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Former SEC-registered adviser

A•••• S••••••••• P•••••••• S•••••••• I•••

Former SEC-registered adviserCRD 125040SEC 801-62049IAPD
Latest filing Jun 30, 2016
First filing on the tape Jan 19, 2012 · 8 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 8, 2016
Jan 19, 20120 then
Employees (5.A)6 as of Mar 8, 2016
Feb 26, 20136 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Jun 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V••••• G•••••• H••••• · President, Chief Compliance Officercontrol
        since 02/1992 · owns 75% or more
      Related persons
      Schedule D 7.A
      • G••••• H••••• V••••
        LP sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 1
        Apr 14, 2016 to Jun 30, 2016
      • Advisory activities · 4 to 3
        Apr 14, 2016 to Jun 30, 2016
      • Employees · 6 to 1
        Apr 14, 2016 to Jun 30, 2016
      • HQ city · NOVI to unset
        Apr 14, 2016 to Jun 30, 2016
      • HQ state · MI to unset
        Apr 14, 2016 to Jun 30, 2016
      • State-registered IARs · 2 to 1
        Apr 14, 2016 to Jun 30, 2016
      • Related insurance company · true to false
        Apr 14, 2016 to Jun 30, 2016
      • HQ city · AUBURN HILLS to NOVI
        Mar 8, 2016 to Apr 14, 2016
      • Assets in custody · unset to 0.0
        Nov 11, 2015 to Mar 8, 2016
      • Advisory employees · 4 to 5
        Feb 26, 2013 to Feb 13, 2014
      • Related adviser · true to false
        Feb 26, 2013 to Feb 13, 2014
      • Advisory employees · unset to 4.0
        Jan 19, 2012 to Feb 26, 2013
      • Employees · unset to 6.0
        Jan 19, 2012 to Feb 26, 2013
      • State-registered IARs · 0 to 2
        Jan 19, 2012 to Feb 26, 2013
      • Related adviser · false to true
        Jan 19, 2012 to Feb 26, 2013
      • Related insurance company · false to true
        Jan 19, 2012 to Feb 26, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026