DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••• A•••• M••••••••• I•••
Latest filing Feb 23, 2026
First filing on the tape Apr 17, 2015 · 21 filings
SEC status approved since May 4, 2015
RAUM
$456M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$451M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$456M as of Feb 23, 2026
Feb 23, 2016$137M then
HNW client RAUM$254M as of Feb 23, 2026
Mar 26, 2018$32.2M then
State-registered IARs (5.B.3)4 as of Feb 23, 2026
Feb 23, 20162 then
Employees (5.A)4 as of Feb 23, 2026
Feb 23, 20164 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 133derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $343,333derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$254M56%
- Individuals$197M43%
- Charitable organizations$5.0M1.1%
- Individual clients
- 419reported
- HNW clients
- 114reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,327reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• P•••• M••••••• | Wall Township, Nj | Jan 6, 2003 | 40 y | 1 |
| B•••••• T••••• M•••••••Certified Financial Planner | Wall Township, Nj | Aug 14, 2014 | 14 y | 0 |
| T•••••• J•••• M••••••• | Wall Township, Nj | Mar 31, 2016 | 12 y | 0 |
| T••••• C•••• M••••••• | Wall Township, Nj | Dec 22, 2016 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• P•••• M••••••• from M••••• S•••••• D• I•••Jan 6, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• T•••••• P•••• · President/Chief Compliance Officercontrolsince 05/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wall Township, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,376 to 1,327Mar 3, 2025 to Feb 23, 2026
- HNW clients · 87 to 114Mar 3, 2025 to Feb 23, 2026
- Individual clients · 476 to 419Mar 3, 2025 to Feb 23, 2026
- Discretionary RAUM · $395M to $455MMar 3, 2025 to Feb 23, 2026
- HNW RAUM · $181M to $254MMar 3, 2025 to Feb 23, 2026
- Individual RAUM · $210M to $197MMar 3, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $528,700 to $495,298Mar 3, 2025 to Feb 23, 2026
- RAUM · $396M to $456MMar 3, 2025 to Feb 23, 2026
- Accounts · 1,480 to 1,376Mar 6, 2024 to Mar 3, 2025
- HNW clients · 68 to 87Mar 6, 2024 to Mar 3, 2025
- Individual clients · 545 to 476Mar 6, 2024 to Mar 3, 2025
- Financial planning clients · 101-250 to 101-250Mar 6, 2024 to Mar 3, 2025
- Discretionary RAUM · $351M to $395MMar 6, 2024 to Mar 3, 2025
- HNW RAUM · $127M to $181MMar 6, 2024 to Mar 3, 2025
- Individual RAUM · $219M to $210MMar 6, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $633,011 to $528,700Mar 6, 2024 to Mar 3, 2025
- RAUM · $351M to $396MMar 6, 2024 to Mar 3, 2025
- Accounts · 1,540 to 1,480Aug 9, 2023 to Mar 6, 2024
- HNW clients · 54 to 68Aug 9, 2023 to Mar 6, 2024
- Individual clients · 568 to 545Aug 9, 2023 to Mar 6, 2024
- Discretionary RAUM · $298M to $351MAug 9, 2023 to Mar 6, 2024
- HNW RAUM · $99.5M to $127MAug 9, 2023 to Mar 6, 2024
- Individual RAUM · $194M to $219MAug 9, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $607,892 to $633,011Aug 9, 2023 to Mar 6, 2024
- RAUM · $299M to $351MAug 9, 2023 to Mar 6, 2024
- Accounts · 1,638 to 1,540Mar 11, 2022 to Jan 25, 2023
- Charity clients · 3.0 to unsetMar 11, 2022 to Jan 25, 2023
- HNW clients · 81 to 54Mar 11, 2022 to Jan 25, 2023
- Individual clients · 605 to 568Mar 11, 2022 to Jan 25, 2023
- Discretionary RAUM · $374M to $298MMar 11, 2022 to Jan 25, 2023
- HNW RAUM · $140M to $99.5MMar 11, 2022 to Jan 25, 2023
- Individual RAUM · $229M to $194MMar 11, 2022 to Jan 25, 2023
- Non-discretionary RAUM · $666,955 to $607,892Mar 11, 2022 to Jan 25, 2023
- RAUM · $375M to $299MMar 11, 2022 to Jan 25, 2023
- Accounts · 1,736 to 1,638Aug 16, 2021 to Mar 11, 2022
- HNW clients · 54 to 81Aug 16, 2021 to Mar 11, 2022
- Individual clients · 598 to 605Aug 16, 2021 to Mar 11, 2022
- Financial planning clients · 26-50 to 101-250Aug 16, 2021 to Mar 11, 2022
- Discretionary RAUM · $316M to $374MAug 16, 2021 to Mar 11, 2022
- HNW RAUM · $98.5M to $140MAug 16, 2021 to Mar 11, 2022
Signals
1 dated events
- M••••••• A•••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 17, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@m•••••••.netreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 732-223-9000reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/mullooly-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- M•••••••.NETreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 732-223-9000reportedpublic record, Form ADV, Feb 23, 2026
- Contact form
- m•••••••.netreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026