DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jdm Financial Group LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2012 · 22 filings
SEC status approved since Aug 10, 2021
RAUM
$353M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$353M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$88.2M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$353M as of Mar 31, 2026
Mar 31, 2012$36.6M then
HNW client RAUM$329M as of Mar 31, 2026
Mar 15, 2022$185M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 31, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Mar 15, 20224 then
Private funds: no history
RAUM +19% over the last fiscal year+20% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $88.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $446,581derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Wrap fee program
- $344MreportedItem 5.I
- Custody
- $112M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$329M93%
- Individuals$24.0M6.8%
- Individual clients
- 43reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 790reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $112M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey David MunjackCertified Financial Planner | Austin, Tx | Jan 12, 2011 | 27 y | 1 |
| Jessica Ann Rosenberg | Van Nuys, Ca | Aug 20, 2015 | 19 y | 1 |
| Maria BabiloniaCertified Financial Planner | Studio City, Ca | Mar 9, 2017 | 10 y | 0 |
| Jessica May RoksCertified Financial Planner | Irvine, Ca | Dec 16, 2024 | 14 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jessica May Roks from Empirical Wealth ManagementDec 16, 2024 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Jeffrey Munjack · Managing Member/Chief Compliance Officercontrolsince 03/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 799 to 790Mar 25, 2025 to Mar 31, 2026
- HNW clients · 91 to 99Mar 25, 2025 to Mar 31, 2026
- Individual clients · 52 to 43Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $79.3M to $112MMar 25, 2025 to Mar 31, 2026
- Employees · 5 to 4Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $296M to $353MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $266M to $329MMar 25, 2025 to Mar 31, 2026
- Individual RAUM · $30.4M to $24.0MMar 25, 2025 to Mar 31, 2026
- RAUM · $296M to $353MMar 25, 2025 to Mar 31, 2026
- Accounts · 710 to 799Aug 28, 2024 to Mar 25, 2025
- Advisory employees · 3 to 4Aug 28, 2024 to Mar 25, 2025
- HNW clients · 80 to 91Aug 28, 2024 to Mar 25, 2025
- Individual clients · 54 to 52Aug 28, 2024 to Mar 25, 2025
- Assets in custody · $31.8M to $79.3MAug 28, 2024 to Mar 25, 2025
- Employees · 4 to 5Aug 28, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Aug 28, 2024 to Mar 25, 2025
- HQ city · unset to Aug 28, 2024 to Mar 25, 2025
- HQ state · unset to Aug 28, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 4Aug 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $245M to $296MAug 28, 2024 to Mar 25, 2025
- HNW RAUM · $215M to $266MAug 28, 2024 to Mar 25, 2025
- Individual RAUM · $30.1M to $30.4MAug 28, 2024 to Mar 25, 2025
- RAUM · $245M to $296MAug 28, 2024 to Mar 25, 2025
- Other offices · 2 to 3Mar 8, 2024 to Aug 28, 2024
- Accounts · 859 to 710Nov 14, 2023 to Mar 8, 2024
- HNW clients · 68 to 80Nov 14, 2023 to Mar 8, 2024
- Individual clients · 67 to 54Nov 14, 2023 to Mar 8, 2024
- Assets in custody · $62.1M to $31.8MNov 14, 2023 to Mar 8, 2024
- Discretionary RAUM · $216M to $245MNov 14, 2023 to Mar 8, 2024
- HNW RAUM · $178M to $215MNov 14, 2023 to Mar 8, 2024
- Individual RAUM · $37.5M to $30.1MNov 14, 2023 to Mar 8, 2024
- RAUM · $216M to $245MNov 14, 2023 to Mar 8, 2024
- Accounts · 850 to 859Apr 26, 2023 to Nov 14, 2023
- HNW clients · 71 to 68Apr 26, 2023 to Nov 14, 2023
- Individual clients · 71 to 67Apr 26, 2023 to Nov 14, 2023
- Discretionary RAUM · $205M to $216MApr 26, 2023 to Nov 14, 2023
- HNW RAUM · $164M to $178MApr 26, 2023 to Nov 14, 2023
- Individual RAUM · $41.0M to $37.5MApr 26, 2023 to Nov 14, 2023
- RAUM · $205M to $216MApr 26, 2023 to Nov 14, 2023
- Succession · true to falseFeb 8, 2023 to Mar 31, 2023
Signals
2 dated events
- Jdm Financial Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Feb 8, 2023 · Succession (Item 4) · fact
- Jdm Financial Group Llc filed its initial SEC registration (Form ADV)Jul 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-479-4122reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/jdm-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jdmfinance.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (310) 479-4122reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- jdmfinance.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $88.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026