DFX Intelligence

RIA Intelligence

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SEC-registered adviser

V•• I• I••••••••• L••

Independent wealth managerBurr Ridge, IllinoisCRD 121992SEC 801-120335website IAPD

Latest filing Mar 12, 2026

First filing on the tape Nov 7, 2016 · 21 filings

SEC status approved since Feb 16, 2021

RAUM

$222M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$222M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$55.5M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$222M as of Mar 12, 2026

Feb 10, 2017$50.4M then

HNW client RAUM$128M as of Mar 12, 2026

Feb 10, 2022$91.4M then

State-registered IARs (5.B.3)4 as of Mar 12, 2026

Feb 10, 20173 then

Employees (5.A)4 as of Mar 12, 2026

Feb 10, 20173 then

Private funds: no history

RAUM +16% over the last fiscal year+5.5% a year over threeIARs 4 to 4

Practice profile

derived from the filing of Mar 12, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $55.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 133derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.8MderivedHNW RAUM over HNW clients
Average account: $416,975derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.2%derived
Compensation: percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$128M58%
Individuals$94.1M42%

Individual clients: 461reported
HNW clients: 71reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 532reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••••• J•••• H••••••	Hinsdale, Il	Jan 14, 2003	24 y	0
J•••••• R•••••• C•••••	Burr Ridge, Il	May 8, 2013	36 y	0
S•••• E••••• M•••	Houston, Tx	Oct 9, 2014	29 y	1
N••••••• T••••• L•••••••	Burr Ridge, Il	Oct 14, 2022	36 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••• J••••••• R•••••• · Membercontrol
since 01/2016 · owns 50% to 75%
H••••••• J••••••• J•••• · Member; Chief Compliance Officer (2016)control
since 07/2002 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Burr Ridge, Il · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

HNW share shiftChange between filings · filing Mar 12, 2026
HNW share of RAUM moved from 42.0% to 58.0% between the annual amendments of 2025-02-05 and 2026-03-12
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 531 to 532
Feb 5, 2025 to Mar 12, 2026
HNW clients · 34 to 71
Feb 5, 2025 to Mar 12, 2026
Individual clients · 497 to 461
Feb 5, 2025 to Mar 12, 2026
Discretionary RAUM · $190M to $222M
Feb 5, 2025 to Mar 12, 2026
HNW RAUM · $80.5M to $128M
Feb 5, 2025 to Mar 12, 2026
Individual RAUM · $110M to $94.1M
Feb 5, 2025 to Mar 12, 2026
RAUM · $190M to $222M
Feb 5, 2025 to Mar 12, 2026
Accounts · 557 to 531
Dec 26, 2024 to Feb 5, 2025
HNW clients · 29 to 34
Dec 26, 2024 to Feb 5, 2025
Individual clients · 528 to 497
Dec 26, 2024 to Feb 5, 2025
Financial planning clients · unset to
Dec 26, 2024 to Feb 5, 2025
Discretionary RAUM · $191M to $190M
Dec 26, 2024 to Feb 5, 2025
HNW RAUM · $113M to $80.5M
Dec 26, 2024 to Feb 5, 2025
Individual RAUM · $77.7M to $110M
Dec 26, 2024 to Feb 5, 2025
RAUM · $191M to $190M
Dec 26, 2024 to Feb 5, 2025
Accounts · 564 to 557
Dec 4, 2023 to Feb 6, 2024
HNW clients · 37 to 29
Dec 4, 2023 to Feb 6, 2024
Individual clients · 527 to 528
Dec 4, 2023 to Feb 6, 2024
Discretionary RAUM · $189M to $191M
Dec 4, 2023 to Feb 6, 2024
HNW RAUM · $98.0M to $113M
Dec 4, 2023 to Feb 6, 2024
Individual RAUM · $90.9M to $77.7M
Dec 4, 2023 to Feb 6, 2024
RAUM · $189M to $191M
Dec 4, 2023 to Feb 6, 2024
Accounts · 348 to 564
Sep 13, 2022 to Feb 15, 2023
HNW clients · 46 to 37
Sep 13, 2022 to Feb 15, 2023
Individual clients · 302 to 527
Sep 13, 2022 to Feb 15, 2023
Discretionary RAUM · $169M to $189M
Sep 13, 2022 to Feb 15, 2023
HNW RAUM · $91.4M to $98.0M
Sep 13, 2022 to Feb 15, 2023
Individual RAUM · $77.8M to $90.9M
Sep 13, 2022 to Feb 15, 2023
RAUM · $169M to $189M
Sep 13, 2022 to Feb 15, 2023
Accounts · 444 to 348
Jan 19, 2021 to Feb 10, 2022
HNW clients · 25 to 46
Jan 19, 2021 to Feb 10, 2022
Individual clients · 193 to 302
Jan 19, 2021 to Feb 10, 2022
Pension plan clients · 1.0 to unset
Jan 19, 2021 to Feb 10, 2022
Discretionary RAUM · $109M to $169M
Jan 19, 2021 to Feb 10, 2022
HNW RAUM · $54.3M to $91.4M
Jan 19, 2021 to Feb 10, 2022
Individual RAUM · $55.1M to $77.8M
Jan 19, 2021 to Feb 10, 2022
Non-discretionary RAUM · $17.4M to $0
Jan 19, 2021 to Feb 10, 2022
Pension RAUM · 17363000.0 to unset
Jan 19, 2021 to Feb 10, 2022
RAUM · $127M to $169M
Jan 19, 2021 to Feb 10, 2022
Accounts · 137 to 444
Nov 28, 2017 to Jan 15, 2021

Signals

1 dated events

V•• I• I••••••••• L•• filed its initial SEC registration (Form ADV)
Nov 7, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

V•• I• I••••••••• L•• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business email: i•••@v••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 630-325-7249reportedpublished by the firm, firm site, Sep 17, 2026
Website: w••.v••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 630-674-7226reportedpublic record, Form ADV, Mar 12, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $55.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026