DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Greer Capital Advisors, LLC

Former SEC-registered adviserBirmingham, AlabamaCRD 122213SEC 801-68137IAPD
Latest filing Jun 15, 2012
First filing on the tape Mar 20, 2012 · 2 filings
RAUM
$59.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$59.6M gross assets
History
2 filings and snapshots on the tape
RAUM$59.6M as of Jun 15, 2012
Mar 20, 2012$59.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 15, 2012
Mar 20, 20120 then
Employees (5.A): no history
Private funds3 as of Jun 15, 2012
Mar 20, 20123 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 15, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$19.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Whitecap Alabama Growth Fund II, LLCOther Private Fund$21.9M5Mar 20, 2012
      Birmingham Technology Fund, L.P.Venture Capital Fund$21.4M27Mar 20, 2012
      S.C.O.U.T. Healthcare Fund, L.P.Venture Capital Fund$16.3M60Mar 20, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • H. Alan Dean · Managing Partner, Fund Operationscontrol
        since 09/2006 · owns less than 5%
      • Watkins Lawrence Greer · Managing Membercontrol
        since 06/2003 · owns 50% to 75%
      • Watkins Lawrence Jr. Greer · Chief Compliance Officer
        since 01/2007 · owns 5% to 10%
      • E. Jennifer King · Member
        since 06/2003 · owns 5% to 10%
      • Thomas William Mills · Member
        since 06/2003 · owns 5% to 10%
      • Debardeleben Charles Perry · Member
        since 06/2003 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026