DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C••••••• A•••• M••••••••• L•••••
Latest filing Mar 12, 2026
First filing on the tape Mar 23, 2012 · 23 filings
SEC status approved since Jun 12, 2003
RAUM
$1.2B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
85%
$1.0B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$240M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.2B as of Mar 12, 2026
Mar 23, 2012$298M then
HNW client RAUM$955M as of Mar 12, 2026
Mar 29, 2018$455M then
State-registered IARs (5.B.3)5 as of Mar 12, 2026
Mar 23, 20120 then
Employees (5.A)7 as of Mar 12, 2026
Apr 1, 20133 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $240MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $926,647derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$955M80%
- Charitable organizations$180M15%
- Individuals$65.7M5.5%
- Individual clients
- 201reported
- HNW clients
- 210reported
- Pension plan clients
- 0reported
- Charitable clients
- 20reported
- Accounts
- 1,295reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• H••••••• W••••••Certified Financial Planner | Ann Arbor, Mi | Sep 14, 2010 | 28 y | 0 |
| L•••• M•••••••• M•••••• | Ann Arbor, Mi | Apr 4, 2016 | 21 y | 0 |
| C••••••• N••••• S•••• | Ann Arbor, Mi | May 15, 2018 | 8 y | 0 |
| K••• L••• S••••••• | Ann Arbor, Mi | Jun 26, 2020 | 19 y | 0 |
| C•••• H•••• L•••• | Ann Arbor, Mi | Jan 6, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C•••••• J• C••• to C•••••••• F•••••••• G•••• L••Dec 16, 2024 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J••••••• R••• · Chief Compliance Officercontrolsince 03/2026 · owns less than 5%
- W••••••• B••••• H••••••• · Presidentcontrolsince 12/1997 · owns 75% or more
- M••••••• L••••• M•••••••• · Chief Compliance Officersince 09/2005 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ann Arbor, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 12, 2026H••••• J••••••• R••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2012-03-23 and 2026-03-12peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,327 to 1,295Apr 8, 2025 to Mar 12, 2026
- Advisory employees · 4 to 6Apr 8, 2025 to Mar 12, 2026
- HNW clients · 205 to 210Apr 8, 2025 to Mar 12, 2026
- Individual clients · 199 to 201Apr 8, 2025 to Mar 12, 2026
- Employees · 6 to 7Apr 8, 2025 to Mar 12, 2026
- State-registered IARs · 4 to 5Apr 8, 2025 to Mar 12, 2026
- Discretionary RAUM · $979M to $1.1BApr 8, 2025 to Mar 12, 2026
- HNW RAUM · $850M to $955MApr 8, 2025 to Mar 12, 2026
- Individual RAUM · $64.2M to $65.7MApr 8, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $71.7M to $96.2MApr 8, 2025 to Mar 12, 2026
- RAUM · $1.1B to $1.2BApr 8, 2025 to Mar 12, 2026
- Accounts · 1,324 to 1,327May 23, 2024 to Apr 8, 2025
- Advisory employees · 5 to 4May 23, 2024 to Apr 8, 2025
- Charity clients · 21 to 20May 23, 2024 to Apr 8, 2025
- HNW clients · 207 to 205May 23, 2024 to Apr 8, 2025
- Individual clients · 198 to 199May 23, 2024 to Apr 8, 2025
- Employees · 7 to 6May 23, 2024 to Apr 8, 2025
- Financial planning clients · 251-500 to 251-500May 23, 2024 to Apr 8, 2025
- State-registered IARs · 5 to 4May 23, 2024 to Apr 8, 2025
- Discretionary RAUM · $911M to $979MMay 23, 2024 to Apr 8, 2025
- HNW RAUM · $798M to $850MMay 23, 2024 to Apr 8, 2025
- Individual RAUM · $63.1M to $64.2MMay 23, 2024 to Apr 8, 2025
- Non-discretionary RAUM · $69.3M to $71.7MMay 23, 2024 to Apr 8, 2025
- RAUM · $980M to $1.1BMay 23, 2024 to Apr 8, 2025
- Corporate clients · unset to 0.0Mar 18, 2024 to May 21, 2024
- Pension plan clients · unset to 0.0Mar 18, 2024 to May 21, 2024
- Pooled vehicle clients · unset to 0.0Mar 18, 2024 to May 21, 2024
- Pension RAUM · unset to 0.0Mar 18, 2024 to May 21, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 18, 2024 to May 21, 2024
- Accounts · 1,176 to 1,324Apr 6, 2023 to Mar 18, 2024
- Charity clients · 16 to 21Apr 6, 2023 to Mar 18, 2024
- HNW clients · 152 to 207Apr 6, 2023 to Mar 18, 2024
- Individual clients · 208 to 198Apr 6, 2023 to Mar 18, 2024
- Employees · 6 to 7Apr 6, 2023 to Mar 18, 2024
- Discretionary RAUM · $731M to $911MApr 6, 2023 to Mar 18, 2024
- HNW RAUM · $619M to $798MApr 6, 2023 to Mar 18, 2024
- Individual RAUM · $70.9M to $63.1MApr 6, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $63.5M to $69.3MApr 6, 2023 to Mar 18, 2024
- RAUM · $795M to $980MApr 6, 2023 to Mar 18, 2024
- Accounts · 1,125 to 1,176Mar 30, 2022 to Apr 6, 2023
Signals
1 dated events
- C•••••• J• C••• left C••••••• A•••• M••••••••• L••••• for C•••••••• F•••••••• G•••• L•• (registered 2024-12-05)Dec 16, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 734-665-1455reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- C•••••••ASSET.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 734-665-1455reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $240Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026