DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• F•••••• H••••
Legal name C••••• F•••••••• P••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 12 filings
SEC status approved since Aug 9, 2018
RAUM
$213M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$154M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$35.5M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$213M as of Mar 27, 2026
Mar 29, 2012$91.5M then
HNW client RAUM$65.8M as of Mar 27, 2026
Feb 20, 2019$20.1M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Mar 27, 2026
Apr 30, 20136 then
Private funds: no history
RAUM +13% over the last fiscal year+12% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $35.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $399,442derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$88.3M41%
- High-net-worth individuals$65.8M31%
- Pension and profit-sharing plans$58.8M28%
- Individual clients
- 473reported
- HNW clients
- 50reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 533reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• N•• L•••••••Certified Financial Planner | Waterford, Mi | Dec 14, 2010 | 45 y | 0 |
| B•••• S•••••• L••••••• | Waterford, Mi | Dec 21, 2010 | 29 y | 0 |
| J•••• C• D•••• | Pittsburgh, Pa | Sep 4, 2013 | 26 y | 1 |
| B•••• J•••• M•••••• | Waterford, Mi | Mar 19, 2021 | 27 y | 0 |
| A•••• A••••• C••• | Waterford, Mi | Jan 1, 2025 | 14 y | 0 |
| D••••• L•• M•••• | Waterford, Mi | Dec 1, 2025 | 16 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• L•• M•••• from P•••• S••••••••• L••Dec 1, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• A••••• A••••• · Executive Vice Presidentcontrolsince 11/2021 · owns less than 5%
- L•••••••• B••••• S•••••• · Chief Compliance Officercontrolsince 06/2018 · owns less than 5%
- L•••••••• T•••••••• N•• · Chairmancontrolsince 10/2018 · owns 75% or more
Related persons
Schedule D 7.A
- F•••••••• F••••••• C••••••••• I•••LP sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waterford, Mi · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Southfield, MI1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 525 to 533Mar 19, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Mar 19, 2025 to Mar 27, 2026
- HNW clients · 38 to 50Mar 19, 2025 to Mar 27, 2026
- Individual clients · 477 to 473Mar 19, 2025 to Mar 27, 2026
- Employees · 9 to 10Mar 19, 2025 to Mar 27, 2026
- State-registered IARs · 5 to 6Mar 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $189M to $213MMar 19, 2025 to Mar 27, 2026
- HNW RAUM · $50.5M to $65.8MMar 19, 2025 to Mar 27, 2026
- Individual RAUM · $87.0M to $88.3MMar 19, 2025 to Mar 27, 2026
- Pension RAUM · $51.3M to $58.8MMar 19, 2025 to Mar 27, 2026
- RAUM · $189M to $213MMar 19, 2025 to Mar 27, 2026
- Accounts · 981 to 525Mar 26, 2024 to Mar 19, 2025
- HNW clients · 32 to 38Mar 26, 2024 to Mar 19, 2025
- Individual clients · 478 to 477Mar 26, 2024 to Mar 19, 2025
- Pension plan clients · 11 to 10Mar 26, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Mar 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $174M to $189MMar 26, 2024 to Mar 19, 2025
- HNW RAUM · $42.5M to $50.5MMar 26, 2024 to Mar 19, 2025
- Individual RAUM · $82.2M to $87.0MMar 26, 2024 to Mar 19, 2025
- Pension RAUM · $49.9M to $51.3MMar 26, 2024 to Mar 19, 2025
- RAUM · $174M to $189MMar 26, 2024 to Mar 19, 2025
- Accounts · 1,021 to 981Mar 27, 2023 to Mar 26, 2024
- HNW clients · 23 to 32Mar 27, 2023 to Mar 26, 2024
- Individual clients · 481 to 478Mar 27, 2023 to Mar 26, 2024
- Employees · 8 to 9Mar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $151M to $174MMar 27, 2023 to Mar 26, 2024
- HNW RAUM · $31.8M to $42.5MMar 27, 2023 to Mar 26, 2024
- Individual RAUM · $75.7M to $82.2MMar 27, 2023 to Mar 26, 2024
- Pension RAUM · $43.9M to $49.9MMar 27, 2023 to Mar 26, 2024
- RAUM · $151M to $174MMar 27, 2023 to Mar 26, 2024
- Accounts · 863 to 1,021Mar 9, 2022 to Mar 27, 2023
- HNW clients · 35 to 23Mar 9, 2022 to Mar 27, 2023
- Individual clients · 435 to 481Mar 9, 2022 to Mar 27, 2023
- Pension plan clients · 10 to 11Mar 9, 2022 to Mar 27, 2023
- Employees · 9 to 8Mar 9, 2022 to Mar 27, 2023
- Financial planning clients · 101-250 to 51-100Mar 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $176M to $151MMar 9, 2022 to Mar 27, 2023
- HNW RAUM · $47.7M to $31.8MMar 9, 2022 to Mar 27, 2023
- Individual RAUM · $75.9M to $75.7MMar 9, 2022 to Mar 27, 2023
- Pension RAUM · $52.3M to $43.9MMar 9, 2022 to Mar 27, 2023
Signals
3 dated events
- Andrew Aaron Cary (Executive Vice President) appeared on Schedule A of F•••••••• F•••••• H••••Mar 9, 2022 · Control person joined · fact
- C••••• F•••••••• F•••••• H•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 9, 2018 · Succession (Item 4) · fact
- C••••• F•••••••• F•••••• H•••• filed its initial SEC registration (Form ADV)Jul 9, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- service@yourffh.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 248-673-2900reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-754-9933reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- YourFFH.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-673-2900reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026