DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wechter Feldman Wealth Management, Inc.

Former SEC-registered adviserParsippany, New JerseyCRD 119956SEC 801-61057IAPD
Latest filing May 20, 2021
First filing on the tape Jan 19, 2012 · 24 filings
RAUM
$350M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$350M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$350M as of Mar 2, 2021
Mar 30, 2012$187M then
HNW client RAUM$304M as of Mar 2, 2021
Mar 20, 2018$242M then
State-registered IARs (5.B.3)3 as of Mar 2, 2021
Mar 28, 20134 then
Employees (5.A)6 as of Mar 2, 2021
Mar 28, 20137 then
Private funds: no history
RAUM +7.5% over the last fiscal year+5.9% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 20, 2021; every figure names its basis
RAUM per advisor
$117MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$483,781derivedRAUM over accounts (5.F.2.f)
Discretionary
90%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-2.6%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$143M, 132 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$304M87%
  • Individuals$45.3M13%
Individual clients
85reported
HNW clients
99reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
723reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$143M for 132 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Miller David Feldman · President & Ccocontrol
      since 01/2010 · owns 75% or more
    • Lawrence Michael Green · Executive Vice President & Senior Wealth Manager
      since 06/2017 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 713 to 723
      Oct 21, 2020 to Mar 2, 2021
    • HNW clients · 97 to 99
      Oct 21, 2020 to Mar 2, 2021
    • Individual clients · 92 to 85
      Oct 21, 2020 to Mar 2, 2021
    • Assets in custody · $52.9M to $143M
      Oct 21, 2020 to Mar 2, 2021
    • Discretionary RAUM · $291M to $315M
      Oct 21, 2020 to Mar 2, 2021
    • HNW RAUM · $277M to $304M
      Oct 21, 2020 to Mar 2, 2021
    • Individual RAUM · $48.1M to $45.3M
      Oct 21, 2020 to Mar 2, 2021
    • Non-discretionary RAUM · $34.1M to $34.7M
      Oct 21, 2020 to Mar 2, 2021
    • RAUM · $325M to $350M
      Oct 21, 2020 to Mar 2, 2021
    • Accounts · 711 to 713
      Nov 19, 2019 to Mar 11, 2020
    • Advisory employees · 4 to 3
      Nov 19, 2019 to Mar 11, 2020
    • Charity clients · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • Corporate clients · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • HNW clients · 89 to 97
      Nov 19, 2019 to Mar 11, 2020
    • Individual clients · 133 to 92
      Nov 19, 2019 to Mar 11, 2020
    • Pension plan clients · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • Pooled vehicle clients · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • Assets in custody · $43.6M to $52.9M
      Nov 19, 2019 to Mar 11, 2020
    • Employees · 7 to 6
      Nov 19, 2019 to Mar 11, 2020
    • State-registered IARs · 4 to 3
      Nov 19, 2019 to Mar 11, 2020
    • Discretionary RAUM · $247M to $291M
      Nov 19, 2019 to Mar 11, 2020
    • HNW RAUM · $222M to $277M
      Nov 19, 2019 to Mar 11, 2020
    • Individual RAUM · $52.8M to $48.1M
      Nov 19, 2019 to Mar 11, 2020
    • Non-discretionary RAUM · $27.7M to $34.1M
      Nov 19, 2019 to Mar 11, 2020
    • Pension RAUM · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • Pooled vehicle RAUM · unset to 0.0
      Nov 19, 2019 to Mar 11, 2020
    • RAUM · $275M to $325M
      Nov 19, 2019 to Mar 11, 2020
    • Accounts · 716 to 711
      Oct 17, 2018 to Feb 28, 2019
    • Advisory employees · 3 to 4
      Oct 17, 2018 to Feb 28, 2019
    • HNW clients · 93 to 89
      Oct 17, 2018 to Feb 28, 2019
    • Individual clients · 128 to 133
      Oct 17, 2018 to Feb 28, 2019
    • Assets in custody · $2.0M to $43.6M
      Oct 17, 2018 to Feb 28, 2019
    • State-registered IARs · 3 to 4
      Oct 17, 2018 to Feb 28, 2019
    • Discretionary RAUM · $259M to $247M
      Oct 17, 2018 to Feb 28, 2019
    • HNW RAUM · $242M to $222M
      Oct 17, 2018 to Feb 28, 2019
    • Individual RAUM · $52.8M to $52.8M
      Oct 17, 2018 to Feb 28, 2019
    • Non-discretionary RAUM · $35.3M to $27.7M
      Oct 17, 2018 to Feb 28, 2019
    • RAUM · $295M to $275M
      Oct 17, 2018 to Feb 28, 2019
    • Accounts · 757 to 716
      Aug 3, 2017 to Mar 20, 2018
    • HNW clients · unset to 93.0
      Aug 3, 2017 to Mar 20, 2018
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026