DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

C••• M••••••••• P•••••••• L•••

Former SEC-registered adviserMenlo Park, CaliforniaCRD 124474SEC 801-120901IAPD
Legal name C••• M••••••••• P•••••••• L•
Latest filing Mar 30, 2021
First filing on the tape Nov 22, 2011 · 6 filings
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$131M gross assets
History
6 filings and snapshots on the tape
RAUM$131M as of Mar 30, 2021
Nov 22, 2011$56.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2021
Nov 22, 20110 then
Employees (5.A)2 as of Mar 30, 2021
Mar 23, 20212 then
Private funds1 as of Mar 30, 2021
Mar 23, 20211 then
Practice profile
derived from the filing of Mar 30, 2021; every figure names its basis
RAUM per advisor
$65.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$131MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$131M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$131M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$131M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••• M••••••••• P•••••••• L•••Hedge Fund$131M30Mar 23, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• W•••••• F•••••••• · General Partnercontrol
        since 03/1989 · owns 50% to 75%
      • F••••••••• J••• H•••• · General Partnercontrol
        since 01/1994 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 2.0
        Dec 13, 2011 to Mar 23, 2021
      • Charity clients · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • Corporate clients · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • HNW clients · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • Individual clients · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • Pension plan clients · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • Pooled vehicle clients · unset to 1.0
        Dec 13, 2011 to Mar 23, 2021
      • Assets in custody · $50.0M to $131M
        Dec 13, 2011 to Mar 23, 2021
      • Employees · unset to 2.0
        Dec 13, 2011 to Mar 23, 2021
      • Insurance-licensed employees · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • State-registered IARs · 0 to 2
        Dec 13, 2011 to Mar 23, 2021
      • Legal name · W••••• F B••••••••• to C••• M••••••••• P•••••••• L•
        Dec 13, 2011 to Mar 23, 2021
      • Other offices · unset to 0.0
        Dec 13, 2011 to Mar 23, 2021
      • Organization form · Partnership to Limited Partnership
        Dec 13, 2011 to Mar 23, 2021
      • Private funds · unset to 1
        Dec 13, 2011 to Mar 23, 2021
      • Discretionary RAUM · $56.3M to $131M
        Dec 13, 2011 to Mar 23, 2021
      • Pooled vehicle RAUM · unset to 130813000.0
        Dec 13, 2011 to Mar 23, 2021
      • RAUM · $56.3M to $131M
        Dec 13, 2011 to Mar 23, 2021
      • Assets in custody · unset to 50000000.0
        Nov 22, 2011 to Dec 8, 2011
      • Legal name · C.G.MANAGEMENT PARTNERS, L.P. to W••••• F B•••••••••
        Nov 22, 2011 to Nov 22, 2011
      Signals
      1 dated events
      • C••• M••••••••• P•••••••• L••• filed its initial SEC registration (Form ADV)
        Mar 23, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026