DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Frank, Rimerman Advisors LLC
Latest filing Mar 28, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Jul 1, 2003
RAUM
$3.4B
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
100%
$3.4B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$3.4B as of Mar 28, 2026
Aug 28, 2012$321M then
HNW client RAUM$3.4B as of Mar 28, 2026
Mar 29, 2018$809M then
State-registered IARs (5.B.3)2 as of Mar 28, 2026
Jul 12, 20130 then
Employees (5.A)5 as of Mar 28, 2026
Jul 12, 20132 then
Private funds: no history
RAUM +13% over the last fiscal year+26% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $32.0MderivedHNW RAUM over HNW clients
- Average account
- $7.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $893M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.4B100%
- Charitable organizations$7.9M0.2%
- Individual clients
- n/areported
- HNW clients
- 106reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 438reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $893M for 50 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Adam Jay GenslerCertified Financial Planner | Palo Alto, Ca | Jan 22, 2024 | 24 y | 3 |
| Brian Matthew Kreischer | San Francisco, Ca | Mar 4, 2025 | 35 y | 0 |
| Patrick Joseph SullivanChartered Financial Analyst | Palo Alto, Ca | Dec 12, 2025 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Scott Michael Draper to Pennington Financial GroupAug 23, 2007 · Other
Joined, latest
- Adam Jay Gensler from Opes Advisors, Inc.Jan 22, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Brian Kreischer · Administrative Oversight Manager Of Frank, Rimerman Advisors LLCcontrolsince 01/2015 · owns less than 5%
- John Michael Rewkiewicz · Administrative Oversight Managerof Frank, Rimerman Advisors LLCcontrolsince 03/2026 · owns less than 5%
- Delceta Dahlia Black · Chief Compliance Officersince 08/2024 · owns less than 5%
Entity owners
- Frank, Rimerman + Co. Llp · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Frank, Rimerman + Co. Llpinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palo Alto, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 28, 2026RAUM per registered advisor of $1,133,013,010 against a peer median of $146,413,945 (1221 comparable advisers, 100.0th percentile, 10.0 robust deviations)peers: independent wealth managers, $1B to $5B (1,221) · 100% percentile
- control person changedChange between filings · filing Mar 28, 2026REWKIEWICZ, MICHAEL, JOHN (ADMINISTRATIVE OVERSIGHT MANAGEROF FRANK, RIMERMAN ADVISORS LLC) appeared on Schedule A between the filings of 2024-09-06 and 2026-03-28peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 28, 2026KREISCHER, BRIAN, MATTHEW (ADMINISTRATIVE OVERSIGHT MANAGER OF FRANK, RIMERMAN ADVISORS LLC) left Schedule A between the filings of 2024-09-06 and 2026-03-28peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 430 to 438Mar 26, 2025 to Mar 28, 2026
- Charity clients · 1.0 to unsetMar 26, 2025 to Mar 28, 2026
- HNW clients · 104 to 106Mar 26, 2025 to Mar 28, 2026
- Assets in custody · $879M to $893MMar 26, 2025 to Mar 28, 2026
- Discretionary RAUM · $2.2B to $2.5BMar 26, 2025 to Mar 28, 2026
- HNW RAUM · $3.0B to $3.4BMar 26, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $770M to $900MMar 26, 2025 to Mar 28, 2026
- RAUM · $3.0B to $3.4BMar 26, 2025 to Mar 28, 2026
- Accounts · 412 to 430Jan 9, 2025 to Mar 26, 2025
- HNW clients · 98 to 104Jan 9, 2025 to Mar 26, 2025
- Assets in custody · $198M to $879MJan 9, 2025 to Mar 26, 2025
- Financial planning clients · 51-100 to 51-100Jan 9, 2025 to Mar 26, 2025
- Discretionary RAUM · $1.6B to $2.2BJan 9, 2025 to Mar 26, 2025
- HNW RAUM · $2.0B to $3.0BJan 9, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $429M to $770MJan 9, 2025 to Mar 26, 2025
- RAUM · $2.0B to $3.0BJan 9, 2025 to Mar 26, 2025
- Accounts · 356 to 412Nov 1, 2023 to Mar 29, 2024
- Advisory employees · 2 to 3Nov 1, 2023 to Mar 29, 2024
- Charity clients · unset to 1.0Nov 1, 2023 to Mar 29, 2024
- HNW clients · 93 to 98Nov 1, 2023 to Mar 29, 2024
- Assets in custody · $140M to $198MNov 1, 2023 to Mar 29, 2024
- Employees · 4 to 5Nov 1, 2023 to Mar 29, 2024
- State-registered IARs · 0 to 2Nov 1, 2023 to Mar 29, 2024
- Other offices · 2 to 3Nov 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.4B to $1.6BNov 1, 2023 to Mar 29, 2024
- HNW RAUM · $1.7B to $2.0BNov 1, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $269M to $429MNov 1, 2023 to Mar 29, 2024
- RAUM · $1.7B to $2.0BNov 1, 2023 to Mar 29, 2024
- Assets in custody · unset to 139731757.0Mar 29, 2023 to Aug 4, 2023
- Custody of client assets · false to trueMar 29, 2023 to Aug 4, 2023
- Accounts · 311 to 356Jan 4, 2023 to Mar 29, 2023
- HNW clients · 96 to 93Jan 4, 2023 to Mar 29, 2023
- Discretionary RAUM · $1.2B to $1.4BJan 4, 2023 to Mar 29, 2023
- HNW RAUM · $1.4B to $1.7BJan 4, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $222M to $269MJan 4, 2023 to Mar 29, 2023
- RAUM · $1.4B to $1.7BJan 4, 2023 to Mar 29, 2023
- Accounts · 103 to 311Mar 30, 2021 to Mar 31, 2022
- HNW clients · 103 to 96Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.3B to $1.2BMar 30, 2021 to Mar 31, 2022
- HNW RAUM · $1.5B to $1.4BMar 30, 2021 to Mar 31, 2022
Signals
7 dated events
- Frank, Rimerman Advisors Llc reported RAUM $3.0B, up 50% from $2.0B (2025-01-09 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Nmn Carolyn Mendelson (Chief Compliance Officer) no longer on Schedule A of Frank, Rimerman Advisors Llc (listed 2024-03-29, absent 2024-09-06)Sep 6, 2024 · Control person left · inference
- D Dahlia Black (Chief Compliance Officer) appeared on Schedule A of Frank, Rimerman Advisors LlcSep 6, 2024 · Control person joined · fact
- Van Larry Gentry (Chief Compliance Officer) no longer on Schedule A of Frank, Rimerman Advisors Llc (listed 2023-08-04, absent 2023-11-01)Nov 1, 2023 · Control person left · inference
- Carolyn Weisberger (Chief Compliance Officer) appeared on Schedule A of Frank, Rimerman Advisors LlcNov 1, 2023 · Control person joined · fact
- Frank, Rimerman Advisors Llc reported RAUM $1.4B, up 59% from $877.9M (2019-03-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Frank, Rimerman Advisors Llc reported RAUM $808.8M, up 26% from $641.5M (2017-03-22 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Frank, Rimerman Advisors LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 650-845-8100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-842-1253reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- frankrimerman.com/services-for-individuals/private-wealth-mareportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 650-845-8100reportedpublic record, Form ADV, Mar 28, 2026
- Contact form
- frankrimerman.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- frankrimerman.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026