DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
I•••••• C•••••• M•••••••••
Legal name I•••••• C•••••• M••••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Apr 3, 2012 · 18 filings
SEC status approved since Jun 14, 2006
RAUM
$254M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$208M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$254M as of Mar 30, 2026
Apr 3, 2012$162M then
HNW client RAUM$206M as of Mar 30, 2026
Mar 29, 2018$170M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 3, 20120 then
Employees (5.A)2 as of Mar 30, 2026
Mar 28, 20132 then
Private funds: 1
RAUM -7.9% over the last fiscal year-3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.1MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$206M81%
- Insurance companies$46.2M18%
- Individuals$1.9M0.7%
- Corporations and businesses$70,0840.0%
- Individual clients
- 38reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 99reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••• O•• F••• L•••no longer reported | Hedge Fund | $22,000 | 1 | Apr 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- I••••••• M••••••• C••••• · Presidentcontrolsince 06/1998 · owns 75% or more
- I••••••• C•••••• A•••••• · Chief Compliance Officersince 01/2001 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 112 to 99Mar 31, 2025 to Mar 30, 2026
- HNW clients · 14 to 12Mar 31, 2025 to Mar 30, 2026
- Individual clients · 42 to 38Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $276M to $254MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $229M to $206MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $3.8M to $1.9MMar 31, 2025 to Mar 30, 2026
- RAUM · $276M to $254MMar 31, 2025 to Mar 30, 2026
- Accounts · 111 to 112Mar 21, 2024 to Mar 31, 2025
- HNW clients · 13 to 14Mar 21, 2024 to Mar 31, 2025
- Individual clients · 46 to 42Mar 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $286M to $276MMar 21, 2024 to Mar 31, 2025
- HNW RAUM · $237M to $229MMar 21, 2024 to Mar 31, 2025
- Individual RAUM · $5.7M to $3.8MMar 21, 2024 to Mar 31, 2025
- RAUM · $286M to $276MMar 21, 2024 to Mar 31, 2025
- Accounts · 117 to 111Jul 19, 2023 to Mar 21, 2024
- HNW clients · 11 to 13Jul 19, 2023 to Mar 21, 2024
- Individual clients · 54 to 46Jul 19, 2023 to Mar 21, 2024
- Discretionary RAUM · $286M to $286MJul 19, 2023 to Mar 21, 2024
- HNW RAUM · $235M to $237MJul 19, 2023 to Mar 21, 2024
- Individual RAUM · $7.2M to $5.7MJul 19, 2023 to Mar 21, 2024
- RAUM · $286M to $286MJul 19, 2023 to Mar 21, 2024
- Accounts · 121 to 117Mar 29, 2022 to Mar 24, 2023
- Discretionary RAUM · $351M to $286MMar 29, 2022 to Mar 24, 2023
- HNW RAUM · $296M to $235MMar 29, 2022 to Mar 24, 2023
- Individual RAUM · $7.7M to $7.2MMar 29, 2022 to Mar 24, 2023
- RAUM · $351M to $286MMar 29, 2022 to Mar 24, 2023
- Accounts · 126 to 121Mar 10, 2021 to Mar 29, 2022
- Corporate clients · 2 to 1Mar 10, 2021 to Mar 29, 2022
- Individual clients · 55 to 54Mar 10, 2021 to Mar 29, 2022
- Discretionary RAUM · $262M to $351MMar 10, 2021 to Mar 29, 2022
- HNW RAUM · $212M to $296MMar 10, 2021 to Mar 29, 2022
- Individual RAUM · $8.5M to $7.7MMar 10, 2021 to Mar 29, 2022
- RAUM · $262M to $351MMar 10, 2021 to Mar 29, 2022
- Accounts · 132 to 126Jun 29, 2020 to Mar 10, 2021
- Corporate clients · 3 to 2Jun 29, 2020 to Mar 10, 2021
- HNW clients · 7 to 11Jun 29, 2020 to Mar 10, 2021
- Individual clients · 63 to 55Jun 29, 2020 to Mar 10, 2021
- Discretionary RAUM · $251M to $262MJun 29, 2020 to Mar 10, 2021
- HNW RAUM · $198M to $212MJun 29, 2020 to Mar 10, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••@i••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- l•••@i••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m•••@i••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-248-9888reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-248-9893reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- I••••••.COMreportedpublic record, Form ADV, Mar 30, 2026
- Principal office phone
- 585-248-9888reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- i••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026