DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jpc Wealth Management, Inc.
Latest filing Jun 25, 2026
First filing on the tape Mar 29, 2012 · 27 filings
SEC status approved since Apr 23, 2002
RAUM
$313M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$309M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$313M as of Jun 25, 2026
Mar 29, 2012$134M then
HNW client RAUM$280M as of Jun 25, 2026
Mar 21, 2018$194M then
State-registered IARs (5.B.3)2 as of Jun 25, 2026
Mar 29, 20120 then
Employees (5.A)3 as of Jun 25, 2026
Feb 21, 20133 then
Private funds: no history
RAUM +23% over the last fiscal year+9.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $622,955derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $85.9M, 66 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$280M90%
- Individuals$28.9M9.2%
- Pension and profit-sharing plans$3.7M1.2%
- Individual clients
- 69reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 502reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.9M for 66 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Patrick Curran | Petaluma, Ca | Mar 23, 2009 | 30 y | 2 |
| Domenica Marie Stokes | Petaluma, Ca | Jan 10, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Deborah Ann Peri to Redwood Park AdvisorsJun 15, 2021 · Other
Joined, latest
- Deborah Ann Peri from Wells Fargo Investments, LLCApr 14, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick James Curran · President/Chief Compliance Officercontrolsince 06/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Jpc Wealth Management, Inc. as a related person
- 106386 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Petaluma, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 462 to 502Apr 21, 2025 to Mar 26, 2026
- Business name · CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. to JPC WEALTH MANAGEMENT, INC.Apr 21, 2025 to Mar 26, 2026
- HNW clients · 75 to 86Apr 21, 2025 to Mar 26, 2026
- Individual clients · 65 to 69Apr 21, 2025 to Mar 26, 2026
- Assets in custody · $59.2M to $85.9MApr 21, 2025 to Mar 26, 2026
- Legal name · CURRAN & LEWIS INVESTMENT MANAGEMENT, INC. to JPC WEALTH MANAGEMENT, INC.Apr 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $254M to $313MApr 21, 2025 to Mar 26, 2026
- HNW RAUM · $219M to $280MApr 21, 2025 to Mar 26, 2026
- Individual RAUM · $29.1M to $28.9MApr 21, 2025 to Mar 26, 2026
- Pension RAUM · $5.4M to $3.7MApr 21, 2025 to Mar 26, 2026
- RAUM · $254M to $313MApr 21, 2025 to Mar 26, 2026
- Accounts · 457 to 462Mar 28, 2024 to Apr 21, 2025
- HNW clients · 73 to 75Mar 28, 2024 to Apr 21, 2025
- Individual clients · 80 to 65Mar 28, 2024 to Apr 21, 2025
- Assets in custody · $72.3M to $59.2MMar 28, 2024 to Apr 21, 2025
- Financial planning clients · 101-250 to 101-250Mar 28, 2024 to Apr 21, 2025
- HQ city · REDWOOD CITY to PETALUMAMar 28, 2024 to Apr 21, 2025
- Discretionary RAUM · $239M to $254MMar 28, 2024 to Apr 21, 2025
- HNW RAUM · $199M to $219MMar 28, 2024 to Apr 21, 2025
- Individual RAUM · $35.4M to $29.1MMar 28, 2024 to Apr 21, 2025
- Pension RAUM · $5.1M to $5.4MMar 28, 2024 to Apr 21, 2025
- RAUM · $239M to $254MMar 28, 2024 to Apr 21, 2025
- Accounts · 454 to 457Jan 10, 2024 to Mar 28, 2024
- Advisory employees · 1 to 2Jan 10, 2024 to Mar 28, 2024
- HNW clients · 75 to 73Jan 10, 2024 to Mar 28, 2024
- Individual clients · 76 to 80Jan 10, 2024 to Mar 28, 2024
- Pension plan clients · 5.0 to unsetJan 10, 2024 to Mar 28, 2024
- Assets in custody · $72.4M to $72.3MJan 10, 2024 to Mar 28, 2024
- State-registered IARs · 1 to 2Jan 10, 2024 to Mar 28, 2024
- Discretionary RAUM · $238M to $239MJan 10, 2024 to Mar 28, 2024
- HNW RAUM · $205M to $199MJan 10, 2024 to Mar 28, 2024
- Individual RAUM · $29.4M to $35.4MJan 10, 2024 to Mar 28, 2024
- Pension RAUM · $3.2M to $5.1MJan 10, 2024 to Mar 28, 2024
- RAUM · $238M to $239MJan 10, 2024 to Mar 28, 2024
- Other offices · 1 to 2Mar 16, 2023 to Jan 10, 2024
- Accounts · 439 to 454Apr 7, 2022 to Mar 16, 2023
- Individual clients · 73 to 76Apr 7, 2022 to Mar 16, 2023
- Assets in custody · $70.7M to $72.4MApr 7, 2022 to Mar 16, 2023
- Employees · 2 to 3Apr 7, 2022 to Mar 16, 2023
- Discretionary RAUM · $256M to $238MApr 7, 2022 to Mar 16, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/curran-&-lewis-investment-management-inreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jpcwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (650) 463-0200reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026