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K•• I••••••••• I•••

Former SEC-registered adviserFormer SEC adviser1 private fundswebsite

Former SEC-registered adviser, reporting $49.8M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$49.8M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
+2.8%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 124267 · SEC 801-66268 · 10 filingsShow
CRD 124267SEC 801-66268First filing on the tape Mar 29, 2012, latest Jun 24, 2015IAPD
RAUM
$49.8M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$49.8M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$6.7M gross assets
History
10 filings and snapshots on the tape
RAUM$49.8M as of Mar 30, 2015
Mar 29, 2012$48.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2015
Mar 29, 20120 then
Employees (5.A)1 as of Mar 30, 2015
Feb 22, 20131 then
Private funds1 as of Mar 30, 2015
Mar 29, 20121 then
RAUM +2.8% over the last fiscal year+1.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 24, 2015; every figure names its basis
RAUM per advisor
$49.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$187,845derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
265reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D•••••• J••••• K••Manakin-Sabot, VaJul 6, 201540 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•• I••••• P••••••• L•••Other Private Fund$6.7M1Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K••• A••••• B•••••• · Shareholdercontrol
        since 04/2000 · owns 75% or more
      • K••• D••••••• J••••• · President / Chief Compliance Officercontrol
        since 04/2000 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • K•• I••••• M••••••••• I•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 93 to 265
        Feb 10, 2015 to Mar 30, 2015
      • Financial planning clients · unset to 0
        Feb 10, 2015 to Mar 30, 2015
      • Discretionary RAUM · $49.2M to $47.1M
        Feb 10, 2015 to Mar 30, 2015
      • Non-discretionary RAUM · $537,092 to $2.7M
        Feb 10, 2015 to Mar 30, 2015
      • Accounts · 266 to 93
        Mar 27, 2014 to Jan 13, 2015
      • Discretionary RAUM · $45.9M to $49.2M
        Mar 27, 2014 to Jan 13, 2015
      • Non-discretionary RAUM · $2.5M to $537,092
        Mar 27, 2014 to Jan 13, 2015
      • RAUM · $48.4M to $49.8M
        Mar 27, 2014 to Jan 13, 2015
      • Accounts · 270 to 266
        Feb 22, 2013 to Mar 27, 2014
      • Discretionary RAUM · $48.4M to $45.9M
        Feb 22, 2013 to Mar 27, 2014
      • Non-discretionary RAUM · $377,261 to $2.5M
        Feb 22, 2013 to Mar 27, 2014
      • RAUM · $48.8M to $48.4M
        Feb 22, 2013 to Mar 27, 2014
      • Accounts · 91 to 270
        Mar 29, 2012 to Feb 22, 2013
      • Advisory employees · unset to 1.0
        Mar 29, 2012 to Feb 22, 2013
      • Advisory activities · 3 to 4
        Mar 29, 2012 to Feb 22, 2013
      • Employees · unset to 1.0
        Mar 29, 2012 to Feb 22, 2013
      • Financial planning clients · 0 to unset
        Mar 29, 2012 to Feb 22, 2013
      • State-registered IARs · 0 to 1
        Mar 29, 2012 to Feb 22, 2013
      • Discretionary RAUM · $44.9M to $48.4M
        Mar 29, 2012 to Feb 22, 2013
      • Non-discretionary RAUM · $3.1M to $377,261
        Mar 29, 2012 to Feb 22, 2013
      • RAUM · $48.0M to $48.8M
        Mar 29, 2012 to Feb 22, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $49.8Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026