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Former SEC-registered adviserFormer SEC adviser· Eagleville, Pennsylvania

Former SEC-registered adviser, based in Eagleville, Pennsylvania, reporting $7.2M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$7.2M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-3.3%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 9 Form ADV filings for this adviser, the latest 6.7 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 122708 · SEC 801-61464 · 9 filingsShow
CRD 122708SEC 801-61464First filing on the tape Mar 1, 2012, latest Jan 30, 2020IAPD
RAUM
$7.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$7.2M as of Jan 30, 2020
Mar 1, 2012$14.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 30, 2020
Mar 1, 20120 then
Employees (5.A)2 as of Jan 30, 2020
Mar 11, 20132 then
Private funds: no history
RAUM -3.3% over the last fiscal year-6.7% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jan 30, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$7.2M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• G•••• I••••• · Vice Presidentcontrol
        since 08/2002 · owns 25% to 50%
      • G••••••••• C•••••••• A••• · President, Ceo, Chief Compliance Officercontrol
        since 08/2002 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Other offices · 1 to 0
        Jan 30, 2019 to Jan 30, 2020
      • Discretionary RAUM · $7.5M to $7.2M
        Jan 30, 2019 to Jan 30, 2020
      • RAUM · $7.5M to $7.2M
        Jan 30, 2019 to Jan 30, 2020
      • Discretionary RAUM · $8.7M to $7.5M
        Jan 18, 2018 to Jan 30, 2019
      • RAUM · $8.7M to $7.5M
        Jan 18, 2018 to Jan 30, 2019
      • BD registered reps · 1 to 0
        Jan 25, 2017 to Jan 18, 2018
      • Charity clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • Corporate clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • HNW clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • Individual clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • Pension plan clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • Pooled vehicle clients · unset to 0.0
        Jan 25, 2017 to Jan 18, 2018
      • Other offices · unset to 1.0
        Jan 25, 2017 to Jan 18, 2018
      • Discretionary RAUM · $8.9M to $8.7M
        Jan 25, 2017 to Jan 18, 2018
      • RAUM · $8.9M to $8.7M
        Jan 25, 2017 to Jan 18, 2018
      • Discretionary RAUM · $10.3M to $8.9M
        Feb 2, 2016 to Jan 25, 2017
      • RAUM · $10.3M to $8.9M
        Feb 2, 2016 to Jan 25, 2017
      • Discretionary RAUM · $12.7M to $10.3M
        Jan 30, 2015 to Feb 2, 2016
      • RAUM · $12.7M to $10.3M
        Jan 30, 2015 to Feb 2, 2016
      • Discretionary RAUM · $13.5M to $12.7M
        Feb 19, 2014 to Jan 30, 2015
      • RAUM · $13.5M to $12.7M
        Feb 19, 2014 to Jan 30, 2015
      • Discretionary RAUM · $12.8M to $13.5M
        Mar 11, 2013 to Feb 19, 2014
      • RAUM · $12.8M to $13.5M
        Mar 11, 2013 to Feb 19, 2014
      • Advisory employees · unset to 2.0
        Mar 1, 2012 to Mar 11, 2013
      • BD registered reps · unset to 1.0
        Mar 1, 2012 to Mar 11, 2013
      • Employees · unset to 2.0
        Mar 1, 2012 to Mar 11, 2013
      • Discretionary RAUM · $14.6M to $12.8M
        Mar 1, 2012 to Mar 11, 2013
      • RAUM · $14.6M to $12.8M
        Mar 1, 2012 to Mar 11, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026