DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pacesetter Financial Group, L.L.C.
Latest filing Sep 15, 2026
First filing on the tape Feb 14, 2012 · 7 filings
SEC status approved since Mar 21, 2024
RAUM
$170M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
88%
$150M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$42.6M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$170M as of Mar 5, 2026
Feb 14, 2012$38.6M then
HNW client RAUM$94.8M as of Mar 5, 2026
Feb 21, 2025$76.3M then
State-registered IARs (5.B.3)3 as of Mar 5, 2026
Feb 14, 20120 then
Employees (5.A)10 as of Mar 5, 2026
Feb 21, 20259 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $42.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $222,564derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$94.8M56%
- Individuals$55.4M32%
- Pension and profit-sharing plans$15.0M8.8%
- Charitable organizations$4.4M2.6%
- Corporations and businesses$1.0M0.6%
- Individual clients
- 307reported
- HNW clients
- 52reported
- Pension plan clients
- 4reported
- Charitable clients
- 4reported
- Accounts
- 766reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kristen Rose Minder LanningCertified Financial Planner | Lincoln, Il | Nov 19, 2004 | 25 y | 0 |
| Andrew Michael Fitzpatrick | Lincoln, Il | Dec 23, 2009 | 19 y | 0 |
| Timothy Ross BacusCertified Financial Planner | Lincoln, Il | Jun 6, 2018 | 14 y | 1 |
| Connor James Koberlein | Lincoln, Il | Aug 20, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Wade Allen Kaesebier to Sikich FinancialSep 1, 2017 · Other
Joined, latest
- Timothy Ross Bacus from Ameriprise Financial Services, LLCJun 6, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Andrew Fitzpatrick · Member, Owner, And Chief Operations Officercontrolsince 08/2013 · owns 25% to 50%
- Rose Minder Kristen Lanning · Member, Owner, And Chief Compliance Officercontrolsince 11/2006 · owns 25% to 50%
- Howard Andrew Hayes · Member And Ownersince 01/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
- J.M. Abbott & Associates, Ltd.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lincoln, Il · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Mar 5, 2026 to Sep 15, 2026
- Financial planning clients · 51-100 to 51-100Mar 5, 2026 to Sep 15, 2026
- State-registered IARs · 3 to 4Mar 5, 2026 to Sep 15, 2026
- Succession · false to unsetMar 5, 2026 to Sep 15, 2026
- Accounts · 744 to 766Feb 21, 2025 to Mar 5, 2026
- Advisory employees · 4 to 3Feb 21, 2025 to Mar 5, 2026
- HNW clients · 43 to 52Feb 21, 2025 to Mar 5, 2026
- Individual clients · 300 to 307Feb 21, 2025 to Mar 5, 2026
- Employees · 9 to 10Feb 21, 2025 to Mar 5, 2026
- State-registered IARs · 4 to 3Feb 21, 2025 to Mar 5, 2026
- Discretionary RAUM · $117M to $141MFeb 21, 2025 to Mar 5, 2026
- HNW RAUM · $76.3M to $94.8MFeb 21, 2025 to Mar 5, 2026
- Individual RAUM · $51.4M to $55.4MFeb 21, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $28.0M to $29.7MFeb 21, 2025 to Mar 5, 2026
- Pension RAUM · $12.8M to $15.0MFeb 21, 2025 to Mar 5, 2026
- RAUM · $145M to $170MFeb 21, 2025 to Mar 5, 2026
- Accounts · 699 to 744Sep 5, 2024 to Feb 21, 2025
- HNW clients · 42 to 43Sep 5, 2024 to Feb 21, 2025
- Individual clients · 291 to 300Sep 5, 2024 to Feb 21, 2025
- Pension plan clients · 2 to 4Sep 5, 2024 to Feb 21, 2025
- Financial planning clients · 26-50 to 51-100Sep 5, 2024 to Feb 21, 2025
- Discretionary RAUM · $100M to $117MSep 5, 2024 to Feb 21, 2025
- HNW RAUM · $64.3M to $76.3MSep 5, 2024 to Feb 21, 2025
- Individual RAUM · $47.8M to $51.4MSep 5, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $24.6M to $28.0MSep 5, 2024 to Feb 21, 2025
- Pension RAUM · $8.3M to $12.8MSep 5, 2024 to Feb 21, 2025
- RAUM · $125M to $145MSep 5, 2024 to Feb 21, 2025
- Accounts · 125 to 699Apr 16, 2012 to Feb 23, 2024
- Advisory employees · unset to 4.0Apr 16, 2012 to Feb 23, 2024
- Charity clients · unset to 4.0Apr 16, 2012 to Feb 23, 2024
- Corporate clients · unset to 4.0Apr 16, 2012 to Feb 23, 2024
- HNW clients · unset to 42.0Apr 16, 2012 to Feb 23, 2024
- Individual clients · unset to 291.0Apr 16, 2012 to Feb 23, 2024
- Pension plan clients · unset to 2.0Apr 16, 2012 to Feb 23, 2024
- Pooled vehicle clients · unset to 0.0Apr 16, 2012 to Feb 23, 2024
- Employees · unset to 9.0Apr 16, 2012 to Feb 23, 2024
- Financial planning clients · 11-25 to 26-50Apr 16, 2012 to Feb 23, 2024
- State-registered IARs · 0 to 4Apr 16, 2012 to Feb 23, 2024
- Other offices · unset to 0.0Apr 16, 2012 to Feb 23, 2024
- Discretionary RAUM · $26.6M to $100MApr 16, 2012 to Feb 23, 2024
Signals
4 dated events
- L Clayton George (Member) no longer on Schedule A of Pacesetter Financial Group, L.L.C. (listed 2024-02-23, absent 2024-09-05)Sep 5, 2024 · Control person left · inference
- Pacesetter Financial Group, L.L.C. filed its initial SEC registration (Form ADV)Feb 23, 2024 · First SEC registration · fact
- A. Debra Curry (Member) no longer on Schedule A of Pacesetter Financial Group, L.L.C. (listed 2012-04-16, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- Michael Andrew Fitzpatrick (Chief Operations Officer) appeared on Schedule A of Pacesetter Financial Group, L.L.C.Feb 23, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 217-735-1576reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/pacesetter-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pacesetterfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 217-735-1576reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- pacesetterfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026