DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• R••• • C••••••
Legal name C••••••••• R••• • C••••••• L••
Latest filing Jun 22, 2026
First filing on the tape Mar 29, 2012 · 39 filings
SEC status approved since Oct 29, 2002
RAUM
$11B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$11B as of Jun 22, 2026
Mar 29, 2012$1.8B then
HNW client RAUM$0 as of Feb 13, 2025
Feb 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 22, 2026
Apr 1, 20130 then
Employees (5.A)42 as of Jun 22, 2026
Apr 1, 201321 then
Private funds21 as of Jun 22, 2026
Mar 29, 20126 then
RAUM +42% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $433MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.7B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B43%
- Sovereign wealth funds$2.2B24%
- State and municipal entities$1.9B20%
- Corporations and businesses$1.1B12%
- Charitable organizations$136M1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.7B for 20 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.35 institutional_share=0.37 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• B••• O••••••••• T•••••• F•••• L• | Hedge Fund | $977M | 87 | Feb 28, 2017 |
| C•• C•• V• E••••• S•••••••• | Hedge Fund | $752M | 38 | Nov 4, 2021 |
| C•• S••••• I••••••• F••• V••• L••• | Hedge Fund | $734M | 1 | Mar 1, 2013 |
| M•• C•••••• L••• | Hedge Fund | $650M | 1 | Mar 1, 2013 |
| C•• S••••• I••••••• F••• X•• L•• | Hedge Fund | $576M | 2 | Nov 4, 2021 |
| C•• S••••• I••••••• F••• X• L•• | Hedge Fund | $543M | 3 | Feb 28, 2017 |
| C•• S••••• I••••••• F••• X••• L•• | Hedge Fund | $532M | 1 | Nov 13, 2020 |
| C•• S••••• I••••••• F••• X••• L•• | Hedge Fund | $452M | 1 | Mar 1, 2023 |
| C•• S• I• L••• | Hedge Fund | $320M | 4 | Nov 13, 2020 |
| C•• S••••• I••••••• F••• X•••• L• | Hedge Fund | $303M | 7 | Aug 25, 2023 |
| C•• S••••• I••••••• F••• X• L••• | Hedge Fund | $258M | 11 | Nov 26, 2019 |
| C•• C•• I•• L•• | Hedge Fund | $241M | 24 | Nov 26, 2019 |
| C•• S••••• I••••••• F••• X••• L•• | Hedge Fund | $187M | 3 | Nov 4, 2021 |
| C•• S••••• I••••••• F••• X••• L••• | Hedge Fund | $160M | 1 | Nov 26, 2019 |
| C•• N•••• I••••••• F•••• L•••no longer reported | Hedge Fund | $124M | 2 | Mar 29, 2012 |
| C•• C•••••• R•••••• F••• I••• L•• | Hedge Fund | $114M | 41 | Aug 29, 2017 |
| C•• S••••• I••••••• F••• V•• L••• | Hedge Fund | $107M | 1 | Mar 1, 2013 |
| C•• C•• V• M••••• F••• L• | Hedge Fund | $65.7M | 4 | Feb 22, 2024 |
| C•• R••• V• S••••• I••••••• F••• L•••no longer reported | Hedge Fund | $49.2M | 1 | May 31, 2016 |
| C•• S••••• I••••••• F••• X•• L•no longer reported | Hedge Fund | $46.0M | 3 | Feb 28, 2018 |
| C•• C••••• F•••• L••• | Hedge Fund | $41.5M | 19 | Mar 29, 2012 |
| C•• L••••• S••••••••• F•••• L••no longer reported | Hedge Fund | $16.4M | 4 | Mar 29, 2012 |
| C•• L••••• S••••••••• F•••• L•••no longer reported | Hedge Fund | $15.3M | 2 | Mar 29, 2012 |
| C•• G••••• S••••••••• E••••• F•••• L•••no longer reported | Hedge Fund | $12.3M | 35 | Mar 29, 2012 |
| C•• C•••••• R•••••• F•••• L••• | Hedge Fund | $8.8M | 9 | Mar 1, 2013 |
| C•• S••••• I••••••• F••• X••• L• | Hedge Fund | $7.6M | 11 | Feb 28, 2018 |
| C•• S••••• I••••••• F••• X•••• L• | Hedge Fund | $4.4M | 3 | May 28, 2020 |
| C•• C•••••• R•••••• F••• I•• L••• | Hedge Fund | $1.2M | 26 | Feb 29, 2016 |
| C•• C••••••••• P•••••••• F•••• L•••no longer reported | Hedge Fund | $34,850 | 1 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- R•••• R••••••• G••••• · Chief Executive Officer/Sole Member/Managing Membercontrolsince 06/2002 · owns 75% or more
- T•••••••• R•••••• A••••••••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- W•••••• D•••••• A••••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- C•• C•• V• E••••• S•••••••investment adviserbankpooled vehicle sponsorn
- C•• C•• V• G•• L•••investment adviserbankpooled vehicle sponsory
- C•• G•••••• P•••••• I•• L••investment adviserbankpooled vehicle sponsory
- C•• S••••• I••••••• F••• X• G•• L••investment adviserbankpooled vehicle sponsory
- C•• S••••• I••••••• F••• X•• G•• L•••investment adviserbankpooled vehicle sponsory
- C•• S••••• I••••••• F••• X•• G•• L••investment adviserbankpooled vehicle sponsory
- C•• S••••• I••••••• F••• X••• G•• L•••investment adviserbankpooled vehicle sponsory
- C•• S••••• I••••••• F••• X••• G•• L•••investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Apr 22, 2026institutional share of RAUM moved from 29.0% to 47.0% between the annual amendments of 2025-03-31 and 2026-04-22peers: other advisers, $5B to $20B (134)
- RAUM up 25 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $7,912,765,231 to $11,270,331,692 (+42.0%) between the annual amendments of 2025-03-31 and 2026-04-22; the peer median change was +9.0% (119 comparable advisers, 92.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 92% percentile
What changed
consecutive filings, newest first
- Private funds · 20 to 21Apr 22, 2026 to May 21, 2026
- Discretionary RAUM · $10B to $10BMar 31, 2026 to Apr 22, 2026
- Pooled vehicle RAUM · $4.0B to $4.0BMar 31, 2026 to Apr 22, 2026
- RAUM · $11B to $11BMar 31, 2026 to Apr 22, 2026
- Charity clients · unset to 2.0Feb 17, 2026 to Mar 31, 2026
- Corporate clients · unset to 1.0Feb 17, 2026 to Mar 31, 2026
- Pooled vehicle clients · 14 to 10Feb 17, 2026 to Mar 31, 2026
- Assets in custody · $6.9B to $7.7BFeb 17, 2026 to Mar 31, 2026
- Employees · 40 to 42Feb 17, 2026 to Mar 31, 2026
- Private funds · 22 to 20Feb 17, 2026 to Mar 31, 2026
- Discretionary RAUM · $7.9B to $10BFeb 17, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $1.1BFeb 17, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.9B to $4.0BFeb 17, 2026 to Mar 31, 2026
- RAUM · $7.9B to $11BFeb 17, 2026 to Mar 31, 2026
- Private funds · 21 to 22Mar 31, 2025 to Feb 17, 2026
- Pooled vehicle clients · 15 to 14Feb 13, 2025 to Mar 31, 2025
- Assets in custody · $7.0B to $6.9BFeb 13, 2025 to Mar 31, 2025
- Employees · 41 to 40Feb 13, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 13, 2025 to Mar 31, 2025
- Private funds · 23 to 21Feb 13, 2025 to Mar 31, 2025
- Discretionary RAUM · $8.1B to $7.9BFeb 13, 2025 to Mar 31, 2025
- HNW RAUM · 0.0 to unsetFeb 13, 2025 to Mar 31, 2025
- Individual RAUM · 0.0 to unsetFeb 13, 2025 to Mar 31, 2025
- Pension RAUM · 0.0 to unsetFeb 13, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $3.8B to $3.9BFeb 13, 2025 to Mar 31, 2025
- RAUM · $8.1B to $7.9BFeb 13, 2025 to Mar 31, 2025
- Private funds · 22 to 23Nov 25, 2024 to Feb 13, 2025
- Accounts · 24 to 26Feb 22, 2024 to Mar 28, 2024
- Advisory employees · 5 to 6Feb 22, 2024 to Mar 28, 2024
- Charity clients · 1.0 to unsetFeb 22, 2024 to Mar 28, 2024
- Corporate clients · 0.0 to unsetFeb 22, 2024 to Mar 28, 2024
- HNW clients · 0.0 to unsetFeb 22, 2024 to Mar 28, 2024
- Individual clients · 0.0 to unsetFeb 22, 2024 to Mar 28, 2024
- Pension plan clients · 0.0 to unsetFeb 22, 2024 to Mar 28, 2024
- Pooled vehicle clients · 11 to 15Feb 22, 2024 to Mar 28, 2024
- Assets in custody · $6.9B to $7.0BFeb 22, 2024 to Mar 28, 2024
- Employees · 35 to 41Feb 22, 2024 to Mar 28, 2024
- Discretionary RAUM · $8.1B to $8.1BFeb 22, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $3.8BFeb 22, 2024 to Mar 28, 2024
- RAUM · $8.1B to $8.1BFeb 22, 2024 to Mar 28, 2024
Signals
12 dated events
- C••••••••• R••• • C•••••• reported RAUM $11.3B, up 43% from $7.9B (2026-02-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- W••• B••••••• (Chief Compliance Officer) no longer on Schedule A of C••••••••• R••• • C•••••• (listed 2024-03-28, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Alexandria Raquel Thompson (Chief Compliance Officer, General Counsel) appeared on Schedule A of C••••••••• R••• • C••••••Oct 7, 2024 · Control person joined · fact
- W••• B••••••• (Chief Compliance Officer) appeared on Schedule A of C••••••••• R••• • C••••••Mar 28, 2024 · Control person joined · fact
- Z. Ewelina Post (Chief Compliance Officer) no longer on Schedule A of C••••••••• R••• • C•••••• (listed 2024-02-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Z. Ewelina Post (Chief Compliance Officer) appeared on Schedule A of C••••••••• R••• • C••••••Aug 25, 2023 · Control person joined · fact
- C••••••••• R••• • C•••••• reported RAUM $8.1B, up 33% from $6.1B (2023-01-20 to 2023-03-01)Mar 1, 2023 · RAUM change · derived
- Antony Donald Wright (Chief Compliance Officer (Interim)) appeared on Schedule A of C••••••••• R••• • C••••••Jan 20, 2023 · Control person joined · fact
- Franco Destro (Chief Compliance Officer) no longer on Schedule A of C••••••••• R••• • C•••••• (listed 2022-08-05, absent 2023-01-20)Jan 20, 2023 · Control person left · inference
- Garth Colin Flemming (Chief Compliance Officer) no longer on Schedule A of C••••••••• R••• • C•••••• (listed 2022-03-27, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
- Franco Destro (Chief Compliance Officer) appeared on Schedule A of C••••••••• R••• • C••••••Apr 1, 2022 · Control person joined · fact
- C••••••••• R••• • C•••••• reported RAUM $4.3B, up 30% from $3.3B (2017-10-30 to 2018-02-28)Feb 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C••••••••• R••• • C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••••••••R•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-489-4350reportedpublic record, Form ADV, Jun 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026