 6 to 5Feb 3, 2021 to Mar 31, 2021
- Pooled vehicle clients · 6 to 5Feb 3, 2021 to Mar 31, 2021
- Assets in custody · 0.0 to unsetFeb 3, 2021 to Mar 31, 2021
- Private funds · 6 to 5Feb 3, 2021 to Mar 31, 2021
- Discretionary RAUM · $2.9B to $2.3BFeb 3, 2021 to Mar 31, 2021
Signals
5 dated events
- B Justin Kleinman (General Counsel And Chief Operating Officer) no longer on Schedule A of V•••••••• G•••• L•• (listed 2023-11-29, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- H David Zobel (Chief Investment Officer) no longer on Schedule A of V•••••••• G•••• L•• (listed 2023-03-31, absent 2023-11-29)Nov 29, 2023 · Control person left · inference
- H David Zobel (Chief Investment Officer) appeared on Schedule A of V•••••••• G•••• L••Mar 31, 2022 · Control person joined · fact
- Bernadette Murphy (Chief Compliance Officer) appeared on Schedule A of V•••••••• G•••• L••Feb 3, 2021 · Control person joined · fact
- V•••••••• G•••• L•• reported RAUM $2.6B, up 28% from $2.0B (2018-05-02 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- V••••••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-293-8800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
V•••••••• G•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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