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SEC-registered adviser

O•••••• M••••••••• I•••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 124513SEC 801-78700IAPD
Latest filing Feb 19, 2026
First filing on the tape Oct 9, 2013 · 23 filings
SEC status approved since Oct 29, 2013
RAUM
$803M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$803M as of Feb 19, 2026
Mar 31, 2014$143M then
HNW client RAUM: $346M
State-registered IARs (5.B.3)0 as of Feb 19, 2026
Mar 31, 20140 then
Employees (5.A)4 as of Feb 19, 2026
Mar 31, 20143 then
Private funds1 as of Feb 19, 2026
Mar 31, 20141 then
RAUM +26% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$401MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$789M98%
  • Corporations and businesses$13.6M1.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O••••••• L•••Hedge Fund$422M63Oct 9, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• J••••• A•••• · President/Chief Compliance Officercontrol
        since 02/1996 · owns 75% or more
      Related persons
      Schedule D 7.A
      • O•••••• G• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 4
        Jul 29, 2025 to Feb 19, 2026
      • Corporate clients · unset to 1.0
        Jul 29, 2025 to Feb 19, 2026
      • Employees · 3 to 4
        Jul 29, 2025 to Feb 19, 2026
      • Discretionary RAUM · $640M to $803M
        Jul 29, 2025 to Feb 19, 2026
      • Pooled vehicle RAUM · $623M to $789M
        Jul 29, 2025 to Feb 19, 2026
      • RAUM · $640M to $803M
        Jul 29, 2025 to Feb 19, 2026
      • Related adviser · true to false
        Jul 29, 2025 to Feb 19, 2026
      • Financial planning clients · unset to
        Mar 28, 2025 to Jul 29, 2025
      • Employees · 4 to 3
        Mar 26, 2024 to Mar 28, 2025
      • Discretionary RAUM · $432M to $640M
        Mar 26, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $422M to $623M
        Mar 26, 2024 to Mar 28, 2025
      • RAUM · $432M to $640M
        Mar 26, 2024 to Mar 28, 2025
      • Employees · 3 to 4
        Mar 27, 2023 to Mar 26, 2024
      • Discretionary RAUM · $422M to $432M
        Mar 27, 2023 to Mar 26, 2024
      • Pooled vehicle RAUM · $405M to $422M
        Mar 27, 2023 to Mar 26, 2024
      • RAUM · $422M to $432M
        Mar 27, 2023 to Mar 26, 2024
      • Advisory employees · 2 to 3
        Oct 7, 2022 to Mar 27, 2023
      • Custody of client assets · false to true
        Oct 7, 2022 to Mar 27, 2023
      • Discretionary RAUM · $598M to $422M
        Oct 7, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $572M to $405M
        Oct 7, 2022 to Mar 27, 2023
      • RAUM · $598M to $422M
        Oct 7, 2022 to Mar 27, 2023
      • Accounts · 61 to 2
        Apr 1, 2022 to Oct 7, 2022
      • Charity clients · 1.0 to unset
        Apr 1, 2022 to Oct 7, 2022
      • Corporate clients · 1.0 to unset
        Apr 1, 2022 to Oct 7, 2022
      • HNW clients · 57.0 to unset
        Apr 1, 2022 to Oct 7, 2022
      • Pooled vehicle clients · unset to 1.0
        Apr 1, 2022 to Oct 7, 2022
      • Discretionary RAUM · $572M to $598M
        Apr 1, 2022 to Oct 7, 2022
      • HNW RAUM · 345712503.0 to unset
        Apr 1, 2022 to Oct 7, 2022
      • Pooled vehicle RAUM · unset to 572205998.0
        Apr 1, 2022 to Oct 7, 2022
      • RAUM · $572M to $598M
        Apr 1, 2022 to Oct 7, 2022
      • Accounts · 2 to 61
        Mar 31, 2021 to Apr 1, 2022
      • Charity clients · unset to 1.0
        Mar 31, 2021 to Apr 1, 2022
      • HNW clients · unset to 57.0
        Mar 31, 2021 to Apr 1, 2022
      • Pooled vehicle clients · 1.0 to unset
        Mar 31, 2021 to Apr 1, 2022
      • Discretionary RAUM · $833M to $572M
        Mar 31, 2021 to Apr 1, 2022
      • HNW RAUM · unset to 345712503.0
        Mar 31, 2021 to Apr 1, 2022
      • Pooled vehicle RAUM · 802486936.0 to unset
        Mar 31, 2021 to Apr 1, 2022
      • RAUM · $833M to $572M
        Mar 31, 2021 to Apr 1, 2022
      • Corporate clients · unset to 1.0
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $505M to $833M
        Mar 30, 2020 to Mar 31, 2021
      Signals
      8 dated events
      • O•••••• M••••••••• I••• reported RAUM $802.8M, up 26% from $639.6M (2025-07-29 to 2026-02-19)
        Feb 19, 2026 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $639.6M, up 48% from $432.5M (2024-03-26 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $422.0M, down 29% from $597.7M (2022-10-07 to 2023-03-27)
        Mar 27, 2023 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $572.2M, down 31% from $833.4M (2021-03-31 to 2022-04-01)
        Apr 1, 2022 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $833.4M, up 65% from $505.1M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $505.1M, up 65% from $305.3M (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • O•••••• M••••••••• I••• reported RAUM $322.4M, up 74% from $184.9M (2017-03-26 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • R••• R••••• C•••••• M••••••••• C•••• filed its initial SEC registration (Form ADV)
        Oct 9, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      617-229-5085reportedpublic record, Form ADV, Feb 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026