DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

J•• A•••••••• L•••••

Former SEC-registered adviserHouston, TexasCRD 125118SEC 801-77859IAPD
Latest filing Mar 31, 2021
First filing on the tape Mar 27, 2013 · 15 filings
RAUM
$53.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
$53.6M gross assets
History
15 filings and snapshots on the tape
RAUM$53.6M as of Mar 31, 2021
Mar 31, 2014$434M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2021
Mar 31, 20141 then
Employees (5.A)4 as of Mar 31, 2021
Mar 31, 20146 then
Private funds10 as of Mar 31, 2021
Mar 31, 201410 then
RAUM -62% over the last fiscal year-64% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
RAUM per advisor
$53.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-62%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$53.6M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$53.6M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$53.6M for 10 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      15 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N•••••• F••• L•Hedge Fund$29.0M99Mar 27, 2013
      H••••••••• E••••• F•••• L•••Hedge Fund$6.5M1Mar 27, 2013
      J•• P•••••••• L•••no longer reportedHedge Fund$4.0M1Mar 27, 2013
      J•• P•••••••• L•Hedge Fund$4.0M6Mar 31, 2021
      V•• F••• L•Hedge Fund$4.0M6Sep 30, 2022
      L••••••• L•Hedge Fund$3.9M1Mar 27, 2013
      U•••• L•no longer reportedHedge Fund$3.7M1May 23, 2013
      S••• E•••••• L•Hedge Fund$2.6M50Mar 31, 2021
      B•••••••• 1••• E••••• F••• L•Hedge Fund$1.3M1May 20, 2015
      C••••••••• E••••• F•••• L•Hedge Fund$546,0005Mar 31, 2014
      N•••••• F••• •••• L•••no longer reportedHedge Fund$372,84190Mar 27, 2013
      P••••••• E••••• F•••• L•Hedge Fund$301,0001Mar 27, 2013
      A•••••••• E••••• F•••• L•Hedge Fund$292,0001Mar 27, 2013
      L•••• L•Hedge Fund$224,0001Sep 16, 2014
      T•• E••••• F•••• L•Hedge Fund$01Mar 27, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • L••••• J•••• V•••••• · Limited Partner (A•••••••• E••••• G•• L•)control
        since 08/2012 · owns 25% to 50%
      • L••••• J•••• V•••••• · Managing Member Of J•• A•••••••• L••••• (General Partner Of Jvl Partners, L.P)control
        since 02/2003 · owns 75% or more of J•• A•••••••• L•••••
      • C••••••• N••••••• F• · Limited Partner (L• L•••••• G•• L•)
        since 04/2011 · owns 10% to 25%
      • L•••• K••••• W•••••• · Limited Partner (Tjs E••••• Fund, Gp)
        since 02/2013 · owns 10% to 25%
      • L•••• P•••• B• · Limited Partner (C••••••••• E••••• F•••• L•)
        since 01/2014 · owns 5% to 10%
      • M••••••••• D••••• T••••• · Limited Partner (A•••••••• E••••• G•• L•)
        since 08/2012 · owns 10% to 25%
      • R••••••• M••••••• P• · Limited Partner (H••••••••• E••••• F••• G•• L•)
        since 12/2012 · owns 10% to 25%
      Entity owners
      • C••••••••• E••••• F••• G•• L• · General Partner (C••••••••• E••••• F•••• L•)
        direct · owns less than 5%
      • H•• G•• L•• · General Partner (H••••••••• E••••• F••• G•• L•)
        direct · owns less than 5%
      • J•• A•••••••• L••••• · General Partner (J•• P•••••••• L•••)
        direct · owns less than 5%
      • L• L••••••• L•• · General Partner (L• L•••••• G•• L•)
        direct · owns less than 5%
      • P•• G•• L•• · General Partner (P••••••• E••••• F••• G•• L•)
        direct · owns less than 5%
      • T•• G•• L•• · General Partner (Tjs E••••• Fund Gp, LP)
        direct · owns less than 5%
      • J•• A•••••••• L••••• · Managing Member
        indirect · owns 75% or more of P•• G•• L••
      • L••• B•••• L•• · Managing Member
        indirect · owns 75% or more of L• L••••••• L••
      Related persons
      Schedule D 7.A
      • A•••••••• E••••• G•• L•
        n
      • B•••••••• 1••• E••••• F••• G•• L•
        n
      • C••••••••• E••••• F••• G•• L•
        n
      • H••••••••• E••••• F••• G•• L•
        n
      • J•• P••••••• L••
        pooled vehicle sponsorn
      • L• L•••••• G•• L•
        n
      • L••• B••• L••
        pooled vehicle sponsorn
      • L••• G•• L•
        n
      • P••••••• E••••• F••• G•• L•
        n
      • P••••••••• C•••••• A•••••••• L••
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 10
        Mar 31, 2020 to Mar 31, 2021
      • Advisory employees · 4 to 3
        Mar 31, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 9 to 10
        Mar 31, 2020 to Mar 31, 2021
      • Assets in custody · $140M to $53.6M
        Mar 31, 2020 to Mar 31, 2021
      • Employees · 6 to 4
        Mar 31, 2020 to Mar 31, 2021
      • Private funds · 9 to 10
        Mar 31, 2020 to Mar 31, 2021
      • Discretionary RAUM · $140M to $53.6M
        Mar 31, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $140M to $53.6M
        Mar 31, 2020 to Mar 31, 2021
      • RAUM · $140M to $53.6M
        Mar 31, 2020 to Mar 31, 2021
      • Assets in custody · $1.2B to $140M
        Mar 22, 2019 to Mar 31, 2020
      • Discretionary RAUM · $495M to $140M
        Mar 22, 2019 to Mar 31, 2020
      • Pooled vehicle RAUM · $495M to $140M
        Mar 22, 2019 to Mar 31, 2020
      • RAUM · $495M to $140M
        Mar 22, 2019 to Mar 31, 2020
      • Advisory employees · 3 to 4
        Mar 31, 2018 to Mar 22, 2019
      • Discretionary RAUM · $1.2B to $495M
        Mar 31, 2018 to Mar 22, 2019
      • Pooled vehicle RAUM · $1.2B to $495M
        Mar 31, 2018 to Mar 22, 2019
      • RAUM · $1.2B to $495M
        Mar 31, 2018 to Mar 22, 2019
      • Pooled vehicle clients · unset to 9.0
        Mar 31, 2017 to Mar 31, 2018
      • Assets in custody · $482M to $1.2B
        Mar 31, 2017 to Mar 31, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 31, 2018
      • Discretionary RAUM · $1.2B to $1.2B
        Mar 31, 2017 to Mar 31, 2018
      • Pooled vehicle RAUM · unset to 1157032774.0
        Mar 31, 2017 to Mar 31, 2018
      • RAUM · $1.2B to $1.2B
        Mar 31, 2017 to Mar 31, 2018
      • Accounts · 8 to 9
        Mar 30, 2016 to Mar 31, 2017
      • Private funds · 11 to 9
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $535M to $1.2B
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $535M to $1.2B
        Mar 30, 2016 to Mar 31, 2017
      • Accounts · 11 to 8
        Sep 10, 2015 to Mar 30, 2016
      • Private funds · 12 to 11
        Sep 10, 2015 to Mar 30, 2016
      • Discretionary RAUM · $482M to $535M
        Sep 10, 2015 to Mar 30, 2016
      • RAUM · $482M to $535M
        Sep 10, 2015 to Mar 30, 2016
      • Private funds · 11 to 12
        Apr 30, 2015 to May 20, 2015
      • Accounts · 10 to 11
        Sep 16, 2014 to Mar 31, 2015
      • Assets in custody · $293M to $482M
        Sep 16, 2014 to Mar 31, 2015
      • Discretionary RAUM · $434M to $482M
        Sep 16, 2014 to Mar 31, 2015
      • RAUM · $434M to $482M
        Sep 16, 2014 to Mar 31, 2015
      • Private funds · 10 to 11
        Apr 22, 2014 to Sep 16, 2014
      • Accounts · 8 to 10
        May 23, 2013 to Mar 31, 2014
      • Custody of client assets · false to true
        May 23, 2013 to Mar 31, 2014
      • Employees · 4 to 6
        May 23, 2013 to Mar 31, 2014
      Signals
      3 dated events
      • J•• A•••••••• L••••• reported RAUM $139.9M, down 72% from $494.6M (2019-03-22 to 2020-03-31)
        Mar 31, 2020 · RAUM change · derived
      • J•• A•••••••• L••••• reported RAUM $494.6M, down 57% from $1.2B (2018-03-31 to 2019-03-22)
        Mar 22, 2019 · RAUM change · derived
      • J•• A•••••••• L••••• filed its initial SEC registration (Form ADV)
        Mar 27, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026