DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tudor Financial, Inc.
Latest filing Mar 30, 2026
First filing on the tape Mar 20, 2012 · 12 filings
SEC status approved since May 14, 2020
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$255M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$36.6M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$256M as of Mar 30, 2026
Mar 20, 2012$43.1M then
HNW client RAUM$162M as of Mar 30, 2026
Feb 19, 2021$82.5M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Feb 19, 20216 then
Employees (5.A)6 as of Mar 30, 2026
Feb 19, 20216 then
Private funds: no history
RAUM +16% over the last fiscal year+11% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $36.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $362,035derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$162M63%
- Individuals$92.8M36%
- Charitable organizations$1.7M0.7%
- Individual clients
- 357reported
- HNW clients
- 74reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 708reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Grant Steven Donaldson | Dayton, Oh | Jan 23, 2003 | 37 y | 0 |
| Melvin Charles Brazie | Dayton, Oh | Jan 27, 2016 | 34 y | 3 |
| Adam Michael Donaldson | Dayton, Oh | Jan 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Mitchell Thomas Bodenmiller to Westminster Financial Advisory CorpFeb 17, 2021 · RIA to RIA
Joined, latest
- Melvin Charles Brazie from Kms Financial Services, IncJan 27, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Steven Grant Donaldson · Presidentcontrolsince 06/1992 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dayton, Oh · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 428.0 to 708.0 (+65.0%) between the annual amendments of 2025-03-24 and 2026-03-30; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 428 to 708Mar 24, 2025 to Mar 30, 2026
- HNW clients · 65 to 74Mar 24, 2025 to Mar 30, 2026
- Individual clients · 359 to 357Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $221M to $256MMar 24, 2025 to Mar 30, 2026
- HNW RAUM · $129M to $162MMar 24, 2025 to Mar 30, 2026
- Individual RAUM · $88.7M to $92.8MMar 24, 2025 to Mar 30, 2026
- RAUM · $221M to $256MMar 24, 2025 to Mar 30, 2026
- Accounts · 707 to 428Nov 15, 2024 to Mar 24, 2025
- Charity clients · 7 to 4Nov 15, 2024 to Mar 24, 2025
- HNW clients · 51 to 65Nov 15, 2024 to Mar 24, 2025
- Individual clients · 482 to 359Nov 15, 2024 to Mar 24, 2025
- Financial planning clients · 101-250 to 101-250Nov 15, 2024 to Mar 24, 2025
- Discretionary RAUM · $199M to $221MNov 15, 2024 to Mar 24, 2025
- HNW RAUM · $115M to $129MNov 15, 2024 to Mar 24, 2025
- Individual RAUM · $82.8M to $88.7MNov 15, 2024 to Mar 24, 2025
- RAUM · $199M to $221MNov 15, 2024 to Mar 24, 2025
- Accounts · 668 to 707Mar 3, 2023 to Mar 19, 2024
- Charity clients · 8 to 7Mar 3, 2023 to Mar 19, 2024
- HNW clients · 47 to 51Mar 3, 2023 to Mar 19, 2024
- Individual clients · 479 to 482Mar 3, 2023 to Mar 19, 2024
- Discretionary RAUM · $185M to $199MMar 3, 2023 to Mar 19, 2024
- HNW RAUM · $106M to $115MMar 3, 2023 to Mar 19, 2024
- Individual RAUM · $78.2M to $82.8MMar 3, 2023 to Mar 19, 2024
- RAUM · $185M to $199MMar 3, 2023 to Mar 19, 2024
- Accounts · 625 to 668Mar 1, 2022 to Mar 3, 2023
- Charity clients · 6 to 8Mar 1, 2022 to Mar 3, 2023
- HNW clients · 43 to 47Mar 1, 2022 to Mar 3, 2023
- Individual clients · 343 to 479Mar 1, 2022 to Mar 3, 2023
- Discretionary RAUM · $198M to $185MMar 1, 2022 to Mar 3, 2023
- HNW RAUM · $96.8M to $106MMar 1, 2022 to Mar 3, 2023
- Individual RAUM · $100M to $78.2MMar 1, 2022 to Mar 3, 2023
- RAUM · $198M to $185MMar 1, 2022 to Mar 3, 2023
- Accounts · 572 to 625Feb 19, 2021 to Mar 1, 2022
- Advisory activities · 7 to 6Feb 19, 2021 to Mar 1, 2022
- Charity clients · 2 to 6Feb 19, 2021 to Mar 1, 2022
- HNW clients · 36 to 43Feb 19, 2021 to Mar 1, 2022
- Insurance-licensed employees · 3 to 4Feb 19, 2021 to Mar 1, 2022
- Discretionary RAUM · $166M to $198MFeb 19, 2021 to Mar 1, 2022
- HNW RAUM · $82.5M to $96.8MFeb 19, 2021 to Mar 1, 2022
- Individual RAUM · $82.6M to $100MFeb 19, 2021 to Mar 1, 2022
Signals
1 dated events
- Tudor Financial, Inc. filed its initial SEC registration (Form ADV)Apr 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 937-439-9292reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- TUDORFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 937-439-9292reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- tudorfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026