DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wasserman Wealth Management, LLC

Former SEC-registered adviserFarmington Hills, MichiganCRD 124556SEC 801-66931IAPD
Latest filing Feb 5, 2024
First filing on the tape Mar 24, 2012 · 17 filings
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$303M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$306M as of Feb 5, 2024
Mar 24, 2012$95.7M then
HNW client RAUM$251M as of Feb 5, 2024
Mar 14, 2018$182M then
State-registered IARs (5.B.3)3 as of Feb 5, 2024
Mar 24, 20120 then
Employees (5.A)5 as of Feb 5, 2024
Mar 23, 20133 then
Private funds: no history
RAUM +14% over the last fiscal year+7.4% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 5, 2024; every figure names its basis
RAUM per advisor
$102MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.0MderivedHNW RAUM over HNW clients
Average account
$553,407derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.8%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$14.0M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$251M82%
  • Individuals$52.0M17%
  • Corporations and businesses$3.5M1.1%
Individual clients
118reported
HNW clients
63reported
Pension plan clients
n/areported
Charitable clients
0reported
Accounts
553reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$14.0M for 5 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Christopher Keith Rybak · Membercontrol
      since 01/2010 · owns 25% to 50%
    • Alan Bradley Wasserman · Managing Member & Chief Compliance Officercontrol
      since 11/2000 · owns less than 5%
    Entity owners
    • Bradley A. Wasserman Living Trust U/A/D May 21, 1993, As Amended And Restated · Managing Member
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    • Wasserman & Rybak, Pllc
      insurancen
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Farmington Hills, Mi · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 526 to 553
      Jan 22, 2024 to Feb 5, 2024
    • HNW clients · 61 to 63
      Jan 22, 2024 to Feb 5, 2024
    • Individual clients · 110 to 118
      Jan 22, 2024 to Feb 5, 2024
    • Assets in custody · $6.9M to $14.0M
      Jan 22, 2024 to Feb 5, 2024
    • Discretionary RAUM · $267M to $306M
      Jan 22, 2024 to Feb 5, 2024
    • HNW RAUM · $217M to $251M
      Jan 22, 2024 to Feb 5, 2024
    • Individual RAUM · $43.4M to $52.0M
      Jan 22, 2024 to Feb 5, 2024
    • Pension RAUM · 4265335.0 to unset
      Jan 22, 2024 to Feb 5, 2024
    • RAUM · $267M to $306M
      Jan 22, 2024 to Feb 5, 2024
    • Accounts · 495 to 526
      Mar 16, 2022 to Mar 28, 2023
    • Corporate clients · 7 to 6
      Mar 16, 2022 to Mar 28, 2023
    • Individual clients · 105 to 110
      Mar 16, 2022 to Mar 28, 2023
    • Pension plan clients · 1.0 to unset
      Mar 16, 2022 to Mar 28, 2023
    • Assets in custody · $7.8M to $6.9M
      Mar 16, 2022 to Mar 28, 2023
    • Discretionary RAUM · $285M to $267M
      Mar 16, 2022 to Mar 28, 2023
    • HNW RAUM · $231M to $217M
      Mar 16, 2022 to Mar 28, 2023
    • Individual RAUM · $45.5M to $43.4M
      Mar 16, 2022 to Mar 28, 2023
    • Pension RAUM · $4.6M to $4.3M
      Mar 16, 2022 to Mar 28, 2023
    • RAUM · $285M to $267M
      Mar 16, 2022 to Mar 28, 2023
    • Accounts · 472 to 495
      Mar 24, 2021 to Mar 16, 2022
    • Corporate clients · 6 to 7
      Mar 24, 2021 to Mar 16, 2022
    • Individual clients · 97 to 105
      Mar 24, 2021 to Mar 16, 2022
    • Assets in custody · $0 to $7.8M
      Mar 24, 2021 to Mar 16, 2022
    • Employees · 4 to 5
      Mar 24, 2021 to Mar 16, 2022
    • Discretionary RAUM · $247M to $285M
      Mar 24, 2021 to Mar 16, 2022
    • HNW RAUM · $205M to $231M
      Mar 24, 2021 to Mar 16, 2022
    • Individual RAUM · $34.9M to $45.5M
      Mar 24, 2021 to Mar 16, 2022
    • Pension RAUM · $3.9M to $4.6M
      Mar 24, 2021 to Mar 16, 2022
    • RAUM · $247M to $285M
      Mar 24, 2021 to Mar 16, 2022
    • Accounts · 443 to 472
      Jun 24, 2020 to Mar 19, 2021
    • HNW clients · 58 to 61
      Jun 24, 2020 to Mar 19, 2021
    • Individual clients · 91 to 97
      Jun 24, 2020 to Mar 19, 2021
    • Discretionary RAUM · $227M to $247M
      Jun 24, 2020 to Mar 19, 2021
    • HNW RAUM · $192M to $205M
      Jun 24, 2020 to Mar 19, 2021
    • Individual RAUM · $29.8M to $34.9M
      Jun 24, 2020 to Mar 19, 2021
    • Non-discretionary RAUM · $272,000 to $0
      Jun 24, 2020 to Mar 19, 2021
    • Pension RAUM · $3.5M to $3.9M
      Jun 24, 2020 to Mar 19, 2021
    • RAUM · $227M to $247M
      Jun 24, 2020 to Mar 19, 2021
    • Accounts · 395 to 443
      Apr 15, 2019 to Mar 18, 2020
    • Advisory employees · 2 to 3
      Apr 15, 2019 to Mar 18, 2020
    Signals
    4 dated events
    • Bradley Alan Wasserman left Wasserman Wealth Management, Llc for Buckingham Strategic Wealth, Llc (registered 2024-03-27)
      Mar 27, 2024 · Advisor changed firm · fact
    • Bradford C Newsome left Wasserman Wealth Management, Llc for Buckingham Strategic Wealth, Llc (registered 2024-03-27)
      Mar 27, 2024 · Advisor changed firm · fact
    • Keith Christopher Rybak left Wasserman Wealth Management, Llc for Buckingham Strategic Wealth, Llc (registered 2024-03-27)
      Mar 27, 2024 · Advisor changed firm · fact
    • Wasserman Wealth Management, LLC's advisors moved to Buckingham Strategic Wealth, LLC (Farmington Hills, MI): 3 of 3 registered, on the same day
      Mar 27, 2024 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026