DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bluebay Asset Management Llp

Former SEC-registered adviserLondon, CRD 122793SEC 801-61494IAPD
Latest filing Jan 26, 2023
First filing on the tape Jan 30, 2012 · 58 filings
RAUM
$58B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
348
89 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
$1.1B gross assets
History
58 filings and snapshots on the tape
RAUM$58B as of Jan 26, 2023
Jan 30, 2012$36B then
HNW client RAUM$0 as of Jan 26, 2023
Jan 26, 2018$458M then
State-registered IARs (5.B.3)0 as of Jan 26, 2023
Jun 27, 20130 then
Employees (5.A)348 as of Jan 26, 2023
Jun 27, 2013312 then
Private funds6 as of Jan 26, 2023
Jun 27, 20123 then
RAUM -28% over the last fiscal year-1.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 26, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$368MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-28%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$30B52%
  • Banks and thrifts$9.4B16%
  • Corporations and businesses$8.3B14%
  • Pension and profit-sharing plans$3.5B6.2%
  • State and municipal entities$1.9B3.3%
  • Insurance companies$1.5B2.6%
  • Sovereign wealth funds$1.4B2.5%
  • Investment companies$1.2B2.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
16reported
Charitable clients
0reported
Accounts
158reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      14 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      The Bluebay Macro Fund Limitedno longer reportedHedge Fund$1.2B184Feb 28, 2013
      Ireland Corporate Credit Ino longer reportedOther Private Fund$161M12Feb 24, 2014
      Investment Grade Absolute Return Bond Spno longer reportedHedge Fund$146M2Aug 27, 2014
      The Bluebay Emerging Market Fixed Income Opportunity Fund LPno longer reportedHedge Fund$117M6Feb 28, 2013
      The Energing Market Fixed Income Opportunity Fund Limitedno longer reportedHedge Fund$108M2Feb 28, 2013
      Bluebay Emerging Market Enhanced Opportunity Fund LPno longer reportedHedge Fund$103M101May 1, 2012
      Bluebay Emerging Market Fixed Income Opportunity Master Fundno longer reportedHedge Fund$90.4M3Apr 3, 2013
      The Bluebay Emerging Market Enhanced Opportunity Fund Limitedno longer reportedHedge Fund$54.0M115Feb 28, 2013
      Bluebay Macro Fund, LPno longer reportedHedge Fund$51.4M16May 1, 2012
      The Bluebay Credit Equity Volatility Fund Limitedno longer reportedHedge Fund$37.0M8Feb 28, 2013
      Bluebay Macro Master Fund Limitedno longer reportedHedge Fund$583,2930Apr 3, 2013
      Bluebay Emerging Market Enhanced Opportunity Master Fund Limitedno longer reportedHedge Fund$519,220189Apr 3, 2013
      Direct Lending Fund (Co-Invest A) LPno longer reportedOther Private Fund$02Feb 24, 2016
      Global Funds Spc - Emerging Market Blended Bond SpOther Private Fund$00Apr 25, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • Pia Sandra Aversa · Non-Executive Board Membercontrol
        since 08/2019 · owns less than 5%
      • Josephine Cavanagh Anna Maria Bentley · Independent Non-Executive Member Of The Boardcontrol
        since 01/2019 · owns less than 5%
      • Jean-Philippe Blua · Chief Risk Officercontrol
        since 01/2022 · owns less than 5%
      • Frederick Paul Bromley · Chief Operating Officercontrol
        since 01/2022 · owns less than 5%
      • Edward Daniel Chornous · Non Executive Member Of The Boardcontrol
        since 12/2010 · owns less than 5%
      • Charles Mark Dowding · Executive Board Member, Chief Investment Officer And Co-Head Of Developed Markets, Partnercontrol
        since 04/2012 · owns less than 5%
      • Erich Gerth · Executive Board Member, Chief Executive Officer, Partnercontrol
        since 12/2012 · owns less than 5%
      • Antony Douglas Guzman · Non-Executive Board Membercontrol
        since 03/2016 · owns less than 5%
      • Neilson James Pettigrew · Independent Non-Executive Board Membercontrol
        since 03/2017 · owns less than 5%
      • David Anthony Pickering · Head Of Global Sales, Partnercontrol
        since 04/2020 · owns less than 5%
      • Michael Timotheou · Chief Compliance Officer, Partnercontrol
        since 03/2016 · owns less than 5%
      • Grant Damon Williams · Non-Executive Board Membercontrol
        since 06/2017 · owns less than 5%
      Entity owners
      • Bluebay Asset Management (Services) Ltd · Corporate Designated Member
        direct · owns 50% to 75%
      • Bluebay Asset Management Corporation Ltd · Corporate Member
        direct · owns less than 5%
      • Royal Bank Of Canada · Shareholder
        indirect · owns 75% or more of Royal Bank Holdings Institution · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Bluebay Asset Management Llp as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 170 to 158
        Jul 4, 2022 to Jan 26, 2023
      • Advisory employees · 91 to 89
        Jul 4, 2022 to Jan 26, 2023
      • Corporate clients · 29 to 38
        Jul 4, 2022 to Jan 26, 2023
      • Pension plan clients · 18 to 16
        Jul 4, 2022 to Jan 26, 2023
      • Pooled vehicle clients · 78 to 69
        Jul 4, 2022 to Jan 26, 2023
      • Employees · 343 to 348
        Jul 4, 2022 to Jan 26, 2023
      • Discretionary RAUM · $81B to $58B
        Jul 4, 2022 to Jan 26, 2023
      • Pension RAUM · $5.1B to $3.5B
        Jul 4, 2022 to Jan 26, 2023
      • Pooled vehicle RAUM · $43B to $30B
        Jul 4, 2022 to Jan 26, 2023
      • RAUM · $81B to $58B
        Jul 4, 2022 to Jan 26, 2023
      • Accounts · 127 to 170
        Nov 29, 2021 to Jan 28, 2022
      • Advisory employees · 78 to 91
        Nov 29, 2021 to Jan 28, 2022
      • Corporate clients · 17 to 29
        Nov 29, 2021 to Jan 28, 2022
      • Pension plan clients · 14 to 18
        Nov 29, 2021 to Jan 28, 2022
      • Pooled vehicle clients · 69 to 78
        Nov 29, 2021 to Jan 28, 2022
      • Employees · 325 to 343
        Nov 29, 2021 to Jan 28, 2022
      • Discretionary RAUM · $67B to $81B
        Nov 29, 2021 to Jan 28, 2022
      • Pension RAUM · $4.3B to $5.1B
        Nov 29, 2021 to Jan 28, 2022
      • Pooled vehicle RAUM · $39B to $43B
        Nov 29, 2021 to Jan 28, 2022
      • RAUM · $67B to $81B
        Nov 29, 2021 to Jan 28, 2022
      • Private funds · 5 to 6
        Jul 20, 2021 to Nov 29, 2021
      • Advisory employees · 76 to 78
        Oct 21, 2020 to Jan 28, 2021
      • Employees · 319 to 325
        Oct 21, 2020 to Jan 28, 2021
      • Private funds · 8 to 5
        Oct 21, 2020 to Jan 28, 2021
      • Discretionary RAUM · $67B to $67B
        Oct 21, 2020 to Jan 28, 2021
      • Pension RAUM · $4.3B to $4.3B
        Oct 21, 2020 to Jan 28, 2021
      • Pooled vehicle RAUM · $39B to $39B
        Oct 21, 2020 to Jan 28, 2021
      • RAUM · $67B to $67B
        Oct 21, 2020 to Jan 28, 2021
      • Accounts · 124 to 127
        May 28, 2020 to Oct 21, 2020
      • Charity clients · 13 to 0
        May 28, 2020 to Oct 21, 2020
      • Corporate clients · 8 to 17
        May 28, 2020 to Oct 21, 2020
      • HNW clients · 25 to 0
        May 28, 2020 to Oct 21, 2020
      • Pension plan clients · 102 to 14
        May 28, 2020 to Oct 21, 2020
      • Pooled vehicle clients · 26 to 69
        May 28, 2020 to Oct 21, 2020
      • Discretionary RAUM · $62B to $67B
        May 28, 2020 to Oct 21, 2020
      • HNW RAUM · $465M to $0
        May 28, 2020 to Oct 21, 2020
      • Pension RAUM · $9.8B to $4.3B
        May 28, 2020 to Oct 21, 2020
      • Pooled vehicle RAUM · $1.1B to $39B
        May 28, 2020 to Oct 21, 2020
      • RAUM · $62B to $67B
        May 28, 2020 to Oct 21, 2020
      • Private funds · 7 to 8
        Jan 29, 2020 to May 28, 2020
      Signals
      32 dated events
      • Bluebay Asset Management Llp reported RAUM $58.2B, down 28% from $80.6B (2022-07-04 to 2023-01-26)
        Jan 26, 2023 · RAUM change · derived
      • Jackson James Brace (General Counsel And Partnership Secretary, Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2022-07-04, absent 2023-01-26)
        Jan 26, 2023 · Control person left · inference
      • Polina Kurdyavko (Head Of Emerging Markets, Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2022-07-04, absent 2023-01-26)
        Jan 26, 2023 · Control person left · inference
      • Hector Therese Luc Leclercq (Executive Board Member, Chief Operating Officer And Chief Risk Officer, Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2022-07-04, absent 2023-01-26)
        Jan 26, 2023 · Control person left · inference
      • Frederick Paul Bromley (Chief Operating Officer) appeared on Schedule A of Bluebay Asset Management Llp
        Jan 26, 2023 · Control person joined · fact
      • Jean-Philippe Blua (Chief Risk Officer) appeared on Schedule A of Bluebay Asset Management Llp
        Jan 26, 2023 · Control person joined · fact
      • David Anthony Pickering (Head Of Global Sales, Partner) appeared on Schedule A of Bluebay Asset Management Llp
        Jan 28, 2022 · Control person joined · fact
      • Pia Sandra Aversa (Non-Executive Board Member) appeared on Schedule A of Bluebay Asset Management Llp
        Jan 28, 2022 · Control person joined · fact
      • Alan Craig Tennier (Chief Financial Officer, Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2021-11-29, absent 2022-01-28)
        Jan 28, 2022 · Control person left · inference
      • Cenk Turkinan (Global Head Of Sales, Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2020-01-29, absent 2020-05-28)
        May 28, 2020 · Control person left · inference
      • Bertram Alan Gibbins (Independent Non - Executive Director) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-05-30, absent 2020-01-29)
        Jan 29, 2020 · Control person left · inference
      • Josephine Cavanagh Anna Maria Bentley (Independent Non-Executive Member Of The Board) appeared on Schedule A of Bluebay Asset Management Llp
        Jan 29, 2020 · Control person joined · fact
      • Peter Anthony Fobel (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • John Ramsay Hugh Willis (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • (Nmn) Alexander Khein (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Jane Natalie Benitez-Castellano (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Frederick Paul Bromley (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • James Gould David Dowsett (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Jonathan Michael Reed (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Raphael Robelin (Chief Investment Officer & Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Barry Spencer Woodward (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Michael David Willmoth-Riley (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Rosentjerne Stephen Krag (Non-Executive Member Of The Board) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Andrew Archer (Partner, Chief Technology Officer) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Maxwell Blair Reid (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Monique Brown (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Jean-Philippe Blua (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Siu-Wai Ng (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • James Oliver Justin Jewell (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      • Russel Matthews (Partner) no longer on Schedule A of Bluebay Asset Management Llp (listed 2019-03-01, absent 2019-05-23)
        May 23, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026