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Former SEC-registered adviser

P••••••••• C•••••• M••••••••• I•••

Former SEC-registered adviserEagle, IdahoCRD 119210SEC 801-70342IAPD
Latest filing Jan 2, 2024
First filing on the tape Nov 10, 2011 · 28 filings
RAUM
$70.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.7%
$1.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$35.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$120M as of Jun 20, 2023
Mar 29, 2012$37.1M then
HNW client RAUM$1.0M as of Mar 29, 2019
Mar 6, 2018$2.2M then
State-registered IARs (5.B.3)2 as of Jun 20, 2023
Apr 1, 20130 then
Employees (5.A)4 as of Jun 20, 2023
Apr 1, 20135 then
Private funds: no history
RAUM -36% over the last fiscal year-25% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 2, 2024; every figure names its basis
RAUM per advisor
$35.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$69.0M98%
  • Individuals$1.2M1.7%
Individual clients
10reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• C• M•••••••Eagle, IdFeb 22, 202421 y1
J••• M• M••••••Eagle, IdFeb 26, 202428 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • M•••• M••••••• M• · Chief Compliance Officercontrol
      since 04/2017 · owns less than 5%
    • M••••••• J•••• M• · President/Ownercontrol
      since 09/1998 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Eagle, Id · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 20 to 13
      Jun 20, 2023 to Jan 2, 2024
    • Individual clients · 17 to 10
      Jun 20, 2023 to Jan 2, 2024
    • Pooled vehicle clients · 1.0 to unset
      Jun 20, 2023 to Jan 2, 2024
    • Discretionary RAUM · $120M to $70.2M
      Jun 20, 2023 to Jan 2, 2024
    • Pooled vehicle RAUM · 35700000.0 to unset
      Jun 20, 2023 to Jan 2, 2024
    • RAUM · $120M to $70.2M
      Jun 20, 2023 to Jan 2, 2024
    • Accounts · 23 to 20
      Mar 31, 2022 to Jun 20, 2023
    • Individual clients · 21 to 17
      Mar 31, 2022 to Jun 20, 2023
    • Pooled vehicle clients · unset to 1.0
      Mar 31, 2022 to Jun 20, 2023
    • Discretionary RAUM · $110M to $120M
      Mar 31, 2022 to Jun 20, 2023
    • Individual RAUM · $3.7M to $1.2M
      Mar 31, 2022 to Jun 20, 2023
    • Pooled vehicle RAUM · unset to 35700000.0
      Mar 31, 2022 to Jun 20, 2023
    • RAUM · $110M to $120M
      Mar 31, 2022 to Jun 20, 2023
    • Accounts · 17 to 23
      Mar 26, 2021 to Mar 31, 2022
    • Individual clients · 15 to 21
      Mar 26, 2021 to Mar 31, 2022
    • Discretionary RAUM · $119M to $110M
      Mar 26, 2021 to Mar 31, 2022
    • Individual RAUM · $3.8M to $3.7M
      Mar 26, 2021 to Mar 31, 2022
    • RAUM · $119M to $110M
      Mar 26, 2021 to Mar 31, 2022
    • Advisory employees · 5 to 4
      Jul 2, 2020 to Mar 26, 2021
    • Employees · 5 to 4
      Jul 2, 2020 to Mar 26, 2021
    • Discretionary RAUM · $169M to $119M
      Jul 2, 2020 to Mar 26, 2021
    • Individual RAUM · $4.0M to $3.8M
      Jul 2, 2020 to Mar 26, 2021
    • RAUM · $169M to $119M
      Jul 2, 2020 to Mar 26, 2021
    • Accounts · 24 to 17
      Mar 29, 2019 to Mar 27, 2020
    • Advisory activities · 4 to 3
      Mar 29, 2019 to Mar 27, 2020
    • Individual clients · 17 to 15
      Mar 29, 2019 to Mar 27, 2020
    • Employees · 6 to 5
      Mar 29, 2019 to Mar 27, 2020
    • State-registered IARs · 1 to 2
      Mar 29, 2019 to Mar 27, 2020
    • Discretionary RAUM · $304M to $169M
      Mar 29, 2019 to Mar 27, 2020
    • HNW RAUM · 1000000.0 to unset
      Mar 29, 2019 to Mar 27, 2020
    • Individual RAUM · $3.8M to $4.0M
      Mar 29, 2019 to Mar 27, 2020
    • RAUM · $304M to $169M
      Mar 29, 2019 to Mar 27, 2020
    • Accounts · 48 to 24
      Mar 6, 2018 to Mar 29, 2019
    • Advisory employees · 8 to 5
      Mar 6, 2018 to Mar 29, 2019
    • Individual clients · 20 to 17
      Mar 6, 2018 to Mar 29, 2019
    • Employees · 13 to 6
      Mar 6, 2018 to Mar 29, 2019
    • Discretionary RAUM · $425M to $304M
      Mar 6, 2018 to Mar 29, 2019
    • HNW RAUM · $2.2M to $1.0M
      Mar 6, 2018 to Mar 29, 2019
    • Individual RAUM · $3.5M to $3.8M
      Mar 6, 2018 to Mar 29, 2019
    • RAUM · $425M to $304M
      Mar 6, 2018 to Mar 29, 2019
    Signals
    2 dated events
    • P••••••••• C•••••• M••••••••• I••• reported RAUM $168.6M, down 45% from $304.2M (2019-03-29 to 2020-03-27)
      Mar 27, 2020 · RAUM change · derived
    • P••••••••• C•••••• M••••••••• I••• reported RAUM $304.2M, down 28% from $425.4M (2018-03-06 to 2019-03-29)
      Mar 29, 2019 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    P•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $35.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026