DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pillar Financial Advisors, LLC
Latest filing Jul 16, 2026
First filing on the tape Feb 29, 2012 · 40 filings
SEC status approved since Mar 3, 2015
RAUM
$358M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$358M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$89.5M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$358M as of Jul 16, 2026
Feb 29, 2012$64.5M then
HNW client RAUM$261M as of Jul 16, 2026
Mar 20, 2018$124M then
State-registered IARs (5.B.3)4 as of Jul 16, 2026
Mar 23, 20162 then
Employees (5.A)6 as of Jul 16, 2026
Mar 23, 20163 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $89.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $467,801derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $178M, 151 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$261M73%
- Individuals$97.0M27%
- Corporations and businesses$18,5540.0%
- Individual clients
- 151reported
- HNW clients
- 59reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 765reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $178M for 151 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Michael CurryPersonal Financial Specialist, Chartered Financial Analyst | Louisville, Ky | Nov 4, 1997 | 29 y | 0 |
| Ben Dick AllisonChartered Financial Analyst | Louisville, Ky | May 14, 2013 | 29 y | 0 |
| Tom Edward WalshChartered Financial Analyst | Louisville, Ky | Mar 9, 2023 | 17 y | 1 |
| Marlene MenCertified Financial Planner | Louisville, Ky | Nov 4, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Chrysantha Sophia Clark to Chrys Financial Planning, LLCJul 15, 2022 · RIA to a state-registered adviser
Joined, latest
- Tom Edward Walsh from Cashel Financial Advisors, LLCMar 9, 2023 · Other
- Chrysantha Sophia Clark from Meridian Wealth Management, LLCSep 23, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dick Ben Allison · Membercontrolsince 01/2017 · owns 25% to 50%
- Michael Gregory Curry · Member, Chief Compliance Officercontrolsince 11/1997 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 733 to 765Oct 29, 2025 to Mar 16, 2026
- Advisory employees · 3 to 4Oct 29, 2025 to Mar 16, 2026
- HNW clients · 55 to 59Oct 29, 2025 to Mar 16, 2026
- Individual clients · 128 to 151Oct 29, 2025 to Mar 16, 2026
- Assets in custody · $147M to $178MOct 29, 2025 to Mar 16, 2026
- Discretionary RAUM · $314M to $358MOct 29, 2025 to Mar 16, 2026
- HNW RAUM · $231M to $261MOct 29, 2025 to Mar 16, 2026
- Individual RAUM · $82.5M to $97.0MOct 29, 2025 to Mar 16, 2026
- RAUM · $314M to $358MOct 29, 2025 to Mar 16, 2026
- Accounts · 701 to 733Mar 12, 2024 to Mar 3, 2025
- Advisory employees · 5 to 3Mar 12, 2024 to Mar 3, 2025
- HNW clients · 58 to 55Mar 12, 2024 to Mar 3, 2025
- Individual clients · 139 to 128Mar 12, 2024 to Mar 3, 2025
- Assets in custody · $135M to $147MMar 12, 2024 to Mar 3, 2025
- Custody of client assets · false to trueMar 12, 2024 to Mar 3, 2025
- Financial planning clients · 101-250 to 101-250Mar 12, 2024 to Mar 3, 2025
- Discretionary RAUM · $294M to $314MMar 12, 2024 to Mar 3, 2025
- HNW RAUM · $215M to $231MMar 12, 2024 to Mar 3, 2025
- Individual RAUM · $78.7M to $82.5MMar 12, 2024 to Mar 3, 2025
- RAUM · $294M to $314MMar 12, 2024 to Mar 3, 2025
- Wrap assets (manager) · 1614161.0 to unsetMar 12, 2024 to Mar 3, 2025
- Wrap assets (sponsor) · 0.0 to unsetMar 12, 2024 to Mar 3, 2025
- Accounts · 656 to 701Aug 10, 2023 to Mar 11, 2024
- Advisory employees · 3 to 5Aug 10, 2023 to Mar 11, 2024
- Advisory activities · 3 to 2Aug 10, 2023 to Mar 11, 2024
- HNW clients · 54 to 58Aug 10, 2023 to Mar 11, 2024
- Individual clients · 122 to 139Aug 10, 2023 to Mar 11, 2024
- Assets in custody · $117M to $135MAug 10, 2023 to Mar 11, 2024
- Employees · 5 to 6Aug 10, 2023 to Mar 11, 2024
- Insurance-licensed employees · 1 to 0Aug 10, 2023 to Mar 11, 2024
- State-registered IARs · 3 to 4Aug 10, 2023 to Mar 11, 2024
- Discretionary RAUM · $229M to $294MAug 10, 2023 to Mar 11, 2024
- HNW RAUM · $171M to $215MAug 10, 2023 to Mar 11, 2024
- Individual RAUM · $58.6M to $78.7MAug 10, 2023 to Mar 11, 2024
- RAUM · $229M to $294MAug 10, 2023 to Mar 11, 2024
- Wrap assets (manager) · $1.2M to $1.6MAug 10, 2023 to Mar 11, 2024
- Assets in custody · $122M to $117MMar 26, 2023 to Apr 24, 2023
- Accounts · 691 to 656Nov 30, 2022 to Mar 26, 2023
- Advisory employees · 2 to 3Nov 30, 2022 to Mar 26, 2023
- Individual clients · 124 to 122Nov 30, 2022 to Mar 26, 2023
Signals
2 dated events
- Chrysantha Sophia Clark left Pillar Financial Advisors, Llc for Chrys Financial Planning, Llc (registered 2022-07-12)Jul 15, 2022 · Advisor changed firm · fact
- Pillar Financial Advisors, Llc filed its initial SEC registration (Form ADV)Feb 23, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pillar-financial-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PILLAR.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 502-384-3890reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026