DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M•••• G•••• F•••••••• A•••••••• I••
Latest filing Apr 1, 2026
First filing on the tape Mar 29, 2024 · 4 filings
SEC status approved since Apr 25, 2024
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$169M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$56.2M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$169M as of Apr 1, 2026
Mar 27, 2025$151M then
HNW client RAUM$122M as of Apr 1, 2026
Mar 27, 2025$108M then
State-registered IARs (5.B.3)4 as of Apr 1, 2026
Mar 27, 20254 then
Employees (5.A)6 as of Apr 1, 2026
Mar 27, 20256 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $56.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $376,474derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $30.5M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$122M72%
- Individuals$46.8M28%
- Individual clients
- 137reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 448reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.5M for 38 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• P•••••• M••••••Certified Financial Planner | Dec 4, 2009 | 36 y | 0 | |
| D•••••• M•••••• M•••• | West Chester, Oh | Nov 21, 2016 | 11 y | 0 |
| J••••• W•••••• G•••• | West Chester, Oh | Nov 28, 2018 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• J•••••• W•••••• · Chief Compliance Officer/Secretarycontrolsince 01/2020 · owns less than 5%
- M••••• D••••••• M•••••• · Chief Executive Officer/Treasurercontrolsince 01/2016 · owns less than 5%
- G••••• J•••••• W•••••• · Ownercontrolsince 09/2021 · owns 50% to 75% of M•••• G•••• H•••••• C••••••
- M••••• D••••••• M•••••• · Ownercontrolsince 09/2021 · owns 50% to 75% of M•••• G•••• H•••••• C••••••
Entity owners
- M•••• G•••• H•••••• C•••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dayton, OH3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Apr 1, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-27, yes on the filing of 2026-04-01peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 447 to 448Mar 27, 2025 to Apr 1, 2026
- HNW clients · 36 to 40Mar 27, 2025 to Apr 1, 2026
- Individual clients · 127 to 137Mar 27, 2025 to Apr 1, 2026
- Assets in custody · unset to 30458853.0Mar 27, 2025 to Apr 1, 2026
- Custody of client assets · false to trueMar 27, 2025 to Apr 1, 2026
- Discretionary RAUM · $151M to $169MMar 27, 2025 to Apr 1, 2026
- HNW RAUM · $108M to $122MMar 27, 2025 to Apr 1, 2026
- Individual RAUM · $43.6M to $46.8MMar 27, 2025 to Apr 1, 2026
- RAUM · $151M to $169MMar 27, 2025 to Apr 1, 2026
- Accounts · 413 to 447Apr 12, 2024 to Mar 27, 2025
- HNW clients · 31 to 36Apr 12, 2024 to Mar 27, 2025
- Individual clients · 121 to 127Apr 12, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 51-100Apr 12, 2024 to Mar 27, 2025
- State-registered IARs · 5 to 4Apr 12, 2024 to Mar 27, 2025
- Discretionary RAUM · $142M to $151MApr 12, 2024 to Mar 27, 2025
- HNW RAUM · $99.2M to $108MApr 12, 2024 to Mar 27, 2025
- Individual RAUM · $42.8M to $43.6MApr 12, 2024 to Mar 27, 2025
- RAUM · $142M to $151MApr 12, 2024 to Mar 27, 2025
Signals
1 dated events
- M•••• G•••• F•••••••• A•••••••• I•• filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 937-220-4915reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 937-220-4915reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026